- HSBC (New York, NY)
- Director of Wealth , Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work ... number of non-financial risks in accordance with HSBC Group's risk framework. The Director of Wealth , Private Banking and Insurance Regulatory Compliance for US… more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit , Internal Audit . This role offers the ... largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers. Creative collaboration and sharp client focus have...+ Assist with the ongoing risk assessment and annual audit planning process + Support the Director … more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit , Internal Audit . This role offers the ... largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers. Creative collaboration and sharp client focus have...risk assessments and annual planning to develop the Internal Audit Plan + Support the Director of… more
- Jobleads-US (Boston, MA)
- …will initially report to the Chief Accounting Officer and transition to the Sr. Director , Global Business Services over the next 6-12 months. What You'll Do Global ... integrity.* Compliance & Risk Management: Maintain strong internal controls and audit readiness; ensure payroll processes meet statutory, tax, and GDPR requirements… more
- Plante Moran (Southfield, MI)
- …travel What makes us different? On the surface, we're one of the nation's largest audit , tax, consulting, and wealth management firms. But dig a little deeper, ... required; LSS (Lean Six Sigma) is preferred Clinical leadership experience (manager, director or above) is strongly preferred 10+ years relevant experience in… more
- City National Bank (Charlotte, NC)
- * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS...and effectively communicate audit results to the Senior Audit Manager/ Director and senior ... provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with… more
- Manulife (Boston, MA)
- …team that makes a difference and helps shape the future at Manulife. Senior Director 's key responsibilities include planning, organizing, and assigning audit ... control and organizational resilience. We deliver insightful reports to senior management and the Board, reinforcing our commitment to...team of professionals in performing US and Europe Retail Wealth audit projects, reporting progress to AVP… more
- Scotiabank (Dallas, TX)
- …audit focus priorities, and emerging risks to the Bank. + Supporting the GBM&T Audit COO Director and Senior Manager in the administration, coordination, ... Senior Analyst, GBM Audit COO Office...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, ... Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- KeyBank (Amherst, NY)
- …and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as a strong understanding of audit ... through the execution of compliance monitoring and testing across Key's Wealth Management and Trust lines of business, products, and functional activities.… more
- Manulife (Boston, MA)
- …and IIA standards and target dates, reporting any scheduling or budget overruns to Senior Manager or Director . + Develop an adequate understanding of the risks ... Join Manulife's Insurance Audit and Advisory Team and play a key...four Segments, ensuring our risk mitigation practices in Insurance, Wealth & Assets Management, Bank, and Group Functions meet… more
- Scotiabank (Dallas, TX)
- …procedures. The incumbent will be required to work as part of the team and assist the Director , US IT Audit to provide audit services over the US IT ... changes, and industry trends. Conveys risk-related information to Officer-in-Charge or Audit Principal and senior management. + Maintains stakeholder… more
- JPMorgan Chase (Boston, MA)
- …Advisors we have been helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an exclusive group of Investment ... JP Morgan Advisors offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment Professionals-among the most… more
- University of Pennsylvania (Philadelphia, PA)
- … senior leadership department-wide trial characteristics, accrual information and audit /monitoring findings; such reports will include an assessment of trial ... communication of audit results and compliance guidelines. + The Associate Director for Regulatory Affairs will have oversight of regulatory submissions to the… more
- Jabil (Hunt Valley, MD)
- …foster vibrant and diverse communities around the globe. Job Summary: The Director of Validation will lead all validation activities across pharmaceutical and ... ensuring the proper validation of all equipment and processes. The Validation Director will also schedule the appropriate resources for assistance with validation,… more
- M&T Bank (Buffalo, NY)
- …accounting or equivalent experience at a major financial institution at senior manager/ director level CPA/CFA certifications Experience in financial reporting ... **Overview:** Group Director of three Product Controllers and their support...lines: Commercial Bank, Retail Bank and Institutional Services and Wealth Management. Product Controller teams are responsible for oversight… more
- University of Pennsylvania (Philadelphia, PA)
- …and analysis, and ensuring compliance with University policies and procedures. Reporting to the Senior Director / Chief of Staff, the Director also acts ... variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and much more. Posted… more
- Huntington National Bank (New York, NY)
- Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate Mortgage Finance Group, will be an integral component to the building out of the ... position reports to the Head of CMFG, or another senior leader determined by the Head of the group....Leader will ensure the following: + Satisfactory loan review, audit and OCC review results of all assigned credit… more
- Scotiabank (Dallas, TX)
- Director , USCM Fraud Monitoring Team **Requisition ID:** 229443 **Salary Range:** 147,600.00 - 256,275.00 _Please note that the Salary Range shown is a guideline ... winning team, committed to results, in an inclusive and high-performing culture. Director , USCM Fraud Monitoring Team Global Transaction Banking (GTB) is the… more
- Manulife (Boston, MA)
- We are looking for an experienced and proactive Director to join the Global Compliance Testing team. The successful candidate will lead our regulatory control ... testing and assurance function for part of our Global Wealth and Asset Management (GWAM) segment. The ideal candidate will have extensive experience with private… more
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