- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and...with the annual filings, forensic testing, conflicts of interest, risk assessment review. Support business teams and work with… more
- City of New York (New York, NY)
- …highly valued. The Investment Officer will report to the Senior Investment Officer - Risk , responsibilities include, but are not limited to, the ... of the resources of plan beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production,… more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the ... of risk strategy and execution for Huntington's Broker/Dealer, Registered Investment Advisor and Trust Investment Management businesses. Incumbents will be… more
- JPMorgan Chase (New York, NY)
- …management at one of the world's leading financial institutions. As an Executive Director (Model Risk Officer ) in the Model Risk Governance & Review (MRGR) ... of all models used in the Treasury and Chief Investment Office. You'll be at the forefront of innovation,...Lead risk assessments and communication of model risk findings to senior stakeholders both internal… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …sectors and asset classes. The 14-person investment team is seeking an Investment Officer dedicated to the Strategic Market Tools initiative. The Strategic ... health commodities while domestic financing is mobilized. As an Investment Officer you will report to the...and financial modeling capabilities with the ability to assess risk and return across a variety of investment… more
- City and County of San Francisco (San Francisco, CA)
- …For SFERS seeks an experienced investment professional for the position of Investment Officer ("IO") for its Public Fixed Income portfolio, which includes ... recommendations and reports for review and approval from senior investment staff. + Assists in reviewing... management experience at a position equivalent to an Investment Officer or higher with an … more
- Bank of America (Austin, TX)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit- Officer -II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of… more
- Citigroup (New York, NY)
- …position focuses on servicing clients of Citi Private Bank by understanding their investment objectives and working in partnership with senior team members to ... deliver investment solutions. + Help support the senior members of the investment team in...and any other methods of solicitation. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Wellington (Boston, MA)
- …Working across Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and ... investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...role are as follows:** In this pivotal role, the Senior Risk Officer will serve… more
- JPMorgan Chase (Irvine, CA)
- …to solve real-world challenges that impact our company, customers, and communities. As a Credit Risk Senior within the Credit Risk team, you will play an ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Citigroup (New York, NY)
- …critical component of our First Line of defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure ... as client responsiveness. Key responsibilities include portfolio analysis, documentation, risk identification, management, monitoring, administration, and stress testing. The… more
- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. **Job Summary** As a Senior Real Estate Appraiser within the Valuation Services Group,… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and advisory role supporting assigned business units including two registered investment managers. The role will also be responsible for managing and maintaining… more
- JPMorgan Chase (New York, NY)
- …accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused on alternative ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center...Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. +… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB… more
- JPMorgan Chase (Chicago, IL)
- …best-in-class. As a Lead Credit Officer - Vice President on the Specialty Finance Risk Team, you will be responsible for the risk management of a national ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...industries. You will partner with Securitized Products, Corporate and Investment Bankers, Treasury Services and Traders to analyze, structure,… more
- NJEDA (NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Project Officer for the New Jersey Green Bank will serve as a ... state. This role is responsible for underwriting high-quality credit and investment opportunities that deliver attractive risk -adjusted returns while supporting… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
- Thrivent Financial (Appleton, WI)
- …estate planning, trust documents, account agreements, investment principles, and risk management. The officer collaborates closely with internal teams ... timely and risk -aware administration. Beyond day-to-day account management, the Senior Personal Trust Officer proactively anticipates client needs, resolves… more
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