- Capital One (Richmond, VA)
- Anti -Money Laundering Sr. Investigator - Sanctions Advisory Operations The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key ... regulations and sanctions compliance testing - Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations -… more
- MUFG (Irving, TX)
- …provide more details. **Job Summary:** This position reports into the Advisory , Risk and Controls pillar of the Global Financial Crimes Division (GFCD) HQS ... work experience in compliance, legal or risk functions. + 7-10 years of financial crimes experience within an advisory capacity. + Ability to apply technical… more
- Capital One (Richmond, VA)
- …Customer (KYC) Advisory Governance The Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role (second line of ... or Military experience + At least 4 years of experience in regulatory compliance, risk management or anti -money laundering (AML) compliance + At least 2 years… more
- WSP USA (Atlanta, GA)
- **Opportunity** Lead WSP's US Advisory & Planning Business Line's Energy Advisory Practice as the Managing Director, shaping transformative strategies that ... influence growth performance, strengthen key client relationships, and elevate Energy Advisory services across major infrastructure programs. You will be accountable… more
- GE Vernova (Stamford, CT)
- …+ Demonstrated understanding of debt financing products, investment and equity products, financial advisory services and their impact on and relevancy to ... Crime Compliance laws, regulations, controls and program requirements across Compliance Risk areas like Anti -Money Laundering and Counter-Terrorism Financing,… more
- NTT DATA North America (Charlotte, NC)
- …and collaborative environment. **Why the Role Is Important:** We are seeking a Financial Crimes Consultant with experience in Anti -Money Laundering (AML) and ... and advise clients on best practices for achieving compliance and mitigating financial crimes risks. + Strategic Advisory : Provide strategic guidance and… more
- M&T Bank (Buffalo, NY)
- **Overview:** Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business. Actively solicits new and existing ... + *Based on individualized needs analysis, prepare recommendations for customized financial solutions to current and potential Bank customers and their portfolios,… more
- ManpowerGroup (Charlotte, NC)
- …Consultant** to provide strategic advisory and analysis on complex initiatives impacting financial crimes risk management. This is **not** a delivery PM or ... Qualifications:** + 5+ years of Financial Crimes, Operational Risk , Fraud, Sanctions, Anti -Bribery, Corruption experience, or equivalent demonstrated… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... to lead US Trade Operations Customer Delivery & Implementation, Transaction Risk and Compliance Management, Product support and digitization efforts, & support… more
- M&T Bank (Danvers, MA)
- …footprint **Overview:** Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business in a centralized area ... primarily Retail and Business Banking. Works with Investment Advisors, Financial Advisors, Community partners, Wealth/WISD and Mortgage to deliver advice-based… more
- Robert Half (Cincinnati, OH)
- …Solution offerings - Technology, Risk and Compliance, Internal Audit & Financial Advisory , and Business Performance Improvement. The site capabilities may ... activity + Identifying, investigating, and escalating red flags associated with anti -money laundering (AML), potential fraud and financial exploitation… more
- Aegon Asset Management (Denver, CO)
- …to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life . ... United in our purpose, we help people create the financial freedom to live life on their terms. What..., which includes Finance, People and Places, General Counsel, Risk , Internal Audit, Strategy and Development, and Corporate Affairs,… more
- MUFG (Irving, TX)
- …implementation and execution of the Product Risk Rating Methodology, the Customer Risk Rating Methodology and Global Financial Crimes Risk Ratings. The ... identify and adapt to emerging compliance risks + Liaise with Sanctions and Anti -Bribery and Corruption on cross Financial Crime initiatives + Provide advice… more
- US Bank (Atlanta, GA)
- …integrating other internal audit subject matter teams (eg, Business Lines, Technology, Anti -Money Laundering, Model, Risk Management, Data, etc.) to ensure ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports… more
- City of New York (New York, NY)
- …Division/Program Summary: Audit Services plays a leading role in risk -based assessments of the Department's operational efficiencies, control effectiveness and ... Chief Operating Officer. Job Duties and Responsibilities: - Plan and execute advisory , assessment and audit projects using information technology (IT) Governance, … more
- Deloitte (New York, NY)
- …emerging and evolving threats. Minimum Qualifications: + 5+ years' experience in banking, financial services, or risk advisory -with demonstrated expertise in ... Manager - Forensic Investigations and Fraud - Financial Services About Deloitte Regulatory, Risk ...CFE, CAMS, or CRCM. The TeamOur Forensic, Discovery, & Financial Crime offering provides services to support anti… more
- MUFG (Irving, TX)
- …provides a consistent and cohesive intelligence and analytics capability covering all financial crime risk taxonomies across all products, branches and entities ... in support of GFCD teams such as Sanctions, AML Advisory , and Complex Investigations teams. Additionally, this position will...to create statistical models to identify known and emerging financial crime risks, network activity, and develop risk… more
- TD Bank (Southfield, MI)
- …a team of Business Finance professional roles that provide strategic financial analysis, insights, decision support and/or reporting results and/or provide guidance ... large part of the organization + Requires in-depth shareholder and/or broad financial and business perspective + Scope may include integration of activities and… more
- Bloomberg (New York, NY)
- … factors tied to clients, products or business lines. * Direct and execute comprehensive risk assessments to determine BSA/AML and other financial crime risk ... York Location New York Business Area Legal, Compliance, and Risk Ref # 10047869 **Description & Requirements** Bloomberg's Legal,...to Have:** * 10+ years of relevant BSA AML/KYC advisory and AML/KYC program experience in Financial … more
- University of Washington (Seattle, WA)
- …and industry laws or policies on corporate compliance; topics to include fraud and anti -kick-back, to mitigate risk to the department and to individual faculty ... Vice Chair has a comprehensive range of responsibilities, including: financial planning/management, budget development, supervision of the Department's classified… more