- Wells Fargo (Philadelphia, PA)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Citigroup (Charlotte, NC)
- …behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Assist the Fiduciary SME team in ... The Senior Auditor is an intermediate level role responsible...control environments in coordination with the Wealth and Fiduciary Audit team. The overall objective is to utilize… more
- TD Bank (Charlotte, NC)
- …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- M&T Bank (Baltimore, MD)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- City National Bank (Sherman Oaks, CA)
- *INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR BUSINESS ANALYST* WHAT IS THE OPPORTUNITY? Working within the Wealth Management division, you will be part of the ... team that provides oversight and guidance to City National's lines of business with a strong focus on integrated and streamlined investment management governance… more
- TD Bank (Charlotte, NC)
- …of, adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + ... and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- M&T Bank (Wilmington, DE)
- …degree and a minimum of 2 years' experience supporting the administration of fiduciary accounts, or related legal/ business experience in the financial services ... including a minimum of 2 years' experience supporting the administration of fiduciary accounts, or related legal/ business experience in the financial services… more
- The MITRE Corporation (Mclean, VA)
- …is seeking a Business Partner (BP) to serve as a financial advisor supporting senior leaders of the business . They will be the primary source of day-to-day ... financial management and business decision support, playing...positive relationship with customer stakeholders. They should take a fiduciary perspective towards their work with their customer, prioritizing… more
- Aegon Asset Management (Cedar Rapids, IA)
- …corrective action plans. + Draft compliance reports and present/discuss findings with business process owners and senior management. + Active participation in ... Summary Supports Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan… more
- Lilly (Indianapolis, IN)
- …robust controls and documentation. The position reports to the Senior Director - Investments & OCIO Oversight. **Key Responsibilities** **Management of External ... Plan Investment Team ('PBI') within Global Treasury provides critical fiduciary oversight, controllership, regulatory compliance, and cash management for ~$32… more
- JPMorgan Chase (Jersey City, NJ)
- …skills, with the ability to establish credibility and build strong partnerships with senior business and control partners + Strong analytical skills ... of information in accordance with firm policy + Partner with stakeholders, business management, other control groups (ie risk management, compliance, fraud… more
- US Bank (Minneapolis, MN)
- …identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design ... frameworks. 8. Collaborating across the three lines of defense regarding business processes, risks, and controls . Coordinating audit activities by integrating… more
- Oracle (Salem, OR)
- …technical competence, outstanding collaboration skills and are recognized as highly valued business partners. Our primary areas of focus include: + ** Fiduciary ... operates in. + **Relationship and Collaboration:** We work proactively with the business leaders of Oracle's operating units and assist them in understanding the… more
- CVS Health (Woonsocket, RI)
- …between the trustee, investment advisor(s), consultants and recordkeeper for fiduciary oversight, investment changes and related issues including preparing ... and optimize workflow of investment activity needs. + Assist in fiduciary oversight matters, including support of Investment Subcommittee meetings. + Manage… more
- M&T Bank (Los Angeles, CA)
- …external sources, and the retention and expansion of an assigned book of business . Consults and coordinates on the delivery of solutions for a comprehensive wealth ... management strategy for individuals, business owners, and/or families. **Primary Responsibilities:** + Leads the client relationship team and has overall… more
- First National Bank of Omaha (Omaha, NE)
- …risk management. + Design and implement risk management frameworks that support business growth while maintaining control standards. **Compliance Leadership and ... that balances operational discipline with innovation, ensuring we meet our fiduciary obligations while delivering exceptional client experiences. For a strategic… more
- USAA (San Antonio, TX)
- … leaders to meet project business goals while maintaining strong fiduciary and scheduling controls . + Develops and maintains communication plan with ... special and impactful. **The Opportunity** As a dedicated **Capital Project Manager Senior ,** you'll lead and coordinate construction projects and suppliers, such as… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory role ... supporting assigned business units including two registered investment managers. The role...with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining… more
- Oracle (Santa Fe, NM)
- …and ASC 842) and in alignment with Oracle's Revenue Recognition, Internal Controls , Finance & Accounting, and Business Practices policies. Revenue Recognition ... you will play a critical role in upholding Oracle's fiduciary standards by ensuring that revenue is recognized in...date and thorough knowledge of Oracle's Revenue Recognition, Internal Controls , Business Practices and Finance & Accounting… more
- Oracle (San Juan, PR)
- …highest standard of compliance with US GAAP, Oracle's Revenue Recognition policies, Internal Controls , Business Practices and Finance & Accounting policies. As a ... of this high performing team, you will have a fiduciary responsibility to adhere to and promote our core...US GAAP, ASC 606 and Oracle's Revenue Recognition, Internal Controls , Finance & Accounting and Business Practices… more