- Usaa (Tampa, FL)
- …drive key decisions assessing risk and reward through effective challenge. Liaises with Compliance and CLO on legal & regulatory considerations that impact ... to variances. Responsible for the aggregation and reporting of risks to senior leadership and effectively assessing and influencing business decisions and direction.… more
- Banco Popular Puerto Rico (New York, NY)
- …2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- SMBC (New York, NY)
- … Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- Banco Popular Puerto Rico (San Juan, PR)
- …Dec 17, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires strategic ... leadership in the deployment, maintenance, and development of the Regulatory & Financial Compliance Training Program across...Compliance Training Program across all Popular companies. The Senior Compliance Officer will independently… more
- Prime Therapeutics (Columbia, SC)
- …career? Come build the future of pharmacy with us. **Job Posting Title** Senior Compliance Analyst ( Regulatory Change Management) - Remote **Job ... records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership...policies + Research and interpret laws, industry guidance and regulatory issues that impact Prime's compliance programs… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Dec 16, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description We are seeking a highly ... motivated and experienced Senior Compliance Officer to support... plays a critical role in ensuring both banks' compliance with the CRA and related regulatory … more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... Control functions. You will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory and/or audit best… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... the firm's Global Employee Compliance and Conduct organization, which provides compliance coverage in relation to key employee-related regulatory and … more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Dec 11, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description We are seeking a dedicated ... Senior Compliance Officer to support our Fair Lending...Experience Minimum of 5 years of experience in a regulatory compliance , audit, or risk management field,… more
- JPMorgan Chase (Tampa, FL)
- …quo and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC), you will play a crucial ... firm's broader Global Employee Compliance and Conduct organization, which provides compliance coverage in relation to key employee-related regulatory and … more
- Penn Medicine (Philadelphia, PA)
- …and compliance . + Collaboration and Coordination: Work closely with senior leadership, quality/ regulatory directors, and other departments to establish and ... The position is reports directly to the Chief Medical Officer of Penn Medicine. **Responsibilities** : + Regulatory... compliance . Prepare and present reports on regulatory readiness and compliance to senior… more
- First Horizon Bank (Jonesboro, AR)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. ... site in Memphis, TN; Raleigh, NC; Jonesboro, AR; **SUMMARY** A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy… more
- DHL Express, Inc. (Washington, DC)
- … Vice President for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... + Experience managing or contributing to internal investigations on trade or regulatory compliance violations including the development and administration of … more
- University of Colorado (Boulder, CO)
- ** Senior Research Contract Officer ** **Requisition Number:** 69119 **Location:** Boulder Colorado **Employment Type:** University Staff **Schedule:** Full Time ... throughout the contract term The expertise provided by the Senior Research Contract Officer includes a) a...initial and modification drafts of contract agreements ensuring full compliance with Federal and State legal and regulatory… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- …data transfer mechanisms and contractual safeguards (eg, + SCCs, BCRs). + ** Regulatory Compliance and Risk Management** + Monitor and interpret global ... The Senior Director, Privacy Officer serves as...practices align with corporate values, innovation goals, and global regulatory expectations. The Privacy Officer will also… more
- Citigroup (Tampa, FL)
- The Legal Support Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... with other control/functional businesses in support of initiatives + Interacts with senior leaders, internal and external peers to gather information and works… more
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