- Citigroup (San Antonio, TX)
- …process improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and ... Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent… more
- Charles Schwab (Mount Pleasant, SC)
- …may be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 ... be obtained within a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a 90-day condition of employment) +… more
- Charles Schwab (New York, NY)
- …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required (may be obtained within a 90 day...day condition of employment) + A valid and active Series 9/10 (8) license required (may be… more
- JPMorgan Chase (New York, NY)
- …licenses: FINRA SIE license ; FINRA Series 63 license ; and FINRA Series 7 license or FINRA Series 79 license . This position requires up ... to 40% travel (domestic and international). Job Location: 383 Madison Avenue, New York, NY 10179. This position requires up to 40% travel (domestic and international). Full-Time. Salary: $325,000 - $350,000 per year. JPMorganChase, one of the oldest financial… more
- Huntington National Bank (Austin, TX)
- …of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + Series 63 ... licenses + Knowledge of all bank products and continual development of product expertise. + Possess proficiency in credit fundamentals and can determine the appropriate risks on new and prospective customers and transactions so that all relationships are… more
- Access Dubuque (Dubuque, IA)
- …and experience. + Hold Series 6 & 63 securities licenses, with desire to obtain Series 7 license within one year of employment. + Hold Series ... 66 license , or ability to acquire within 90 days of employment. + Hold Life and Health Insurance Licenses. + Excellent Communication skills + Excellent mathematical and problem solving skills Primary Contact 114365 Matt Hostert Senior Recruiting… more
- Charles Schwab (Miamisburg, OH)
- …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- Charles Schwab (Austin, TX)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license ... + Life & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Charles Schwab (Los Altos, CA)
- …be the role for you. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may be obtained under a ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- Charles Schwab (Red Bank, NJ)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (Pasadena, CA)
- …this role._** **What you have** + **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (San Diego, CA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- JPMorgan Chase (Oakland, CA)
- …effectively with clients and team members while maintaining professionalism. + A valid and active Series 7 license is required or must be obtained within 60 ... in the role as a condition of employment + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the… more
- USAA (Plano, TX)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series 66 ... (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years of… more
- Raymond James Financial, Inc. (FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates ... that have already obtained the Series 7 . **Education** Bachelor's, Bachelor's: Business Administration, Bachelor's: Finance **Work Experience** General… more
- Charles Schwab (Chicago, IL)
- …you have:** Required Qualifications: + Bachelor's degree + CFP(R) designation + Active and valid FINRA Series 7 license + Active and valid FINRA Series ... our clients' financial lives. As Fiduciaries, we bring expertise across Schwab's 7 Wealth Management topics in conjunction with powerful technology to inspire… more
- JPMorgan Chase (Brookfield, WI)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Charles Schwab (Boston, MA)
- …opportunity for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day ... CFP(R) designation or CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the first 120 days)_ + Three… more
- Charles Schwab (Lone Tree, CO)
- …and advisor. **What you have** + CFP(R) designation required + Active and valid FINRA Series 7 license required (may be obtained within the first 120 ... days condition of employment) + Active and valid FINRA Series 63/65 or 66 license required (may be obtained with 120 days condition of employment) + Minimum 3+… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or grandfathering cannot be applied. SIE is required within six (6) months of hire. + Series 7 license is required within six (6) months of hire. **Travel ... + Develop and maintain strong professional relationships. **Licenses/Certifications:** Appropriate series license (s) for assigned functional area preferred or… more
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