- Aston Carter (Bellevue, WA)
- (Job Description) The Client Service Associate will assume responsibility for key aspects that support client -facing and operational functions of our wealth ... management group. The Client Service Associate will strive to support...annual Required Minimum Distributions from IRA accounts (Qualifications) + Series 65 License + 1-2+ years of… more
- TEKsystems (Fort Worth, TX)
- FINRA Licenses, Series Licenses, Series 7, series 63, Series 65 , Series 24 Description Leads the development and deployment of new wealth ... our wealth management capabilities, leveraging knowledge of investment products, services and best practices. Provides day-to-day service ,...Licenses, Series Licenses, Series 7, series 63, Series 65 , … more
- Robert Half Finance & Accounting (Moorestown, NJ)
- …members + Ensure strict adherence to compliance regulations within the company + Utilize Series 65 skills in managing client portfolios + Implement wealth ... building strong relationships and driving financial success? Join our client 's dynamic team as a Relationship Manager, where you'll...3+ years' financial services experience required + Series 66 or 65 + Excellent computer… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial ... of team/personal objectives. Supervise a team providing administrative and service operations support and have deep expertise in the...Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry… more
- Raymond James Financial, Inc. (Richmond, VA)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Diploma or equivalent and five (5) years of financial services industry service experience, or an equivalent...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Diploma or equivalent and five (5) years of financial services industry service experience. * OR ~...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (St. Louis, MO)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (FL)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... virtual support to financial advisors. Provide efficient, high quality client service , account maintenance, and administrative support...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (San Francisco, CA)
- …**Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment Adv ... Diploma or equivalent and five (5) years of financial services industry service experience. * OR ~...be applied. * Series 7 required. * Series 63, 65 and/or 66 as required… more
- Raymond James Financial, Inc. (Shreveport, LA)
- …**Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment Adv ... Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic...be applied. * Series 7 required. * Series 63, 65 and/or 66 as required… more
- TEKsystems (Herndon, VA)
- Description The Client Service Assistant provides direct support to the Wealth/Financial Advisor(s). The CSA's job is to help enhance the client experience ... years experience servicing accounts Skills series 6, series 63, series 65 , FINRA...phone calls and provide necessary assistance * Deliver outstanding client service * Greet clients in the… more
- Bank of America (Los Angeles, CA)
- …Plans. The PWCRM partners closely with advisor teams to deliver a branded client service model focusing on digital solutions and enterprise capabilities. ... responsibilities include, but are not limited to:** + Ensuring client service expectations are met and exceeded...Series 7 AND Series 66 (or Series 63 AND Series 65 ),… more
- The Walt Disney Company (Burbank, CA)
- …Bachelor's Degree Minimum 3 years relevant Financial Services experience FINRA Series 7 FINRA Series 63 (N/A if FINRA 65 is met) FINRA Series 65 ... Wealth Advisors with accumulated AUM totaling $100 million or more. The Executive Client Service Associate is responsible for performing in this role effectively… more
- Bank of America (Houston, TX)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partner closely with advisor teams to deliver a branded client service model focusing on digital solutions...Series 7 AND Series 66 (or Series 63 AND Series 65 ),… more
- Raymond James Financial, Inc. (Greenville, SC)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Robert Half Finance & Accounting (Houston, TX)
- …* Must hold a Series 6 license. * Ability to provide excellent client service is a must. * Strong communication and interpersonal skills are essential. ... is offering an exciting opportunity for a Licensed Client Services Associate in Houston, Texas. As...as needed * Handle outbound calls and emails to service clients professionally * Review and prepare comprehensive investment… more
- Bank of America (Beverly Hills, CA)
- …ACRM role will participate in the overall delivery and management of the client service experience for the Market. **Specific responsibilities include, but are ... not limited to:** + Promote the satisfaction of client service expectations while balancing the risk...(SIE, 7 Top-Off) AND Series 66 (or Series 63 AND Series 65 ),… more
- Raymond James Financial, Inc. (Morristown, NJ)
- …is why we are growing our team and seeking a registered, team-oriented, high-performing Client Service Advisor to complement our existing team. **Purpose of the ... Role:** The Registered Client Service Advisor is accountable for managing...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (Fayetteville, GA)
- …independently and as part of a cohesive team + Provide a high level of customer service **Licenses/Certifications** + SIE + Series 7 preferred + Series 63, ... we live life 'on purpose'. We are seeking a client -focused, team player who shares those qualities to join...Responsibilities** + Serves as first point of contact to service a high volume of daily interactions, including basic… more
- Citigroup (San Antonio, TX)
- …Securities Licensure (depending on role select from the following): + Series 7 license; and + Series 63 and Series 65 or Series 66; and + Series ... Visual Basic a plus. 5+ years' experience in financial services . + Consistently demonstrates clear and concise written and...Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more