- Robert Half Finance & Accounting (Parsippany, NJ)
- Description We have a great opportunity for a Series 7 Client Services Representative based in Parsippany, New Jersey. The role primarily involves providing ... using financial planning, retirement, and investment software and preparing materials for client meetings. Additionally, they will also be required to provide office… more
- Ally (Tallahassee, FL)
- …are: 7 :00-4:00, 8:00-5:00 or 9:00-6:00 EST **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * 1-5 years of prior investment ... TX, Weaverville - NC The Ally Invest Trading and Client Service Representative is responsible for providing exceptional customer...* Proven expertise in Microsoft Desktop Operations systems (Windows 7 , WindowsXP, Mac OS X). * Proven experience in… more
- Bank of America (Lincoln, RI)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Lincoln, Rhode Island **Job Description:** At Bank of America, we are guided by a ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66). Pennington, New Jersey;Rolling Meadows, Illinois **Job Description:** At Bank of ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Hunt Valley, MD)
- Participant Services Financial Solutions Advisor ( Series 7 Required) Hunt Valley, Maryland;Chandler, Arizona **Job Description:** At Bank of America, we are ... a long term career in finance, passionate about delivering client centric solutions, want the ability to learn more...and apply complex technical material quickly **Required Qualifications** + Series 7 , and 66 or equivalent (if… more
- Bank of America (Rolling Meadows, IL)
- National Financial Solutions Advisor I ( Series 7 Required) (Rolling Meadows, IL) Rolling Meadows, Illinois **Job Description:** At Bank of America, we're ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Bank of America (Pennington, NJ)
- Participant Services Financial Solutions Advisor ( Series 7 Required) Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common ... a long term career in finance, passionate about delivering client centric solutions, want the ability to learn more...and apply complex technical material quickly **Required Qualifications** + Series 7 , and 66 or equivalent (if… more
- Motion Recruitment Partners (St. Louis, MO)
- Series 7 Brokerage Customer Service Specialist St Louis, Missouri **Hybrid** Contract $29.11/hr - $32.8/hr Outstanding long-term contract opportunity! A ... contract opportunity that includes a competitive benefit package! Our client has been around for over 150 years and...Duration: 12 Months **Required Skills & Experience** + Active Series 7 Licensed (or within 2 year… more
- Raymond James Financial, Inc. (Memphis, TN)
- …SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses required. **Job:** Customer Service **Primary Location:** ... * Determines best method to resolve issues to ensure client satisfaction and adherence to company policies. * Follows...Follows up, either verbally or in writing, to ensure client satisfaction. * Responds to incoming inquiries related to… more
- MTA (Brooklyn, NY)
- Transit Management Analyst Series Job ID: 7684 Business Unit: New York City Transit Location: Brooklyn, NY, United States Regular/Temporary: Regular Department: NYC ... Transit Authority Date Posted: Jun 7 , 2024 Description Job Information: Title:..., 2024 Description Job Information: Title: Transit Management Analyst Series (7684) First Date of Posting: 06/06/2024 Last Date… more
- Bank of America (Farmington Hills, MI)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Farmington Hills, Michigan **Job Description:**... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Cincinnati, OH)
- …and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Merrill Market Client Relationship Manager Cincinnati, Ohio;Miamisburg, Ohio **Job Description:**...Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Chicago, IL)
- …and appropriately delegating team work. **Required skills:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Private Wealth Market Client Relationship Manager Chicago, Illinois **Job Description:** At... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses… more
- Morgan Stanley (Boston, MA)
- …sharing and collaborating with Financial Advisors * Pursue FINRA registration by obtaining the SIE, Series 7 , and Series 66, with a commitment to obtain all ... *POSITION SUMMARY* Client Service Associates help shape the future of...Industry experience is a plus * Willingness to obtain Series 7 (GS), and Series ...a plus * Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or… more
- Morgan Stanley (Tampa, FL)
- …a Virtual Client Solutions Client Services Professional and gain your Series 7 and 66 licenses. *Position Overview*: As a*Registered Client Service ... in creative-problem solving? If so, the Morgan Stanley Virtual Client Solutions team is seeking a *Registered Client...and paid study time for incumbents to obtain their Series 7 and 66 post hire to… more
- Truist (Wyomissing, PA)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL...if they only have 1 of the required licenses ( Series 7 or Series 66)… more
- Truist (Coral Gables, FL)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates with only the ... assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES... Series 7 will be considered and can obtain the … more
- Morgan Stanley (Alpharetta, GA)
- …as well as on the job learning * Opportunity to launch your career and gain your Series 7 and Series 66 licenses * Benefit from a competitive base salary ... grow within a collaborative organization? The Morgan Stanley Virtual Client Solutions team is seeking a* Client Service...* Opportunity to launch your career and gain your Series 7 and Series 66… more
- Truist (Charlotte, NC)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates will be ... support to Omni Channel, including Investment Care Center and Client Advisory Center. Responsible for the general servicing and...considered if they currently have either the Series 7 or Series 66… more
- Morgan Stanley (Tempe, AZ)
- …daily business activities, the Client Relationship Specialist is required to have active Series 7 and 66 (or 63 and 65) Licenses. *_Role Responsibilities_* . ... Fund Services infrastructure, an outsourced Wealth Management OCIO, the client 's MS Financial Advisor, and WM Operations. IIS specifically...or more years of industry experience preferred . Active Series 7 , 63 and 65 (or … more