- Raymond James Financial, Inc. (Memphis, TN)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented...and branch office. + Onboards new clients, opens new client accounts and researches client and security… more
- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **To proceed with your application, you must be at least 18 ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- TEKsystems (Fort Worth, TX)
- Description MUST HAVE SERIES 7 , 63 &/OR 66 Trade Desk, Mutual Fund Trader, incoming call center, 100% service, work with field office/financial advisors and ... client facing Taking calls from customers about trading, moving...per day Skills Trade Desk, customer service, Brokerage Experience, Series 7 , Series 63, … more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Raymond James Financial, Inc. (Carson City, NV)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- Bank of America (Jacksonville, FL)
- Small Business National Financial Solutions Advisor ( Series 7 Required) Chandler, Arizona;Jacksonville, Florida **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Small-Business-National-Financial-Solutions-Advisor-- Series - 7 -Required-\_25030382) **Job Description:** At Bank of America,… more
- TEKsystems (Tempe, AZ)
- …with easy access to next level support. Requirements: + FINRA Licenses Requirement: SIE and Series 7 + Minimum 1 year of recent customer service experience in a ... We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive...for people who thrive in a fast-paced environment, are client -focused, team oriented, and are able to execute in… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and operating statements. + Researches and resolves complex problems relating to client accounts and inquiries. + Assists Branch Manager in disseminating information… more
- TIAA (Dallas, TX)
- **Wealth Client Relationship Mgmt** The Wealth Client ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ... + Minimum 5 years of experience in wealth management or financial services + FINRA registrations: Series 7 and either Series 66 or both Series 63… more
- Bank of America (San Diego, CA)
- …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager San Diego, California **To proceed... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Washington, DC)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Washington, District of Columbia **To... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (San Francisco, CA)
- …policies and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Private Wealth Client Relationship Manager San Francisco, California **To proceed...Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Wealth Client Relationship Manager** Wealth Management Client ...**Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and… more
- US Bank (Bend, OR)
- …Three to five years of experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series ... five years of experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and… more
- US Bank (Overland, MO)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7 ) and Series 63 (or ... and discover what you excel at-all from Day One. **Job Description** Client Relationship Consultants build relationships with customers, engaging them via multiple… more
- Truist (Tampa, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL...the Series 7 or Series 66 will be considered… more
- First Horizon Bank (Greensboro, NC)
- …functions.** + Bachelor's Degree Required + Ability to maintain proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... who are exploring a new path within the Private Client space.** **Summary** As a Private Bankers (PB), you...+ Bachelors or better **Licenses & Certifications** **Preferred** + Series 7 + Series 66… more
- Truist (Columbia, MD)
- …such as Microsoft 10. Ability to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66. Preferred Qualifications: 1. One to three ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. JOB...outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing… more
- Citigroup (San Antonio, TX)
- …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more
- Neuberger Berman (IL)
- The RIA Client Advisor is responsible for furthering the growth of...contribute to the building of a nascent business + Series 7 , 63/65 or Series ... include Chicago, Detroit, Minneapolis, Milwaukee, and Columbus. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication… more