- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple plug-and-play ... and clean power source for future generations. Overview: The Securities Attorney will be part of the in-house legal...a critical role in advising and supporting the company's securities and corporate governance matters. You will work closely… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the ... by SEI Private Trust Company such as Document Imaging, Note Processing, Handling of physical securities and Fee Processing. What you will do * Acts as a liaison with… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Senior Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and ... to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...have exposure to global teams across all areas of Securities Services. Additionally, you will have regular engagement and… more
- JPMorgan Chase (Boston, MA)
- Agency Securities Finance ("ASF") is a global business within Securities Services, a division in the Corporate and Investment Bank ("CIB") of JP Morgan Chase. ... revenue optimization, and performance attribution. You will represent JPMorgan Agency Securities Finance at the Client and represent the Client within JPMorgan… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities... Securities in New York. **Department Overview** TD Securities provides a wide range of capital market products… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various...net asset value, reconciling cash and holdings, and pricing securities + Offer advanced solutions for assigned securities… more
- Wells Fargo (Los Angeles, CA)
- …company's corporate governance, legal entity structure reporting, corporate treasury, and securities law compliance activities. **In this role, you will:** + Provide ... support on a variety of corporate governance and securities law related matters, including stock ownership reporting with...SEC and monitor stock ownership levels. + Assist with securities law filings in both the United States and… more
- Wells Fargo (Minneapolis, MN)
- …Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities Based Lending. The Securities Based Lending team offers purpose and ... for process improvement and risk control development within the Securities Based Lending Team + Work in partnership with...Lending Team + Work in partnership with Co-Head of Securities Based lending to provide vision and make strategic… more
- Wells Fargo (Iselin, NJ)
- **About this role:** Wells Fargo is seeking a lead securities product manager to join the product management team to execute the delivery of new products and ... of complex initiatives or financial, client and risk management outcomes for Securities Product Management. Lead small to medium efforts independently. + Identify… more
- Packing Corp of America (Lake Forest, IL)
- Assistant General Counsel - Securities Lake Forest, IL 60045, USA Req #21679 Friday, March 21, 2025 As a Fortune 500 company, Packaging Corporation of America (PCA) ... area of law. Assistant General Counsel assigned to the Securities section will serve as the company's securities... Securities section will serve as the company's securities law expert. This individual will also provide legal… more
- Bandwidth (Raleigh, NC)
- Corporate & Securities Counsel Raleigh Apply Who We Are: Bandwidth, a prior "Best of EC" award winner, is a global software company that helps enterprises deliver ... their authentic selves. #jointheband What We Are Looking For: The Corporate and Securities Counsel is an exceptional opportunity to join a global public company… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- S&P Global (New York, NY)
- …Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The ... Associate General Counsel - Securities and Corporate Finance is responsible for supporting a...governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in a dynamic,… more
- Citigroup (Getzville, NY)
- …to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry and ... used to present information to management + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Citigroup (New York, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- Truist (Atlanta, GA)
- …the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will ... time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Assist in the creation of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Court Accounting team within Wealth and Investment Management ... support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist. This role is critical for the setup, ongoing support, and expansion of ... Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End...effectiveness of the team according to plans; monitor daily securities and cash related production work + Lead or… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $175,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** TD Securities Treasury Solutions provides treasury management products to US/Canadian public companies… more
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