- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER* *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and ... Business Control Officer ("BCO") and ...Business Control Officer ("BCO") and senior management of...review and implementation of Policies and procedures related to fiduciary governance and will partner with the Controls… more
- City National Bank (Los Angeles, CA)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST* WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") Business ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** (recommending streamlining section) Wells Fargo is seeking a Senior Trust Advisor ( Senior Lead Fiduciary Specialist) to join the Trust ... outcomes and build an inclusive, collaborative and client-focused environment for our fiduciary professionals + Lead team to achieve business objectives and… more
- Wells Fargo (Philadelphia, PA)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Wells Fargo (Winston Salem, NC)
- …Managed Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Fiduciary Specialist Working at Wells Fargo | Jobs and Careers ... **BL&T** further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts,… more
- Comerica (Farmington Hills, MI)
- …and other business partners to ensure project initiatives are met. Fiduciary Product Delivery Accounting + Develop a robust knowledge and ownership of ... Job Description Fiduciary Services Accounting Manager The Fiduciary ...new or changed processes. + Identify risks and establish controls and ensure control elements are performed… more
- Citigroup (New York, NY)
- … Business Risk for Investment Solutions within Citi Wealth. **Responsibilities:** + Senior business leader who will lead and coordinate an integrated approach ... Business risks across the Investments team. The Business Risk Fiduciary and Advisory Solutions Director...compliance and reputational risks and the design of effective controls to support business growth and expansion… more
- JPMorgan Chase (New York, NY)
- …will be crucial in ensuring that the business understands its investment and fiduciary risks and has robust standards, controls , and practices in place to ... will work closely with other Risk Management colleagues, the Business , and key control functions to provide...+ Have substantial expertise with Trust & Estates law, fiduciary investments, products, control systems, governance, regulations,… more
- JPMorgan Chase (New York, NY)
- …persuade business partners constructively. + Proficiency in communicating with senior management. + Control mentality with ability to anticipate unforeseen ... to provide valuable assessments and feedback on suitability and fiduciary issues. This is your chance to contribute to...You will work closely with Risk Management colleagues, the Business , and key control functions to provide… more
- PNC (PA)
- …start date. As a Senior Tax Liaison, you will work within the Fiduciary liaison team (trust tax) and the Estate Liaison team (estate settlement). You will work ... opportunity to contribute to the company's success. As a Senior Tax Liaison (C) within PNC's Trust Tax Compliance...tax preparers from an outside accounting firm and PNC Fiduciary Advisors who manage those accounts, serving as the… more
- M&T Bank (Washington, DC)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- Raymond James Financial, Inc. (FL)
- … processes. + Identifying and documenting risk management issues. + Testing key controls within business processes. + Preparing written reports and delivering ... As an individual contributor under general direction, uses knowledge of fiduciary principals and operations obtained through education and experience to conduct… more
- Robert Half (Dallas, TX)
- …Talents Include the Following? + Conducting risk-based audits of trust accounts, fiduciary activities, and internal controls to ensure compliance with federal ... for publicly traded institutions + Evaluating the adequacy and effectiveness of internal controls related to trust operations and fiduciary risk management. +… more
- M&T Bank (Bear, DE)
- …and insurance from high net worth customer segment, primarily Retail and Business Banking. Works with Investment Advisors, Fiduciary Advisors, Community ... products and services catered to the needs of the individual client to meet fiduciary standards. + Increase assets under management by meeting with high net worth… more
- PNC (Philadelphia, PA)
- …and have an opportunity to contribute to the company's success. As a Senior Investment Risk Leader within PNC's Asset Management Group organization, you will be ... portfolio investment risk management projects * Monitor and analyze fiduciary investment risks and exposures on a short and...program execution. Typically manages manager(s) and serves as a senior risk advocate for the risk management program. +… more
- BMO Financial Group (New York, NY)
- …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... with business /group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise business /group on implications of new… more
- Citigroup (Queens, NY)
- …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... compliance and reputational risks and the design of effective controls to support business growth and expansion...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
- JPMorgan Chase (Jersey City, NJ)
- …skills, with the ability to establish credibility and build strong partnerships with senior business and control partners + Strong analytical skills ... of information in accordance with firm policy + Partner with stakeholders, business management, other control groups (ie risk management, compliance, fraud… more
- Charles Schwab (Westlake, TX)
- … can be enhanced to ensure compliance with firm or regulatory requirements, support business partners and senior leadership by monitoring action plans to ensure ... "challenge the status quo" and transform the finance industry together. The RCSA Control Assurance Team (RCAT), within the First Line Risk Management Office (1RMO)… more
- TD Bank (Palm Beach, FL)
- …overall regional and group objectives, policies and procedures covering income tax business plans, financial policies, quality control processes and marketing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more