- Unknown (New York, NY)
- General Counsel, Fintech Legal & Regulatory Affairs About the Company Ambitious financial wellness platform Industry Financial Services Type Privately Held, ... seeking a General Counsel to be the key legal advisor to the executive team and board, with a...experience, with a minimum of 5 years in a senior in-house role at a fintech or high-growth tech… more
- Unknown (New York, NY)
- …Asset Management Investment Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership Lending ... Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability Corporate Citizenship Credit Specialties banking commercial… more
- Unknown (Washington, DC)
- …lending small business financing small business tips business advising working capital business coaching equipment financing sba community advantage land financing ... management, and investment risk, as well as operational and regulatory risk. The CRO will also serve as a...risk. The CRO will also serve as a strategic advisor , championing a risk-aware culture, and will be a… more
- Unknown (Charlotte, NC)
- …of experience in corporate law, particularly in multi-national M&A, JV, and capital markets transactions. The individual will be responsible for leading a ... managing complex domestic and international deals, and ensuring compliance with regulatory requirements. Key responsibilities for the Vice President, Deputy General… more
- Unknown (Los Angeles, CA)
- …business's overall goals. The CFO will play a key role as a strategic advisor to the executive team, particularly in the areas of financial planning and operational ... CFO will manage cash flow, banking relationships, and the capital structure to support investment strategies. Applicants for the...with at least 3 years in a CFO or senior finance role. A strong knowledge of financial management,… more
- Unknown (Salem, VA)
- …management, and leading cross-functional teams through change. Strong knowledge of capital planning, debt management, and regulatory compliance is essential, ... facilities, and auxiliary services, and will be a trusted advisor to the president, the Board of Trustees, and... to the president, the Board of Trustees, and senior leaders. Candidates for this position should have a… more
- Unknown (Dallas, TX)
- …forecasting, budgeting, and long-term planning, and ensure compliance with GAAP and regulatory standards in all financial reporting. Applicants for the CFO position ... leadership experience, including at least 5 years in a senior financial role, is required. The role demands a...The role demands a proven ability to manage P&L, capital structures, and growth initiatives, with experience in private… more
- Capital One (New York, NY)
- Director, International Regulatory Affairs Advisor and Program Coordinator Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a ... company - and a great place to work. Within Capital One, the Regulatory Affairs function is...relationships. The team also serves as strategic advisors to senior management about evolving regulatory policy issues… more
- Capital One (Mclean, VA)
- HR Risk Management Advisor , Global Expansion Services- Senior Manager Senior HR Risk Management: Global Expansion Services - Risk Advisor The Global ... across all facets of the Enterprise Risk Management framework. Notably, the HR Risk Advisor will work closely with the International HR Teams to align on roles and… more
- Capital One (Richmond, VA)
- Senior Business Analyst, Liquidity, Market, and Capital Risk Oversight The Liquidity, Market, and Capital Risk Oversight (LMCRO) team is seeking a motivated ... regulatory requirements (eg, Basel), overall liquidity, market, and capital risk management frameworks, and regulatory compliance....(eg, Risk Management, Model Validation, and Audit). As a Senior Business Analyst at Capital One, you… more
- Capital One (Columbus, OH)
- …various domains. + At least 4 years in customer-facingroles, acting as a trusted advisor to senior security and IT leaders. + Deep technical understanding of ... Senior Manager, Customer Trust & Field Security Specialist - Capital One Software (Remote) About the Role: We are seeking an experienced and detail-oriented … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and address potential compliance problems. + Research compliance issues. + Alerts Senior CMA Compliance Management of current regulatory issues. + Researches, ... interprets, and translates regulatory rules and regulations for Senior CMA Compliance Management. + Monitors exception and other internal reports for employee… more
- Capital One (Richmond, VA)
- Principal Risk Advisor , Consumer Advisory | Retail Bank Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of ... guided by our shared values, come together to make Capital One a great company - and a great...of business and have the opportunity to work with senior management to create and implement innovative solutions to… more
- Capital One (Richmond, VA)
- Senior Manager, Know Your Customer (KYC) Advisory Governance The Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role ... guidance. While working within the Compliance Management Program framework, the Senior Manager is responsible for delivering quality results, providing compliance… more
- Southern California Edison (Pomona, CA)
- …guide executive decisions and ensure regulatory compliance. As a Financial Analysis, Senior Advisor , your work will help power our planet, reduce carbon ... Join the Clean Energy Revolution Become a Financial Analysis, Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this role,… more
- FirstEnergy (NJ)
- …is an open position with FirstEnergy Service Company, a subsidiary of FirstEnergy Corp. The Senior Advisor , New Jersey External Affairs, will be a key member of ... of the company with relevant state and local policymakers and regulators. The Senior Advisor of New Jersey External Affairs, manages an in-state team… more
- Deloitte (Morristown, NJ)
- Senior Consultant - Capital Markets Operations and Technology Our Enterprise Operations & Risk practice empowers leading Capital Markets institutions to ... regulatory , risk-related, technological, or operational change initiatives within capital markets environments Preferred qualifications Candidates possessing one or… more
- Capital One (New York, NY)
- Consumer Credit Review Senior Manager The Consumer Credit Review Senior Manager is responsible for executing independent, risk-based assurance reviews within ... Capital One's Consumer credit portfolios (card and auto). This...practices, effectiveness of policy implementation and risk governance. The Senior Manager will also contribute towards the execution of… more
- Capital One (Richmond, VA)
- …design professionals), and put them all together as a trusted business advisor . You'll translate between business intent, regulatory requirements, legal ... Senior Manager, Senior Counsel - Artificial Intelligence As a member of Capital One's Tech Reg Legal Business Counsel team you'll apply your legal,… more
- Capital One (Richmond, VA)
- Senior Manager, Technology Risk Guide - Enterprise Services Risk The Enterprise Services Risk organization is expanding with a focus on attracting innovative, ... experiences are valued as we work to redefine the financial sector. As a Senior Manager Risk Guide Leader supporting Enterprise Services Risk, you will partner with… more
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