- Freeport-McMoRan (Morenci, AZ)
- Senior Supervisor Supply Chain Requisition ID: 138963 Location: Morenci, AZ, US, 85540 Category: Supply Chain Share this Job Why You Should Apply For This Job: ... + Ensure adherence to General Accounting Principles (GAAP), financial laws ( SEC ), Company policies, internal controls (SOX) and Principles of Business Conduct… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, Various Securities Exchanges, and other applicable regulatory organizations. +… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority (FINRA) **Travel** ... Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 24_TP - Sec Trader Principal - Financial Industry Regulatory Authority (FINRA), Series 63_AG -… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... process. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, MSRB, and other regulatory rules and regulations. + Adhere to… more
- Raymond James Financial, Inc. (CO)
- …to ensure adherence to securities industry regulations and limit firm liability. The Senior Advisor of the Annuity and Insurance Products review team uses extensive ... compliance with applicable industry rules (ie State, FINRA & SEC ) and platform policies and procedures as they apply...* Work effectively with Financial Advisors as their sales supervisor and enforce company policies and procedures, as necessary.… more
- UIC Government Services and the Bowhead Family of Companies (Solomons, MD)
- **Overview** SITE SUPERVISOR (FRCASE) Bowhead seeks Site Supervisors to support our Fleet Readiness Center Aviation (FRC) Aviation Support Equipment (ASE), ... Maintenance, Repair and Overhaul Services proposal effort. The Site Supervisor will directly supervise and coordinate the activities of mechanics, installers, and… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and… more
- Raymond James Financial, Inc. (Southfield, MI)
- …of risk parameters, identifying any deviations and reporting them to more senior colleagues. Involves working within established risk management systems. + Track ... budgets and report variances to more senior colleagues. + Provide coaching to team members to...- Financial Industry Regulatory Authority (FINRA), GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Securities… more
- Educational Alliance, Inc. (New York, NY)
- …including completing clients' applications for supportive housing for older adults (HUD Sec 202), benefits, and entitlements programs. + Formulate care plans based ... supervision, case conference, staff meetings, and continuing education/training, both as a supervisor and supervisee interested in continued growth and learning as a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolves or recommends solutions to complex problems. Regular contact with senior management and the business units is required to identify, research, and ... Experience** General Experience - 3 to 6 years **Certifications** GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25%… more
- Truist (Charlotte, NC)
- …Azure, Google, Oracle) 12. Experience supporting Capital Markets Regulatory Environment - ( SEC , FINRA, CFTC, NFA, FED) 13. Experience supporting / integrating quant ... with machine learning / AI principals 15. Ability to influence others at senior levels to adopt a new perspective **Preferred Qualifications:** 1. Master's degree or… more
- Halliburton (Houston, TX)
- Senior Accountant Date: May 25, 2025 Location: Houston, TX, US, 77032 We are looking for the right people - people who want to innovate, achieve, grow and lead. We ... the Consolidation & Reporting group reporting to the Consolidations & Reporting Supervisor . Job Duties: + Under general supervision, applies knowledge of the… more
- Tractor Supply Company (Brentwood, TN)
- Senior Accountant **Overall Job Summary** This position is responsible for applying accounting techniques and complex practices to the classification and recording ... preferred. **Preferred knowledge, skills or abilities** + Extensive knowledge of SEC requirements, GAAP and new accounting pronouncements. + Proficiency using… more
- Raymond James Financial, Inc. (CO)
- …operations * Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities regulatory ... organizational levels. * Work effectively with Financial Advisors as their sales supervisor and enforce company policies and procedures as necessary. * Establish and… more
- Delek US Holdings (Brentwood, TN)
- …about accuracy, process improvement, and cross-functional collaboration. The level of the role ( Senior Accountant or Supervisor ) will be determined based on the ... west Texas and New Mexico. **Title:** _Senior Accountant OR Supervisor , Corporate Accounting & Consolidations_ **Location:** Brentwood, TN (Hybrid) **Department:**… more
- BorgWarner Inc. (Auburn Hills, MI)
- …to support the review of BorgWarner's quarterly and annual tax provision by senior management. This position will report to the Tax Accounting Lead. In addition, ... the expansion of tax disclosures in line with recent SEC announcements, and other similar actions and projects. Key...review of BorgWarner's quarterly and annual tax provision by senior management. + Responsible for the review of ASC… more
- New Jersey Resources (Wall Township, NJ)
- …Research technical accounting and financial reporting requirements promulgated by the FASB, SEC , AICPA, FERC and other standard setting bodies. * Actively monitor ... and perform other accounting impact studies as required or requested by Senior and Executive Management or by other departments for business planning and… more
- Marex (New York, NY)
- …Reporting process. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the ... any breaches of policy to Compliance and/ or your supervisor as required. + To escalate risk events immediately....Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Tractor Supply Company (Brentwood, TN)
- Sr. Accountant **Overall Job Summary** The Senior Accountant will be responsible for leveraging advanced technology, automation, and modern accounting practices to ... and reporting enhancements. With a focus on large data sets, the Senior Accountant will ensure data integrity and leverage automation to streamline financial… more
- University of Wisconsin River Falls (River Falls, WI)
- …and trends in computer and systems technology, interpreting their meaning to senior management. Areas of responsibility include technology services, help desk, IT ... leading teams, nurturing collaborative relationships, and providing direction to senior leaders across the institution. + Ability to engage...the final candidates may be released. See Wis. Stat. sec . 19.36(7). Title IX Notice As required by Title… more