- Unknown (Oklahoma City, OK)
- …the legal transaction oversight of all tax equity, hybrid, and structured product investments , ensuring compliance with legal, tax, and regulatory standards. The ... to obtain FINRA SIE, Series 79, and 63 under the company's sponsorship. Hiring Manager Title Head of Investments Travel Percent Less than 10% Functions Finance more
- Larson Wealth Partners, LLC (Indianapolis, IN)
- …below. Location: Indianapolis, IN About the Role Larson Financial Holdings is seeking a Senior Trader to join our Investment Team and take ownership of ... tax impact. Collaboration & Oversight Partner closely with the Investment Team, Operations, and Compliance to maintain...equity and options trading experience within an RIA, asset manager , or hedge fund Series 63 (Series 7 preferred)… more
- Unknown (New York, NY)
- …flows in alignment with insurance liability obligations, and creating and enforcing investment guidelines to ensure compliance with regulatory frameworks. The ... insurance Critical Illness insurance TFSA RRSP Canadian insurer and Investments About the Role The Company is seeking a...to ensure regulatory capital efficiency and strategic performance in investment decisions. Hiring Manager Title Chief … more
- Unknown (El Monte, CA)
- …banking and foreign exchange About the Role The Company is seeking a VP, Senior Manager for Professional Practices Audit. The successful candidate will be ... international standards, and administering the quality assurance and improvement program. The VP, Senior Manager will also be involved in the development and… more
- Unknown (Jersey City, NJ)
- Vice President, Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately Held, ... 10,001+ Categories Financial Services Asset Management Banking & Mortgages Investment Banking Consulting & Professional Services B2B BNP Paribas...B2B About the Role The Company is seeking a Senior Compliance Officer with a focus on… more
- Unknown (New York, NY)
- Senior Vice President, Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Employees 501-1000 Categories Investment Banking Consulting & Professional Services B2B Marketplace About...the Role The Company is in search of a Senior Vice President, Compliance to take on… more
- Unknown (El Monte, CA)
- …banking and foreign exchange About the Role The Company is seeking a VP, Senior Manager for Professional Practices Audit. The successful candidate will be ... international standards, and administering the quality assurance and improvement program. The VP, Senior Manager will also be involved in the development and… more
- Unknown (New York, NY)
- Assistant General Counsel, Private Equity & Investment Management About the Company Globally-recognized investment management firm Industry Financial Services ... Public Company Founded 1939 Employees 1001-5000 Categories Financial Services Investment Management Asset Management Consulting & Professional Services Brokerage… more
- Unknown (New York, NY)
- Senior Vice President, Banking Marketing About the Company Renowned commercial investment banking company with an international reach Industry Financial Services ... Purpose Finance Financial Ingenuity Financial Responsibility Global Bank Investing Investment Banking Responsible Finance Global Banking Global Finance Investment… more
- Unknown (Sacramento, CA)
- Senior Vice President, Business Services Executive About the Company Large national financial cooperative Industry Banking Type Non Profit Founded 1933 Employees ... 1001-5000 Categories Banking Finance Financial Services Banking & Mortgages Investment Management Insurance Banking Services Specialties consumer checking & savings… more
- Unknown (Los Angeles, CA)
- Senior Vice President, Finance Applications About the Company Globally-recognized investment management firm Industry Investment Management Type Subsidiary ... 1995 Employees 1001-5000 Categories Business Development Finance Financial Services Investment Management Consulting & Professional Services Business Classifications B2B… more
- Unknown (Los Angeles, CA)
- …Company Founded 1997 Employees 1001-5000 Categories Consulting & Professional Services Investment Management ALTERNATIVE ASSET MANAGER ARES ARES MANAGEMENT ARES ... Vice President, Senior Cybersecurity Engineer About the Company Leading international...MANAGEMENT CORPORATION ASSET MANAGER Credit Investment Services LLC PRIVATE EQUITY REAL ESTATE Securities Asset… more
- Unknown (St. Paul Park, MN)
- Senior Wealth Advisor About the Company Nationally acclaimed wealth management firm Industry Financial Services Type Privately Held About the Role The Company is ... seeking a Senior Wealth Advisor to join its team. The successful...have access to extensive planning capabilities, including in-house tax, compliance , and estate planning, and will be backed by… more
- Unknown (New York, NY)
- Senior Vice President, Markets E-Trading Risk & Controls About the Company Renowned commercial investment banking company with an international reach Industry ... Purpose Finance Financial Ingenuity Financial Responsibility Global Bank Investing Investment Banking Responsible Finance Global Banking Global Finance Investment… more
- Unknown (Costa Mesa, CA)
- …ensuring compliance with financial policies and regulatory requirements. Hiring Manager Title North America Chief Financial Officer Travel Percent Less than 10% ... Senior Vice President, Financial Planning & Analysis (FP&A)...allocation. They will also be involved in evaluating strategic investments , partnerships, and M&A opportunities, and will represent North… more
- Unknown (Los Angeles, CA)
- Senior Vice President, Enterprise Architecture About the Company Globally-recognized investment management firm Industry Investment Management Type ... 1995 Employees 1001-5000 Categories Business Development Finance Financial Services Investment Management Consulting & Professional Services Business Classifications B2B… more
- Unknown (New York, NY)
- Senior Counsel About the Company Premier investment management firm Industry Investment Management Type Privately Held About the Role The Company is seeking ... a Senior Counsel to join its legal department. The successful...collaboration with internal stakeholders to ensure the competitiveness and compliance of compensation plans, as well as monitoring and… more
- Unknown (Fargo, ND)
- …as well as the ability to manage complex problems and prioritize effectively. Hiring Manager Title Senior Legal Counsel Travel Percent Less than 10% Functions ... Senior Vice President, Chief Fiduciary Officer & Fiduciary...Specialties mortgage commercial lending banking consumer loans wealth management investment management personal insurance business insurance home loans financial… more
- Unknown (New York, NY)
- …candidate will have a background in compliance within a buy-side asset manager , investment bank, regulator, or consultancy firm, and possess strong technical ... Vice President, Compliance About the Company Successful asset management &...Consulting Crowdfunding Finance Financial Services FinTech Internet Risk Management Investment Management Consulting & Professional Services Manhattan New York… more
- Unknown (Palo Alto, CA)
- Senior Vice President, Corporate Controller About the Company Nationally recognized university healthcare & research network Industry Hospital & Health Care Type Non ... and subsidiary financial reporting cycle, month-end closing, regulatory financial compliance , and tax matters. The successful candidate will be responsible… more
Related Job Searches:
Compliance,
Compliance Manager,
Compliance Senior,
Investments,
Manager,
Manager Investments,
Manager Senior Compliance,
Senior