- PNC (Chicago, IL)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... with insurance **Job Description** + Responsible for a team sales professionals to drive sales activities and...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Pittsburgh, PA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... in Pittsburgh, PA. **Job Description** + Partners with senior sales team members in supporting the sales ...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Chicago, IL)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Austin, TX)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- JPMorgan Chase (New York, NY)
- …to client base. **Required qualifications, capabilities, and skills:** + 6+ years of experience in sales , Series 7 & 63 required + Developed and established ... As a Vice President in High Grade Credit Sales , you will be responsible for maintaining and...appropriate degree of urgency. **Job Responsibilities:** + Responsible for sales and execution for an established institutional clientele. +… more
- PNC (Irvine, CA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- PNC (New York, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120...a team of traders. + Works strategically with traders, sales team, relationship managers, and investment bankers to develop… more
- Siebert Williams Shank (New York, NY)
- …able to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that provides investment… more
- Santander US (New York, NY)
- …Outlook. + Sales oriented, energetic, and self-motivated with strong initiative to achieve sales goals. Certifications: + Series 7 , 63, 79, SIE It Would ... FX Product Specialist, Corporate Sales - Vice President Country: United States of...Difference You Make: The FX Product Specialist - Corp Sales - IC4 is responsible for structuring & executing… more
- T. Rowe Price (Baltimore, MD)
- …in Eastern Central territory. + DCIO and/or Retirement Plan Sales a must. + FINRA Series 7 and Series 63 Preferred: + CIMA + MBA + CFP + CFA + Extensive ... a difference in ways that matter to you . Role Summary The Sales Director, Defined Contribution Investment Only (DCIO) is responsible for cultivating relationships… more
- Atria Wealth Solutions (Dublin, CA)
- …investment industry experience and/or training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) ... coordinate the preparation of daily, monthly, and annual reports related to sales activities, income, expenses, and referrals. + Assist in preparing annual operating… more
- HSBC (New York, NY)
- …to succeed in this role: Demonstrated experience in sales or marketing business. + Series 7 , Series 63 & 65 or Series 66 + High Proficiency in ... supporting the Alternatives Product Specialist in maintaining Alternatives platform, supporting sales initiatives as well as smooth functioning of the day-to-day… more
- Bank of America (Lone Tree, CO)
- …+ Required comprehensive knowledge of the retirement and/or employee benefits business and superior sales skills. + Series 7 and 63/65 or 66and Insurance ... Commercial Bank (GCB) relationship managers to identify employee benefits sales opportunities (Defined Contribution, Defined Benefit, NQDC, Equity, Health Benefit… more
- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Hunt Valley, MD)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Hunt Valley, Maryland;Jacksonville, Florida; Fort Worth, Texas; Lincoln, Rhode ... opportunities to deepen relationships by referring clients to specialized sales teams. The role acts as a central entry...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) ( Series 7 Required) Charlotte, North Carolina **Job Description:** At Bank of America, we're creating ... first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if...obtained within 90 days) + Is comfortable in a sales role, finding ways to nurture strong client relationships.… more
- Huntington National Bank (Birmingham, MI)
- …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... goals and provide appropriate solutions as needed. + Provide ongoing training and sales support to assigned branches to deliver a great customer experience to all… more
- Huntington National Bank (Hinsdale, IL)
- …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... goals and provide appropriate solutions as needed. + Provide ongoing training and sales support to assigned branches to deliver a great customer experience to all… more
- Charles Schwab (Westlake, TX)
- … leadership experience + Must have the ability to formulate and teach efficient client engagement/ sales process + FINRA Series 7 and 66 required + BA/BS ... which helps create tactical action plans to drive results in a sales environment + Ability to inspire organization change/growth + Strong organizational,… more
- Equitable (Milwaukee, WI)
- …**Qualifications** **Required Qualifications** + 1 Years experience in Compliance roles + FINRA Series 7 , 65 or 66 registrations + FINRA Series ... Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** :...including but not limited to: + Responsible for ensuring sales practices, account documentation, and books and records comply… more
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