- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- JPMorgan Chase (Orlando, FL)
- …effectively - namely related to the financial plan and investment solutions + Series 7 , Series 66 required + CFP preferred Chase is a leading financial ... services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Our mission is to create engaged, lifelong relationships and put our customers at the heart of everything… more
- Vanguard (Charlotte, NC)
- …to support sales efforts and achieve business goals. Qualifications: + Series 7 , 63 + Certifications: CIMA, CFP , CFA, CAIA. MBA preferred. + Wholesaling ... experience selling mutual funds and/or ETFs required. + Bachelor's degree in finance, Business, Marketing, or related field. + Strong interest in financial services and sales. + Excellent communication and interpersonal skills. + Ability to work independently… more
- Vanguard (Malvern, PA)
- …plus an appreciation of practical challenges/constraints facing financial advisors across channels * FINRA Series 7 & 63. Special Factors * CFA or CFP ... is highly preferred. Special Factors Sponsorship Vanguard is offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission-we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through… more
- First Horizon Bank (Fort Worth, TX)
- …and works tirelessly on the client's behalf **PREFERRED QUALIFICATIONS** + MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses preferred + ... Proactive, takes initiative, and uses critical thinking to solve problems + Dynamic and credible professional who communicates with clarity and has exceptional presentation skills + Demonstrates strong organizational skills and applies a disciplined and… more
- TEKsystems (Fort Worth, TX)
- …markets. Skills Wealth Management, Financial Services Experience, Brokerage, Financial Planning, FINRA Licenses, Series Licenses, Series 7 , series 63, ... , CLU Top Skills Details Wealth Management,Financial Services Experience,Brokerage,Financial Planning,FINRA Licenses, Series Licenses, Series 7 , series 63,… more
- TIAA (Knoxville, TN)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... department guidelines. + CFP (R) preferred, with a commitment to pursue the designation....commitment to pursue the designation. We offer a corporate CFP program to support crew in acquiring the certification.… more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 66 **Licenses and Certifications** + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards required Upon Hire **Physical Requirements**… more
- Aegon Asset Management (GA)
- …Qualifications: + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...(CRPC), or obtain within 12 months. Higher certification (eg CFP , CRC, CEBS, ChFC, CIMA, CRPS) acceptable in lieu… more
- Charles Schwab (Westlake, TX)
- …(eg, CFP , CFA, MBA, CHFC, CPWA) highly preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA Series 66 (63/65) ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years financial services industry experience + 2+ years Ultra- HNW client experience… more
- Charles Schwab (Chicago, IL)
- …Required Qualifications: + Bachelor's degree + CFP (R) designation + Active and valid FINRA Series 7 license + Active and valid FINRA Series 63/65 or 66, ... our clients' financial lives. As Fiduciaries, we bring expertise across Schwab's 7 Wealth Management topics in conjunction with powerful technology to inspire… more
- Raymond James Financial, Inc. (Reston, VA)
- …that an exemption or grandfathering cannot be applied. * Certified Financial Planner required. * Series 7 required. * Series 63, 65 and/or 66 as required ... - 3 to 6 years **Certifications** Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards, Inc.,...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- Raymond James Financial, Inc. (Hackensack, NJ)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 . * Series 63, 65 and/or 66 as required ... by state. * Certified Financial Planner ( CFP ) designation preferred. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance,… more
- Charles Schwab (Lone Tree, CO)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)_...CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the… more
- Navy Federal Credit Union (Sandy Springs, GA)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...Qualifications + Desired : In pursuit of designations eg, CFP , ChFC, CLU + Desired : Advanced knowledge of… more
- Truist (Chicago, IL)
- …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... + Bachelor's Degree in Business, Finance or Economics + CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA + 5 or more years… more
- Truist (Tampa, FL)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... and applicable NMLS acceptable background check Preferred Qualifications: * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Charles Schwab (Mount Pleasant, SC)
- …be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) ... leadership experience **Preferred** **qualifications** + Active and valid FINRA Series 24 license + CFP , CFA, CIMA,...and valid FINRA Series 24 license + CFP , CFA, CIMA, and/or AAMS + Strong leadership, management,… more
- Truist (Charlottesville, VA)
- …standards specific to investments and insurance. 5. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , Series 66 or 65/63, and Series 24 ... and prospect referrals and executes on the enterprise IRM strategy. 7 . Ensures compliance with internal controls, operational procedures and risk management… more