- Robert Half Finance & Accounting (Boston, MA)
- …2 years of experience in a client service or administrative role within financial services. * Active Series 7 license , with Series 66 or Series 63/65 ... Ideal candidate will bring 2+ years of experience in a similar role, FINRA Series 7 and ideally Series 66 (63/65). Please reach out to Thatiane Abrantes… more
- Vanguard (Charlotte, NC)
- …+ Undergraduate degree or equivalent combination of training and experience. + Active SIE and FINRA Series 7 license , and either the Series 66 or the ... and experience required. + This job requires a regulatory license and/or registration (eg FINRA, state, SFC). These will...equip you with the tools to take the FINRA Series 7 and 66. + A $1,500… more
- Charles Schwab (Naples, FL)
- …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required (may be obtained within a 90 day...day condition of employment) + A valid and active Series 9/10 (8) license required (may be… more
- Charles Schwab (Holladay, UT)
- …**qualifications** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 63 license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) + 3+ years'… more
- Huntington National Bank (Austin, TX)
- …of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + Series 63 ... licenses + Knowledge of all bank products and continual development of product expertise. + Possess proficiency in credit fundamentals and can determine the appropriate risks on new and prospective customers and transactions so that all relationships are… more
- Edward Jones (Tempe, AZ)
- …Minimum:** $53600 **Hiring Maximum:** $88300 Read More About Job Overview **Skills/Requirements** + Series 7 license that is currently active and has ... the best possible experience. Advocate for our more than 7 million clients through regulation communication, fraud protection and...held a minimum of one year + Must obtain Series 9, 10, 24, and 66 within 4 months… more
- Charles Schwab (Wichita, KS)
- …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- JPMorgan Chase (Plano, TX)
- …skills + Ability to collaborate across multiple levels of supervision + Active and valid FINRA Series 7 license + Active and valid FINRA Series 66 ... time management **Required Qualifications, Capabilities, and Skills** + Minimum 7 years of experience in the securities and investment...4, 24, 53), and State Life & Health Insurance license , or ability to obtain within 120 days of… more
- Charles Schwab (Tysons Corner, VA)
- …highly preferred + Bachelor's degree highly preferred **Required Qualifications** + Active & valid FINRA Series 7 license + Active & valid FINRA Series ... 66 (63/65) license + Active & valid Life & Health insurance + 7 + years financial services industry experience + 2+ years Ultra- HNW client experience Pursuant to… more
- Charles Schwab (Menlo Park, CA)
- …(https://www.aboutschwab.com/what-we-do) **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- Charles Schwab (Phoenix, AZ)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license ... + Life & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Charles Schwab (Lexington, KY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (Charlottesville, VA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- Insight Global (Peoria, IL)
- …internal and external partners to address clients/prospects financial needs and goals. A valid and active Series 7 license A valid and active Series 66 ... 120 day condition of employment) A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment)… more
- USAA (Phoenix, AZ)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series 66 ... (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 1 year of… more
- Charles Schwab (Phoenix, AZ)
- …opportunity for you. **What you have** **Required Qualifications** + Bachelor's degree + Active FINRA Series 7 license + (May be obtained with a 120-day ... CFP(R) designation or CFA(R) designation holders, verified before hire) + Active FINRA Series 66 license + (May be obtained within the first 120 days) + Three or… more
- Charles Schwab (Phoenix, AZ)
- …+ CFP(R) designation or CFA(R) designation + Bachelor's degree + Active and valid FINRA Series 7 license + May be obtained with a 120-day condition ... of employment + Active and valid FINRA Series 66 license required + May be obtained with a 120-day condition of employment + Five or more years of advisory… more
- Charles Schwab (Omaha, NE)
- …are: + Bachelor's degree or equivalent work related experience + A valid and active Series 7 license is required (may be obtained under a condition ... of employment) + A valid and active Series 66 (63/65) license is required (may be obtained under a condition of employment) + Notary certification (may be… more
- JPMorgan Chase (Brooklyn, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in… more
- Charles Schwab (Westlake, TX)
- …our clients more value. **What you have** **Required Qualifications:** + Active and valid FINRA Series 7 license required + Active and valid FINRA Series ... 63 license required + At least 5 years of financial services industry and RIA relationship management experience + In-depth knowledge of Advisor Services offering. Absent that, you have transferable brokerage industry knowledge and/or the ability to learn… more
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