- Intrua Financial, LLC (Houston, TX)
- …them. Skills and Experience: 2+ years' experience in the Financial Planning field Series 7 & 66, or 65 Licenses CFP a plus Four-year degree or equivalent ... work experience Knowledge of insurance/financial services industry Ability to maintain confidentiality of information Proficiency with Microsoft Office and Outlook Experience with financial planning software, the ability to learn and adapt to upgrades/changes… more
- Larson Financial Group, LLC (St. Louis, MO)
- …Minimum 2 years of experience in financial planning or a related field Series 7 and 66 licenses required CFP designation is a plus Bachelor's degree or ... equivalent work experience Familiarity with the insurance and financial services industry Experience using Salesforce and financial planning software (eg, eMoney, MoneyGuidePro) Skills & Attributes Exceptional interpersonal skills, with the ability to build… more
- Usaa (Phoenix, AZ)
- …service or a military spouse/domestic partner Current / Active FINRA Series 7 Current / Active Life/Health license CFP (Certified Financial Planner), CLU ... (Chartered Life Underwriter), or RICP (Retirement Income Certified Professional) designations 10 or more years of experience with wholesaling, sales training, and coaching on financial service products. Previous leadership experience with strong feedback… more
- Charles Schwab (Vienna, VA)
- … highly preferred Bachelor's degree highly preferred Required Qualifications Active & valid FINRA Series 7 license Active & valid FINRA Series 66 (63/65) ... license Active & valid Life & Health insurance 7 + years financial services industry experience 2+ years Ultra- HNW client experience Pursuant to SAFE Act… more
- Charles Schwab (Vienna, VA)
- …highly preferred * Bachelor's degree highly preferred Required Qualifications * Active & valid FINRA Series 7 license * Active & valid FINRA Series 66 ... (63/65) license * Active & valid Life & Health insurance * 7 + years financial services industry experience * 2+ years Ultra- HNW client experience Pursuant to SAFE… more
- Principal Financial Group (Des Moines, IA)
- …and 8+ years of experience on a sales or service team marketing products and services + FINRA Series 6 or 7 and FINRA Series 63 or 66 required + FINRA ... Stand Out** + Chartered Financial Consultant (ChFC) or Certified Financial Planner ( CFP ) supported and encouraged for growth and development + Using data analysis… more
- Principal Financial Group (Houston, TX)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, Series 24, 65 and/or 66 ... Chartered Life Underwriter/Chartered Financial Consultant (CLU/ChFC), Certified Financial Planner ( CFP ) or Chartered Leadership Fellow (CLF) designations desired. +… more
- Principal Financial Group (Baltimore, MD)
- …capital markets, partnering with advisors). + FINRA licensing required including SIE or equivalent and series 7 + Series 63 required within 45 days + ... Advanced designations preferred (eg, CFP (R), CFA(R), CIMA(R), CAIA(R)) + Excellent knowledge of investment products and financial markets required + Strong… more
- Principal Financial Group (Des Moines, IA)
- …degree in Finance, Accounting, or Business preferred + CPA designation and 7 + years related experience preferred + Understanding of nonqualified benefits programs ... appreciation of product features and market trends + FINRA Series 6 registration is required or must be obtained...You Stand Out** + Industry designations (eg CLU, ChFC, CFP , FLMI), or progress towards, preferred **Salary Range Information**… more
- Principal Financial Group (Lincoln, NE)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... Chartered Life Underwriter/Chartered Financial Consultant (CLU/ChFC), Certified Financial Planner ( CFP ) or Chartered Leadership Fellow (CLF) designations desired. +… more
- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- JPMorgan Chase (Denver, CO)
- …years of experience in a leadership position + Bachelor's degree required; MBA, JD, CFA, or CFP preferred + FINRA Series 7 , 66, 9, 10 and Insurance licenses ... required for position; however, unlicensed candidates considered but required to obtain licenses within 120 days of start date + Experience or demonstrated understanding of investments, wealth planning, credit and banking concepts **Preferred Qualifications,… more
- USAA (San Antonio, TX)
- …experience through military service or a military spouse/domestic partner + Current / Active FINRA Series 7 + Current / Active Life/Health license + CFP ... (Certified Financial Planner), CLU (Chartered Life Underwriter), or RICP (Retirement Income Certified Professional) designations + 10 or more years of experience with wholesaling, sales training, and coaching on financial service products. + Previous… more
- TIAA (Hyannis, MA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... department guidelines. + CFP (R) preferred, with a commitment to pursue the designation....commitment to pursue the designation. We offer a corporate CFP program to support crew in acquiring the certification.… more
- JPMorgan Chase (New York, NY)
- …move up the learning curve quickly and contribute effectively to a fast-moving agenda. FINRA Series 7 and Series 63/66 licenses are required, and additional ... investment management, or related financial services roles. + FINRA Series 7 and Series 63/66...Series 63/66 licenses required. + Additional certifications (CFA, CFP , CMT) are a plus. + Advanced skills in… more
- Access Dubuque (Dubuque, IA)
- …+ Bonus programs and expense allowances + Support for insurance licensing, Securities Industry Essentials┬", Series 6, Series 7 , Series 63, and more + ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Aegon Asset Management (GA)
- …Qualifications: + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...(CRPC), or obtain within 12 months. Higher certification (eg CFP , CRC, CEBS, ChFC, CIMA, CRPS) acceptable in lieu… more
- City National Bank (West Hollywood, CA)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Additional ... MBA and 3-5 years of experience. * May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Charles Schwab (Campbell, CA)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)_...CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the… more
