- Crowe LLP (New York, NY)
- …help shape the future of our industry. Job Description: Financial Crime AML Audit Senior Consultant As a Senior Consultant in our Regulatory Compliance Financial ... banking organizations, MSBs, alternative payment providers (ie Fintech organizations), broker /dealers, and asset managers. Responsibilities: Develop, audit, and monitor… more
- Milliman (Wakefield, MA)
- …communication Direct interaction with client and/or client's other vendor partners (eg, broker , captive manager, auditor ) Direct, train and provide guidance to ... talent and future leaders of the firm through exam support and interaction with senior colleagues. What You Will Do In our practice, a Consulting Actuary is… more
- Milliman (Wakefield, MA)
- …communication Direct interaction with client and/or client's other vendor partners (eg, broker , captive manager, auditor ) Direct, train and provide guidance to ... talent and future leaders of the firm through exam support and interaction with senior colleagues. What You Will Do On a day-to-day basis, the Associate Actuary will… more
- Charles Schwab (Austin, TX)
- …internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker -Dealer/Asset ... Manager in the Broker -Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and… more
- JPMorgan Chase (Jersey City, NJ)
- …senior executives outside of Internal Audit and across the firm! As a Senior Internal Auditor , Associate on the Commercial and Investment Banking Finance ... skills, with the ability to establish credibility and create partnerships with senior business and control partners + Advanced analytical skills particularly in… more
- Lincoln Financial (Radnor, PA)
- …**Requisition #:** 74448 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor who is a self-starter and initiative driven, ready to ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... and discuss issues, challenges and methodologies with internal audiences including senior management. Technical Skills (Essential) - Advanced degree in quantitative… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members ... leadership with interacting with supervisory authorities, audit committees, and senior audit leadership including metrics reporting to such parties. Demonstrates… more
- AIG (Scottsdale, AZ)
- …is part of the UW support career progression and may report to a Senior Specialist, UW Support, Team Leader, or to an Team Manager, Underwriting Support. The ... Senior UW Asst is an individual contributor within the...submission for missing information and follows up with the broker for outstanding items. + Performs a comparison of… more
- Charles Schwab (Lone Tree, CO)
- …comfort to invest their assets with Schwab. The SCO is looking for a Senior Specialist to support the Information Technology (IT) portions of the ICFR and ICOC ... Assessments. This Senior Specialist will be accountable for the portions of...Rule requirements. **What you'll do:** + Gain exposure to broker -dealer, bank, and corporate processes through robust risk assessments,… more
- RTX Corporation (Hartford, CT)
- …you ready to go beyond?** We have an exciting **remote** opportunity for a ** Senior Manager, Global Trade** . **What You Will Do:** + Initiate/drive data collection, ... both exports and imports **Qualifications We Prefer:** + US Licensed Customs Broker or passed CBSA Customs Brokers Professional Examination + Experience with SAP/GTS… more
- City National Bank (Jersey City, NJ)
- …AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, ... is a leadership role as an auditor -in-charge for managing complex Wealth Management audits and assisting...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees in the form of… more
- SMBC (New York, NY)
- …working in the banking & financial services industryas an internal and/or external auditor specifically to lead audit coverage of CFO fucntion within Internal Audit ... will be responsible for leading financial and regulatory reporting audits as an Auditor In Charge, ensuring work is performed in accordance with IIA standards and… more
- City National Bank (Los Angeles, CA)
- …and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to ... with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more
- Truist (Charlotte, NC)
- …effective standards/ processes; set/monitor quality performance expectations/results. Interface with senior executives across the enterprise to develop a strategic ... as well as industry and bank issues, to effectively match them. 3. Broker and direct the design, engineering, implementation, and support of application software… more
- RTX Corporation (Hartford, CT)
- …working with Customs Compliance, for both exports and imports + US Licensed Customs Broker + US citizenship is required, as only US citizens are authorized to access ... Trade certifications such as Certified US Export Compliance Officer + Certified Internal Auditor or other like certification + Six Sigma, Ace, Core designation +… more
