- M&T Bank (Clanton, AL)
- … Senior Compliance Advisor works under general supervision of the respective Senior Compliance Manager and/or Compliance Director but exercises a high level ... Audit , and other M&T subsidiaries and departments. The Senior Compliance Advisor also interacts with external contacts, including regulators/examiners, vendors,… more
- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER * *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and Business ... Control Officer ("BCO") and senior management of wealth management division of the organization....review and implementation of Policies and procedures related to fiduciary governance and will partner with the Controls Leadership… more
- Huntington National Bank (Columbus, OH)
- … activities by participating in fiduciary committees and meetings with senior trust management, Segment Risk, Internal Audit , and other key stakeholders, ... Description The Fiduciary Risk Manager reports to the...fiduciary standard of care, Reg 9, interaction with senior management, and the ability to collaborate across departments.… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …for all trust officers and specialists, and coordinate those programs with product manager and senior leadership.* Manage, oversee and monitor risk within the ... banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for driving sound fiduciary decision making and risk management strategies for the Investment Management &… more
- JPMorgan Chase (New York, NY)
- …As a Risk Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will be responsible ... in ensuring that the business understands its investment and fiduciary risks and has robust standards, controls, and practices...T&E Business. + Act as the Legal Entity Risk Manager for Delaware and the Bahamas Trust entities. +… more
- Walmart (Bentonville, AR)
- …families through comprehensive programs focused on their physical, mental, and financial wellbeing. The Senior Manager of Accounting and Audit is pivotal in ... **Position Summary ** As the Sr. Manager of Accounting and Audit , you...ERISA requirements, including timely filing of Form 5500, maintaining fiduciary responsibility, and ensuring plan operations align with DOL… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset and Wealth...+ Bachelor's degree (or relevant financial services experience) + Fiduciary and 12 CFR 9 expertise and knowledge +… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- City National Bank (Los Angeles, CA)
- …experience * CPA - Certified Public Accountant CPA, CIA, CISA, or CFA *Skills and Knowledge* * Senior Audit Manager (SME in Treasury) * 6 + years of required ... *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE...banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and personal trust… more
- BMO Financial Group (Chicago, IL)
- …with business groups and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Takes a consistent risk-based approach for evaluating ... Regulatory Compliance Testing methodology as confirmed by quality reviews, Corporate Audit and/or regulatory examination results. + Maintains the independence of… more
- Plante Moran (Cleveland, OH)
- Tax Manager or Senior Manager + Location: United States, Ohio, Cleveland Make your mark. Go beyond the numbers, do something different by developing rapport ... C-corporations, Partnerships, and Individual taxation is required + Experience with Fiduciary , Estate and Gift, and Not-For-Profit tax returns, including private… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Senior Internal Auditor to be r esponsible for performing audit assignments including planning, conducting interviews, ... and internal controls and assisting in drafting of the audit report with minimal oversight. Lead team liaison in...+ Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Trust & Financial Advisor (CTFA)… more
- Regions Bank (Birmingham, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards ... the Professional Practice of Internal Auditing. **Primary Responsibilities** + Develops initial audit program to meet the audit engagement objectives with some… more
- Amazon (Bellevue, WA)
- …of large scale construction programs. As the R2L (Remote to Local) Construction Manager (CM), you will work with broad set of stakeholders including Real Estate, ... track and communicate progress - Develop capital appropriation requests and manage fiduciary responsibility for approved budgets - Perform site visits on a periodic… more
- Bank of America (Chicago, IL)
- …partners including but not limited to: Client Team, Office of the Chief Fiduciary , Administrative Resource Team (ART), Audit , Compliance, Fiduciary Tax ... the Settlement Assistants, monitors progress and approves completed work. Assists senior officers in coaching, developing, and mentoring assistants within Settlement… more
- M&T Bank (Los Angeles, CA)
- …firm.Work closely with Client Managers, Private Banking, Investment Advisors and Fiduciary Advisors to assess client's current financial situation, goals and ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …within the investment team + Build and maintain strong relationships with other senior RJT leaders to ensure seamless fiduciary administrative and investment ... closely with advisors, all while adhering to strict regulatory and compliance fiduciary standards. Leads large and/or multiple projects with significant scope and… more
- PNC (Philadelphia, PA)
- … manager 's discretion. Preferred Qualifications: *Prior working experience in Compliance or Audit *Knowledge of fiduciary activities specific to 12 CFR 9 ... success. We are looking to hire a Compliance Program Specialist Senior within PNC's Independent Risk Management's Compliance organization supporting the Asset… more
- Trinity Health (Fort Lauderdale, FL)
- …while cultivating service quality and customer satisfaction. Ensures the Regional Director or Senior Manager are kept abreast of issues or problems impacting ... and THCE program short and long-term operational excellence. Provides fiduciary responsibility for the RHM's monthly outcome of program...in monthly budget reviews with the Regional Director or Senior Manager to identify budget variances; and… more
- ASM Global (Detroit, MI)
- …Reporting to the CEO, the Chief Financial Officer (CFO) is a senior executive for the Detroit Regional Convention Facility Authority (DRCFA), operator of ... of Procurement, Director of Human Resources, and Construction Accounting Manager . This leadership role ensures collaborative decision-making and cohesive operations,… more
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