- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management...of risk information. . Ensures the business risk management practices comply with regulatory requirements… more
- JPMorgan Chase (New York, NY)
- …**Job summary:** As a Managing Director, Chief Credit Officer in the Asset and Wealth Management Credit Risk team, you will play a pivotal role in ... managing risk and supporting the JPM Wealth Management business. You will lead the risk management process, analyze credit risk , and monitor… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and the Compliance Conduct and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at...with regulatory best practices. Additionally, you will support JPM Wealth Management trading desks inclusive of executing… more
- JPMorgan Chase (New York, NY)
- …including trusts and estates, loans, mortgages and deposits. **Job Summary:** As a Settlement Officer VP in Wealth Management Solutions, Trust & Estates, you ... JP Morgan Asset & Wealth Management , with client assets of...with a diverse team and engage in problem-solving and risk management activities. **Job Responsibilities:** + Oversee… more
- First Horizon Bank (Memphis, TN)
- …and/or Work Experience Requirements:** + Bachelor's Degree + Minimum of 3 years Trust Management and Risk Management Experience + In-depth knowledge of ... duties. **Essential Duties and Responsibilities:** + Develop, implement, and monitor a risk -based compliance management program + Provide audit support and… more
- JPMorgan Chase (New York, NY)
- …role to oversee the administration of the trust. **Job Responsibilities:** Technical and Risk Management + Analyze trust documents for legal, tax, administrative ... families personalized, comprehensive financial solutions that integrate sophisticated investment management , capital markets, trusts & estates and banking capabilities.… more
- Citigroup (New York, NY)
- …**Qualifications:** + 3-7 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... the performance of the individual. This individual will serve as the Relationship Officer for Citi Employees within Citi Global Wealth at Work.… more
- Citigroup (Washington, DC)
- …**Qualifications:** + 2-4 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... The Investment Relationship Officer is a developing professional role. Deals with...and appropriately prioritized and executed accurately + Appropriately assess risk when business decisions are made, demonstrating consideration for… more
- Citigroup (Chicago, IL)
- …**Qualifications:** + 2-4 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... The Investment Relationship Officer is a developing professional role. Deals with...and appropriately prioritized and executed accurately + Appropriately assess risk when business decisions are made, demonstrating consideration for… more
- US Bank (St. Louis, MO)
- …you excel at-all from Day One. **Job Description** Responsible for the administration, risk management and servicing of assigned fiduciary and investment ... management accounts. May include Relationship Management responsibilities as well as product specialty knowledge and expertise (such as IRAs,… more
- Tompkins Community Bank (Ithaca, NY)
- …tool; participate in presentations to clients with the Wealth Advisor/Trust Officer ; assist clients with account setup and management through the financial ... Officers focused on client experience and business development; ensure Wealth Advisor/Trust Officer is in compliance with...all internal policies, procedures and practices in support of risk management and overall safety and soundness… more
- HSBC (Buffalo, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focuses and ability ... Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams...trait protected by applicable law. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-New… more
- HSBC (Beverly Hills, CA)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... or status as a protected veteran. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-California-Beverly Hills **Req… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... + Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- Citigroup (Downey, CA)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... . Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the...but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral… more
- Citigroup (Irving, TX)
- … risk management to provide oversight all the businesses. Retail Risk Senior Officer will ensure that the Loss Forecasting methodology and forecasted ... collecting information and creating a report for the Senior Risk Management . + Track differences between actuals...to improve forecast techniques. + Participate in the Chief Risk Officer meetings to understand (and challenge… more
- Comerica (Frisco, TX)
- Job Description MODEL RISK OFFICER SR The Model Risk Officer Senior is responsible for providing thought leadership on assessment of risk ... mentoring on AI model validation best practices. Position Responsibilities: Model Risk Management & Independent Model Validation Responsible for ensuring… more
- HSBC (Irvine, CA)
- …of macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Series 7, 66 (or 63 and 65), ... Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service...and services to meet individual needs, based on objectives, risk tolerance and proper asset allocations * Represent the… more
- Citigroup (New York, NY)
- …of the business earnings. Partner closely with the second line of defense Enterprise Risk Management (ERM) group to understand guidance and provide inputs and ... design. Collaborate with other major businesses on key Enterprise Risk Management initiatives and share best practice....of experience must include: Working in Consumer banking and Wealth Management Business with understanding of business… more
- Citigroup (Jacksonville, FL)
- …work performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Fraud Risk **Time Type:** Full ... Citi. + Interfaces with the Fraud Risk Sr. Managers, Business owners, Risk Policy heads and operations Chief Operations Officer (COOs) to understand business… more