- Vaco by Highspring (Port Chester, NY)
- …to the Chief Compliance Officer (CCO) and involves oversight of compliance programs, regulatory monitoring, and managing a team of compliance ... Position Summary: One of Vaco's clients is seeking a Compliance Officer to join their Compliance...organization. The ideal candidate will bring deep knowledge of regulatory compliance , fraud detection , and… more
- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- Insmed Incorporated (NJ)
- …(CSV) program. This role will manage cross-functional teams and ensure compliance with regulatory requirements while maintaining operational excellence. The ... role in safeguarding that mission. Reporting directly to the Chief Information Officer , this individual is responsible for defining and executing Insmed's enterprise… more
- Repligen (Waltham, MA)
- … compliance with accounting standards and multinational tax and regulatory requirements.Coordinate with external auditors during annual audits and interim ... public company is seeking a strong, experienced, and technically sound Senior Director, Assistant Corporate Controller who will oversee the Company's accounting… more
- Vaco by Highspring (Lexington, KY)
- …implement, and monitor internal controls to safeguard company assets; ensure compliance with company policies and regulatory requirements. Cost accounting ... financial controls across the organization. This role reports to the Chief Financial Officer (CFO) and works closely with operations, procurement, and senior … more
- Banco Popular Puerto Rico (New York, NY)
- …2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- SMBC (New York, NY)
- … Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank...and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance … more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- Ventura County (Ventura, CA)
- …research on economic trends, interest rate changes, and fixed-income markets. + Regulatory Compliance & Policy Adherence - Supporting adherence to investment ... Investment Officer / Senior Investment Officer Print...ensure best execution and favorable pricing on investments. + Regulatory Compliance & Governance - Ensuring investment… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... the firm's Global Employee Compliance and Conduct organization, which provides compliance coverage in relation to key employee-related regulatory and … more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer ...to influence and lead people across cultures at a senior level + Experience in managing regulatory ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Edward Jones (St. Louis, MO)
- …and are consistent with the firm's mission and purpose. **What You'll Do:** The Senior Compliance Officer will review and provide the final principal ... messaging relating to firm business, products, and services. The Senior Compliance officer will be...business areas & third party product partners to ensure compliance with regulatory rules & internal policies… more
- First Horizon Bank (Memphis, TN)
- **Description** **Location:** On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal ... control testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's compliance with internal policies… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
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