- Arkansas Government Job (Little Rock, AR)
- ACOM SENIOR SECURITIES EXAMINER Date: Apr 23, 2024 Req ID: 39165 Location: Little Rock, AR, US, 72202 Category: STATE SECURITIES DEPARTMENT Anticipated Starting ... GS09 FLSA Status: EXEMPT Salary Range: $50,222.00 - $72,822.00 Summary The Securities Examiner is responsible for serving as Examiner-in-Charge of examinations and… more
- Thrivent Financial (Jupiter, FL)
- This position provides securities licensed administrative support to Watermark Financial Group. This position serves as a resource to Financial Advisors and ... Financial computer systems and programs in support of client relations, supporting securities related tasks, and other administrative tasks as assigned. The … more
- Centuri Group, Inc. (Phoenix, AZ)
- Corporate & Securities Counsel Date: Apr 3, 2024 Location: Phoenix, AZ, US, 85027 Company: Centuri Group, Inc. (S4) Description: Who We Are Centuri (a subsidiary ... gas, and combination utility clients. The position title of Corporate & Securities Counsel reports directly to the EVP, Chief Legal and Administrative Officer,… more
- Guardian Life (New York, NY)
- Are you a seasoned securities paralegal who has experience with securities filings and insurance products?' Is a culture where "People Count," "We Do the Right ... important to you? If so, Guardian is seeking a Securities Paralegal to provide a high quality and diverse...key to the continuing success of our department. As Securities Paralegal, you will be involved in filing … more
- General Motors (Warren, MI)
- …high-performing, collaborative team within the GM Legal Staff to work on cutting-edge securities disclosure and transactional matters for a client base that covers a ... Chair and Mary Barra, Chief Executive Officer. The Counsel, Securities , is a critical member of the team providing...legal advice in support of GM's public company and securities matters, including its Securities and Exchange… more
- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple plug-and-play ... and clean power source for future generations. Overview: The Securities Attorney will be part of the in-house legal...a critical role in advising and supporting the company's securities and corporate governance matters. You will work closely… more
- Nuveen Investments (Charlotte, NC)
- …to the development of strategy, and managing the execution of the Nuveen Securities , LLC and Nuveen Canada Company, Compliance Programs. Nuveen Securities , LLC, ... The position will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide… more
- Wells Fargo (San Francisco, CA)
- …and other public disclosures, corporate treasury activities, corporate governance, and securities law compliance matters. + Review, provide comments, and advise on ... compliance with securities law requirements and best practices for significant environmental,...Advise our corporate treasury team on certain capital markets, securities , and funding transactions. + Participate in and handle… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...Summer Analyst in the 2025 Corporate & Investment Bank Securities Services Leadership Program, you will develop your analytical,… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... in quality and service. As part of the Restricted Securities Specialist Team you will devote your time to...diligence and approving transactions related to restricted and control securities . You will liaise with Financial Advisors and their… more
- JPMorgan Chase (Brooklyn, NY)
- …the project management of new and incremental client business to the Securities Services organization within JPMorgan's Corporate Investment Bank. The role covers a ... Broker Dealers and Insurance Companies. Solution and Implementation activity encompasses all Securities Services products including - but not limited to - Custody,… more
- Capital One (Mclean, VA)
- …States of America, McLean, Virginia Sr. Manager, Sr. Counsel - Governance & Securities The Governance and Securities team within Capital One's Legal Department ... other legal professionals who provide counsel and support on corporate governance, securities , and ESG matters. This important role within the organization supports… more
- Nutanix (San Jose, CA)
- …Humble, Honest, with Heart.** **The Opportunity** Are you an experienced corporate and securities attorney who is hungry, humble, honest, and has heart? If so, join ... in hybrid multicloud computing. As our new Corporate Counsel, Corporate and Securities , you will have the opportunity to make tangible contributions, work with… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Analyst is a part of the Income/Reorg Operations team that is responsible for processing, balancing, and applying payments timely ... partners to evaluate, communicate, and process these events and payments. These Securities Services Operations Analyst associates each have a specific and impactful… more
- MUFG (Tampa, FL)
- …offices which includes performing operations required for accurate processing of securities (Certificate of Deposits, Commercial Paper & Securities ... Responsibilities: + As AVP, review and oversee the daily securities operation to ensure all processes have been complete...+ Work with systems teams on FICC and Genesis securities projects. + Oversee the daily process of … more
- ArcBest (Fort Smith, AR)
- …support our values-driven culture. Currently, we are looking for a Corporate Counsel - Securities to join the ArcBest team. The Corporate Counsel - Securities ... to, supporting the Company's reporting and disclosure obligations under applicable securities laws and regulations. This position also requires specialty legal work… more
- Amentum (Chantilly, VA)
- …advice on a wide range of matters including mergers and acquisitions, securities laws compliance and corporate governance and secretarial requirements. This position ... firm and/or in-house legal experience handling mergers and acquisitions, securities laws compliance and corporate governance/secretarial responsibilities. + Experience… more
- T. Rowe Price (Baltimore, MD)
- …to join us and grow your career with us. The Director, Middle Office - Securities and Account Reference Data manages a team that oversees the setup of reference data ... for the securities and accounts for the firm. This team expertly...as a subject matter expert for reference data, both securities and accounts. Anticipates, identifies, and implements enhancements to… more
- JPMorgan Chase (New York, NY)
- …market participants are always in need of independent, reliable, and accurate securities valuation services. With offices in New York, London, and Hong Kong, ... them evaluated pricing on over 2 million fixed income securities and derivative instruments each day. As a PricingDirect... and derivative instruments each day. As a PricingDirect Securities Valuation Associate, you will gain access to trading,… more
- Truist (New York, NY)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... TFC), one of the nation's largest banking organizations. Truist Securities , together with , Commercial Real Estate (https://www.mytruist.com/sites/commercial-real-estate/SitePageModern/76350/cig-commercial-real-estate) and… more
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