- Navy Federal Credit Union (Sandy Springs, GA)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... company, broker-dealer and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC , or CLU designation after one year of successful employment +… more
- Aegon Asset Management (GA)
- …Qualifications: + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...(CRPC), or obtain within 12 months. Higher certification (eg CFP , CRC, CEBS, ChFC , CIMA, CRPS) acceptable… more
- Charles Schwab (Westlake, TX)
- …(eg, CFP , CFA, MBA, CHFC , CPWA) highly preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA Series 66 (63/65) license ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years financial services industry experience + 2+ years Ultra- HNW client experience… more
- Aegon Asset Management (Denver, CO)
- …licenses + One or more of the following: JD, CFP , CLU, ChFC , CPA + Seven years...+ FINRA Series 63 license + FINRA Series 7 to be completed in 6 ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- SMBC (New York, NY)
- …preferred but not required. Required Job Skills + Candidates must pass + Series 65, + Series 66 and Series 7 combined, or + Possess one of the following ... professional designations: CFA, CFP , CIC, ChFC , PFS, to become CCO at a New York State registered investment advisor. Managerial skills + Proficiency in Windows… more
- Atria Wealth Solutions (Dublin, CA)
- …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... licenses are required. + Series 24 or Series 9/10 Securities Registrations...preferred + Advanced Industry Designations preferred - such as CFP , ChFC , CRPC, RICP, CFF + Excellent… more
- Thrivent Financial (Minneapolis, MN)
- …+ Financial services advanced designations (ie FIC, CLU, ChFC , etc.) preferred. + FINRA Series 7 and Series 66 required + Life insurance and Health ... Insurance licenses + A demonstrated ability and commitment to goals-based planning and advice. + Experience with MoneyGuidePro or similar planning software + Excellent verbal and written communication skills, including presentation, development and delivery +… more
- Equitable (Woodbridge, NJ)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Fort Lauderdale, FL)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (San Antonio, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Oak Brook, IL)
- …degree or equivalent skills and work experience + Licensing: State Life & Health, SIE, Series 7 , Series 66 + Personal Attributes: values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Navy Federal Credit Union (Lexington Park, MD)
- …to generate GDC based on defined thresholds within a specified period of time + FINRA Series 7 and combination of NASAA Series 63/65 or 66 registration ... data Desired Qualifications + Desired : In pursuit of designations eg, CFP , ChFC , CLU + Desired : Advanced knowledge of Navy Federal's functions, philosophy,… more
- Equitable (Los Angeles, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Truist (Norcross, GA)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , 66 (63 and 65 in lieu of 66) and applicable Insurance ... with external centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework in order to… more
- Edward Jones (Tempe, AZ)
- …discipline preferred (Eg. finance, economics, accounting, math, engineering, actuarial science, etc.). Series 7 , 66 and State life/health license required within ... Advanced degree or relevant industry designation(s) preferred. eg ASA, FSA, CFA, CFP , CLU, ChFC , CPA, etc. Years of Experience: Generally, 10+ years of relevant… more
- M&T Bank (Rutland, VT)
- …experience, including a minimum of 4 years' investment or insurance sales experience FINRA Series 7 , 63 and 65 or 66 licenses Pertinent state Life/Variable ... trust/fiduciary product, Financial Planning, Managed Accounts, or insurance experience CFP (Certified Financial Planner), CLU (Chartered Life Underwriter) and/or … more
- Principal Financial Group (Hiawatha, IA)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... maintain community relations. + Chartered Life Underwriter/Chartered Financial Consultant (CLU/ ChFC ), Certified Financial Planner ( CFP ) or Chartered Leadership… more
- Atria Wealth Solutions (King, NC)
- …economic principles relating to all aspects of personal finance. PROFESSIONAL LICENSES - + Series 7 , 66, or (63 and 65) securities licenses required. + North ... Carolina Life, Accident and Health Insurance License required. + CFP , ChFC , JD, CPA or similar designation currently held of actively pursuing strongly preferred… more
- Equitable (Charlotte, NC)
- …+ Bachelor's degree + 4 years investment advisory experience + FINRA Licenses Series 7 , 24, and 66 required + Demonstrated relationship management, sales, ... + Financial planning experience **Preferred Qualifications:** + Industry designations (including CFP (R) and ChFC (R)) or progress toward completion + Experience… more
- Equitable (Charlotte, NC)
- …+ Bachelor's degree + 2 years of investment advisory experience + FINRA Licenses Series 7 and 66 required + Demonstrated relationship management, sales, customer ... and advisory services, Financial Professionals, or end-clients + Industry designations (including CFP (R) and ChFC (R)) or progress toward completion + Experience… more