- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- Wells Fargo (New York, NY)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance . Learn more about our career areas and ... Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Trade Surveillance FICC Subject Matter Expert (SME) will report to the Head of… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... the Compliance Manual and Written Supervisory Procedures. + Provide Compliance Advisory services for broker-dealer Trade Surveillance process. + Provide… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- MyFlorida (Titusville, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70011402 Date: May 30, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 853971 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70011402 Pay Plan: Career Service Position… more
- MyFlorida (Miami, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70021049 Date: May 14, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 853106 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70021049 Pay Plan: Career Service Position… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- General Dynamics Information Technology (Cheyenne, WY)
- …Facility (SCIF) & Special Access Program (SAP) construction efforts. **HOW A SECURITY OFFICER SENIOR WILL MAKE AN IMPACT** + Assesses, identifies and ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Insurance Fund, State Title Investigator 1, Senior Investigative Officer Occupational Category Other Professional Careers Salary Grade NS ... applicable NYS Laws.* Utilize familiarity with critical concepts such as compliance with discovery laws and practices, evidence collection, undercover operations and… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary Responsibilities** +… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... communication skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance , the business… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance ... Procedures + Provide Compliance Advisory services for US Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services for US Swap Dealer… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- City of Boise (Boise, ID)
- Entry Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4873665) Apply Entry Police Officer Salary $30.58 Hourly Location ... community relationships. Currently establishing an eligibility list for the Entry Police Officer position in preparation for an anticipated academy start date in… more
- Federal Reserve Bank (Philadelphia, PA)
- …of the Bank through customer-focused services as a Federal Reserve Law Enforcement Officer . You may operate a post; working special law enforcement duties, such as ... will perform all law enforcement activities. Enforces Federal Laws over which officer has jurisdiction. + Protect and safeguard lives, property, and Bank operations.… more
- Bank of America (New York, NY)
- …and oversight program. + Develop and distribute executive-level reporting to senior managers, including preparing metrics, and reporting surveillance results ... GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate /...needed, particularly in specialized areas (BEC, APAC, LATAM, GCIB/COO senior management, etc.) + Serve as back-up reviewer across… more
- Atlantic Health System (Hackettstown, NJ)
- …procedures related to safety and security. Duties and Responsibilities of an AHS Security Officer 1 1. Security and Surveillance - Patrol hospital buildings and ... An AHS Security Officer 1 is responsible for maintaining a safe...unauthorized access. - Monitor security cameras, alarms, and other surveillance equipment to ensure the safety of the premises.… more
- JPMorgan Chase (Columbus, OH)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Special Credits Officer for the Special Credits Group in Dealer Commercial… more
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