• Fidelity TalentSource LLC (Boston, MA)
    …accounts offered by Fidelity s Portfolio Advisory Services and through Fidelity s Wealth Management Advisory Services. We construct and manage asset allocation ... this new role reports to SAI s Chief Investment Officer of Alternatives and will be instrumental in the...team of subject matter experts in research, portfolio engineering, risk management , legal, compliance and technology. Responsibilities,… more
    JobGet (04/29/24)
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  • Galapagos Federal Systems, LLC (Colorado Springs, CO)
    …and services, bolstering our contracting efforts. The ideal candidate will possess a wealth of experience and expertise in contract management , with a proven ... In this role, you will play a crucial role in supporting the Contracting Officer in the planning and execution of acquisitions across a diverse range of products… more
    JobGet (04/29/24)
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  • Galapagos Federal Systems, LLC (Colorado Springs, CO)
    …and services, bolstering our contracting efforts. The ideal candidate will have a wealth of experience and expertise in contract management , with a proven ... In this role, you will play a crucial role in supporting the Contracting Officer in the planning and execution of acquisitions across a diverse range of products… more
    JobGet (04/29/24)
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  • PWM Senior Risk Officer

    Morgan Stanley (New York, NY)
    *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk ... employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management * **Title:** *PWM Senior Risk Officer * **Location:**… more
    Morgan Stanley (04/13/24)
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  • Risk Officer : Central Review Unit

    Morgan Stanley (South Jordan, UT)
    … assessment and risk management of Financial Advisors within Wealth Management . The CRU Risk Officer provides centralized risk oversight of ... employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management * **Title:** * Risk Officer : Central Review Unit*… more
    Morgan Stanley (04/10/24)
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  • Risk Management - Asset…

    JPMorgan Chase (Columbus, OH)
    The Wealth Management (WM) Credit Risk team is seeking a Lead Credit Officer - Vice President to manage credit exposure for WM clients, with a primary ... and families in 36 countries around the world. **Job summary** As a Credit Risk Lead in Wealth Management Credit Risk team, you'll be helping the firm… more
    JPMorgan Chase (03/16/24)
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  • Wealth Management Compliance…

    First International Bank and Trust (Edina, MN)
    …Responsibilities + Provide expert advice, information, and specialized training to the Wealth Management Risk Manager (WMRM), governance committees, senior ... Wealth Management Compliance Officer ... Wealth Management Compliance Officer Department: Corporate Location:... wealth management , investments, and asset management activities. + Certified Fiduciary & Investment Risk more
    First International Bank and Trust (03/28/24)
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  • Wealth Management Institutional RIA…

    Morgan Stanley (Purchase, NY)
    …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Compliance* **Title:** * Wealth Management Institutional RIA Compliance Officer * ... providing a wide range of investment banking, securities, investment management and wealth management services....Compliance policies and procedures. - Support the Chief Compliance Officer with the annual review of the RIA compliance… more
    Morgan Stanley (04/17/24)
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  • Director, Business Development Officer

    Charles Schwab (New York, NY)
    …issues, estate planning, restricted stock, complex accounts, managed accounts, trusts, philanthropy, risk management , lending and asset safety. + Focus on ... and our clients, create a better future. Schwab Private Wealth Services (SPWS) is a complimentary branded program for...seeking a highly experienced Director of SPWS **Business Development Officer ** to build, lead and implement a defined strategy… more
    Charles Schwab (04/14/24)
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  • Compliance AML Risk Management Sr…

    Citigroup (New York, NY)
    …regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank ... relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including other … more
    Citigroup (04/13/24)
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  • Risk Management - Wealth

    JPMorgan Chase (Columbus, OH)
    …a pivotal role in ensuring JPMorgan Chase's robustness and resilience. You'll be part of the Wealth Management Risk team, managing credit risk for all ... innovative thinking and excellence. Job summary: As a Vice President in the Risk Management - Wealth Management - Credit Risk Oversight team, you\"ll… more
    JPMorgan Chase (02/01/24)
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  • National Risk Officer

    Morgan Stanley (San Francisco, CA)
    …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management * **Title:** *National Risk Officer * **Location:** ... providing a wide range of investment banking, securities, investment management and wealth management services....Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region… more
    Morgan Stanley (04/25/24)
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  • National Risk Officer

    Morgan Stanley (Washington, DC)
    …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management * **Title:** *National Risk Officer * **Location:** *District ... providing a wide range of investment banking, securities, investment management and wealth management services....Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region… more
    Morgan Stanley (04/16/24)
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  • Assistant Vice President Field Operational…

    Morgan Stanley (Geneva, IL)
    …provides deposit and lending products and services to serve the needs of Wealth Management clients and seeks a Field Operational Risk Officer as part of ... its business through three principal business segments-Institutional Securities, Global Wealth Management via Wealth ...Line Operational Risk Organization. The Field Operational Risk Officer will perform offsite risk more
    Morgan Stanley (03/20/24)
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  • Wealth Management Analyst*

    Morgan Stanley (Columbus, OH)
    *POSITION SUMMARY:* The Wealth Management Analyst's responsibilities include producing strategy reports, synthesizing client/prospect data to develop customized ... clients and creating and executing marketing strategies to attract new clients. The Wealth Management Analyst focuses on servicing clients by understanding their… more
    Morgan Stanley (04/19/24)
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  • VP, Risk Policy Officer - C13

    Citigroup (Fort Lauderdale, FL)
    …credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . Our core activities are safeguarding assets, lending ... our ability to execute against our strategic priorities. The Risk Policy Officer is a strategic professional...Management reporting lead within the Global Consumer Independent Risk Management organization. The position is responsible… more
    Citigroup (04/10/24)
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  • Risk Policy Senior Officer I

    Citigroup (New York, NY)
    …Engaging directly with senior Leadership and support on board level communication of risk management Monitoring risk on a quarterly basis. Building ... Citibank, NA seeks a Risk Policy Senior Officer I for...of experience must include: Working in Consumer banking and Wealth Management Business with understanding of business… more
    Citigroup (02/11/24)
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  • Non-Financial Risk Enterprise Operational…

    Morgan Stanley (Baltimore, MD)
    …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... and resolve issues independently while working across teams to acquire information. - Risk Management Knowledge - strong understanding of financial industry … more
    Morgan Stanley (04/04/24)
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  • Managing Director, Compliance - Wealth

    Charles Schwab (Westlake, TX)
    …Internal Audit. The Managing Director, Schwab Compliance, leads an enterprise compliance risk management organization within Schwab combining both support for ... helps shape the strategic direction of the companywide compliance risk management program. Schwab seeks a Managing...unit (WAS) was created to transform lives through accessible wealth management for every stage of the… more
    Charles Schwab (04/23/24)
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  • Wealth Relationship Manager

    HSBC (Arcadia, CA)
    …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focuses and ability ... other trait protected by applicable law. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-California-Arcadia **Req… more
    HSBC (04/17/24)
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