- City National Bank (Los Angeles, CA)
- *SPECIALTY WEALTH ASSET OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Provides investment/asset management services for Specialty Wealth Assets (real estate, ... as an underlying asset, Mineral/Oil/Gas interests), held in fiduciary accounts on the Wealth Management platform of CNB and RBC. Functions as an asset and investment… more
- Zions Bancorporation (Salt Lake City, UT)
- …the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & Compliance Team.** ... A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works closely with...meetings + Perform other special projects as directed by senior MLW managers. **Qualifications** + Requires a bachelor's degree… more
- Citigroup (New York, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- Citigroup (Boca Raton, FL)
- …to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire ... The Senior Wealth Advisor SAFE Act is...The Senior Wealth Advisor SAFE Act is a seasoned professional...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... Manager-MDP. **Department Description:** Provides comprehensive investment management services to Wealth Advisory Services clients. Operates within a professional team… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... agencies, including exam management and other regulatory affairs. * For Wealth Management Compliance roles, experience with a financial institution such as a… more
- Wells Fargo (Philadelphia, PA)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... the needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services.… more
- M&T Bank (Baltimore, MD)
- …and procedures related to account administrative activities. Serve as key partner to wealth clients and developing and implementing trust solutions to meet wealth ... resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and...and business partners. + Serve as fiduciary resource to Wealth Advisors and other internal partners. + Support the… more
- Federal Reserve Bank (Memphis, TN)
- **Company** Federal Reserve Bank of St. Louis As a Law Enforcement Officer , you will report to an Assistant Manager and help protect Bank property, valuables, and ... staff. A sworn Federal Police Officer with full arrest powers to enforce federal laws...for unauthorized personnel and contents. + With assistance of senior FRLEO or supervisors, may conduct initial investigations into… more
- First Horizon Bank (Dallas, TX)
- …site in Houston, TX and Dallas, TX **Job Description:** This position serves as a Senior Credit Officer for C&I credit requests to Commercial and Private Client ... + Ensure that analyses accurately present credit risks, policy exceptions, regulatory compliance , and appropriate loan grading. + Ensure all asset quality objectives… more
- S&P Global (Centreville, VA)
- **About the Role:** **Grade Level (for internal use):** 15 **The** **Role:** Chief Compliance and Risk Officer - Mobility **The Team:** Join a best-in-class ... support a newly established public company. **Responsibilities and Impact:** The Chief Compliance and Risk Officer are responsible for supporting global business… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... securities laws and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will report directly to the Board of… more
- Commerce Bank (St. Louis, MO)
- …than a century, Commerce Trust has been a leading provider of wealth management services including financial planning, estate and tax planning, investment ... private banking and trust administration services. Our approach to wealth management means assembling a team of seasoned ...with the Commerce Trust brand. About This Job As senior copywriter, you will be responsible for concepting and… more
- Canandaigua National Bank & Trust (Sarasota, FL)
- …offer the kind of personal service that builds long-term relationships. What does a Sr. Trust Officer - Team Lead do? The Senior Trust Officer Team Lead at ... Sr. Trust Officer - Team Lead Canandaigua National Trust Company...developed for the function as part of the CNB Wealth 's annual operating plan, while ensuring compliance … more
- Scotiabank (New York, NY)
- …work together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant ... Senior Audit Manager, Audit Department - Trade Surveillance...The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market… more
- S&P Global (Centreville, VA)
- …(for internal use):** 14 **The** **Role:** Chief of Staff to the Chief Legal Officer - Mobility **The Team:** a best-in-class global Legal, Compliance , Risk & ... of Staff works directly with the EVP, Chief Legal Officer , as an advisor and thought partner, supporting the...driving operational efficiency and supporting the execution of Legal, Compliance , Risk & Government Affairs team initiatives, for global… more
- Scotiabank (Dallas, TX)
- Senior Audit Manager IT - US **Requisition ID:** 244966 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a guideline only. ... winning team, committed to results, in an inclusive and high-performing culture. ** Senior Audit Manager, Global Transaction Banking - US - Dallas, TX** Purpose:… more
- HUB International (Wilmington, MA)
- …date of change. + Responsible for compliance audits in conjunction with Compliance Officer . + Obtain claim reports and conduct monthly, quarterly and/or ... by providing a broad array of insurance, retirement, and wealth management products and services. But we don't stop...for you.** We currently have an opportunity for an ** Senior Client Relationship Manager** to join our **Employee Benefits**… more
- Bank of America (Chicago, IL)
- …of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Washington/Sr-Business-Information-Security- Officer --BISO Consumer-and- Wealth ... an impact. Join us! The Sr. Business Information Security Officer (SR. BISO) - Consumer and Wealth ...in support of the bank's wider risk management and compliance programs * Monitors information security trends internal and… more
- Immigration and Customs Enforcement (Philadelphia, PA)
- …Launch a dynamic and rewarding career as a Supervisory Detention & Deportation Officer with Enforcement Removal Operations (ERO) at ICE! Join a dedicated team ... a non-bargaining unit position. Responsibilities As a Supervisory Detention & Deportation Officer , you will perform the following duties: Work with other Federal law… more
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