- Usaa (Colorado Springs, CO)
- …through military service or a military spouse/domestic partner Current / Active FINRA Series 7 Current / Active Life/Health license CFP (Certified Financial ... Distribution Team. As a Solutions Management Consultant, you will serve as the primary sales coach and on the job training coordinator for the Life Co. MSR… more
- Fidelity (Covington, KY)
- …to become a FINRA (Registered Representative by studying for and obtaining your SIE, Series 7 , and 63 licenses, all fully sponsored by Fidelity. This includes ... Aptitude and dedication to complete the FINRA SIE , Series 7 Top Off and Series...this role Certifications: Series 07 - FINRA, Series 63 - FINRA Category: Customer Service, Sales… more
- Usaa (Tampa, FL)
- …model. Experience with Virtual Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job entry. Current ... others and driving performance excellence. If you love blending sales savvy, exceptional service skills, and a passion for...of job entry. What sets you apart: Current FINRA Series 7 . Current FINRA Series … more
- Usaa (Phoenix, AZ)
- …maintenance or ability to acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 ... take action on recommendation(s) and overcomes objections using intermediate sales techniques and persuasion skills. Implements recommendation(s). Familiar with the… more
- Usaa (Phoenix, AZ)
- …maintenance or ability to acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 ... to take action on recommendation(s) and overcomes objections using advanced sales techniques and persuasion skills. Implements recommendation(s). Familiar with the… more
- PNC (Atlanta, GA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... As a Capital Markets Associate Director - Foreign Exchange Sales (F) SWAP within PNC's Capital Markets organization, you...based in Atlanta, GA. Requirements for licensing - SIE, Series 7 & 63, or able to… more
- PNC (New York, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... with complex capital markets transactions and supports the assigned sales /trading team; provides high quality customer service with respect...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Austin, TX)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- PNC (Charlotte, NC)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Los Angeles, CA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and as part of deal teams. + Partners with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- Santander US (New York, NY)
- …Outlook. + Sales oriented, energetic, and self-motivated with strong initiative to achieve sales goals. **Certifications:** + Series 7 , 63, 79, SIE **It ... FX Product Specialist, Corporate Sales - Analyst Country: United States of America...**The Difference You Make:** The Product Specialist - Corp Sales - IC6 is responsible for structuring & executing… more
- TD Bank (New York, NY)
- …Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + ... for TD Wealth clients + Meets quarterly and annual sales goals + Deepens wallet share by anticipating client...Required to have L&H and Series 66 (or equivalent) or the ability to obtain… more
- TD Bank (Wesley Chapel, FL)
- …Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + ... for TD Wealth clients + Meets quarterly and annual sales goals + Deepens wallet share by anticipating client...Required to have L&H and Series 66 (or equivalent) or the ability to obtain… more
- City National Bank (West Hollywood, CA)
- …Qualifications** * Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * ... work in tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Insight Global (Springfield, PA)
- …Requirements -Bachelor's degree strongly preferred -2+ years of providing advice, planning and investment sales SIE, Series 7 , Series 63 required ... differentiated service model/experience for Wealth clients * Meets quarterly and annual sales goals * Deepens wallet share by anticipating client needs and… more
- M&T Bank (Buffalo, NY)
- …(LAH) license **Education and Experience Preferred:** Minimum of 5 years' sales and/or sales administrative experience FINRA Series 7 and 99 licenses M&T ... **Overview:** Provides administrative and sales support to Registered Representatives (Financial Advisors) to...to support follow-up activities with required servicing. + Support sales process by participating in preparing, planning and executing… more
- Bank of America (Hunt Valley, MD)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas;Charlotte, North Carolina; Hunt Valley, Maryland; Lincoln, Rhode ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- JPMorgan Chase (Portland, OR)
- …in a high-pressure environment + Experienced in working on a team with at least two additional Sales Associate + Series 7 & 66 licenses upon hire or must ... the ability to handle multiple assignments accurately. Job Responsibilities: + Oversee sales support effort for a JP Morgan Advisors team through the coordination… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 and 66 required) Chandler, Arizona;Jacksonville, Florida **To proceed with your application, you must ... Description** Financial Solutions Advisors (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide...+ Minimum of 1-2 years financial advisory or investment sales experience + Passion for excellence and willingness to… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if...obtained within 90 days) + Is comfortable in a sales role, finding ways to nurture strong client relationships.… more
