- CareerBuilder-US (Pacifica, CA)
- …Bachelor s degree or equivalent or equivalent work related experience Active and valid FINRA Series 7 license is required Active and valid FINRA Series ... 9/10 license is required Active and valid FINRA Series 66 (63/65) license is required Active and valid Life and Health Insurance license is required… more
- Charles Schwab (Seattle, WA)
- …and qualifications are: Bachelor's degree or equivalent work related experience A valid and active Series 7 license required A valid and active Series ... 66 (63/65) license required A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) A valid and active… more
- CareerBuilder-US (Atlanta, GA)
- …services Comprehensive understanding of financial services markets, the economy and of industry trends FINRA Series 7 license required Series 63 and 65 ... to help you and your family strike the right balance. Certifications: Series 07 - FINRA, Series 66 - FINRA Company Overview Fidelity Investments is a privately… more
- CareerBuilder-US (Childs, MD)
- …meet our people. What you have Required minimum skills and qualifications are: A valid and active Series 7 license is required ( license may be obtained ... of employment through Branch Network Licensing Program ) A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition… more
- Careerbuilder-US (Jericho, NY)
- …in NYC to be fully vaccinated with an FDA approved vaccine for COVID-19 A valid and active Series 7 license is required ( license may be obtained under a ... of employment through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition… more
- Careerbuilder-US (Atlanta, GA)
- …servicesComprehensive understanding of financial services markets, the economy and of industry trendsFINRA Series 7 license requiredSeries 63 and 65 or 66 ... to help you and your family strike the right balance.Certifications: Series 07 - FINRA, Series 66 - FINRACompany OverviewFidelity Investments is a privately held… more
- Careerbuilder-US (Framingham, MA)
- …and protect the interest of the client and all entities. What you haveA valid and active Series 7 license is required ( license may be obtained under a ... of employment through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition… more
- Careerbuilder-US (Hastings, MN)
- …about the culture at Schwab, click here to meet our people.What you haveA valid and active Series 7 license is required ( license may be obtained under a ... of employment through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition… more
- CareerBuilder-US (Glencoe, IL)
- …implement feedback Aspirations for more than baseline expectations. A valid and active FINRA Series 7 license required Interest in acquiring FINRA Series ... 66 (63/65) license and Life & Health Insurance as it will be required in the course of your tenure on the job. Investing in Yourself: Wealth Management University We provide a comprehensive onboarding and new hire program designed for new Financial… more
- CareerBuilder-US (Roanoke, TX)
- …qualifications are: Bachelor s degree or equivalent work related experience A valid and active Series 7 license is required (may be obtained under a ... condition of employment) A valid and active Series 66 (63/65) license is required (may be obtained under a condition of employment) Notary certification (may be… more
- GPAC (Greenville, SC)
- …s degree preferred. Certified Financial Planner Other Qualifications: Series 65 or 66. Series 7 License . Ability and willingness to travel and work in ... multiple financial center locations. Proven ability to work both upward, downward, and laterally within a large organization. Experience with e-Money or similar financial planning software. Please contact Stefanie Isaksen @ 605- - or at @gogpac.com. I look… more
- Fidelity Investments (Smithfield, RI)
- …services industry, participate in a superb training program, receive mentoring and earn their FINRA Series 7 & 63 license during Summer 2023! Then, when ... training and development program to fully prepare you to acquire FINRA Series 7 and 63 licenses. You will receive support, mentoring, dedicated study time… more
- Terrill Mayberry State Farm Agency (Birmingham, MI)
- …a strong foundation of customer service for all clients Though not required, a valid FINRA Series 7 & 63/66 license is considered a plus Working knowledge of ... or similarly related field Must be able to obtain a valid FINRA Series 6, 63, and 65 license About Company At Terrill Mayberry State Farm Agency we strive to… more
- First Republic Bank (San Francisco, CA)
- …- Back Office Operations a plus. - 4-year college degree with a business concentration. - Series 7 license , a plus. - Proficient in Excel and Word. Job ... Demands: - Must be able to review and analyze data reports and manuals; must be computer proficient. - Must be able to communicate effectively via telephone and in person. Own your work and your career apply now Are you willing to go the extra mile because you… more
- First Horizon Bank (Memphis, TN)
- …AND OFFICE EQUIPMENT SKILLS Microsoft Office suite CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) None required, Securities ... Series 7 /63, Life and Health Insurances licenses recommended Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities The contractor will not discharge or in any other manner discriminate against employees or applicants because they… more
- Wells Fargo (Charlotte, NC)
- …in Finance, Accounting, Derivatives, MS Excel, VBA, and Macros are preferred. FINRA Series 7 license Perform trade decompositions to validate current ... mark-to-market exposures. Review and present collateral margin calls and respond the demands submitted by our counterparties. Understanding of Calypso, Imagine, Opics, Endur, and other mainframe trading systems. Firm understanding of derivative trading… more
- Wells Fargo (St. Louis, MO)
- …or more years of experience in an examiner or compliance professional capacity FINRA Series 7 License or equivalent experience Demonstrated knowledge of the ... financial services industry (private client/retail/international focus), regulatory requirements, and experience in analyzing business risk Ability to evaluate new financial products, issues, policies, procedures and systems for sales practice compliance… more
- Charles Schwab (Roanoke, TX)
- …the ability to contribute to the SWAIstrategy. Essential skills include: Active and valid FINRA Series 7 license required Active and valid FINRA 66 licenses ... required(may be obtained with a 120-day COE) Minimum 1 year of experience in the financial services industryExperience servicing high-net-worth clients preferred Colorado CompensationTarget Total Compensation - 53,400 - 96,900Your actual pay will be based on… more
- Broadridge (Denver, CO)
- …year of financial services experience, preferably in the brokerage or mutual fund industry. Series 6 or 7 license preferred.Disability AssistanceWe recognize ... that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants… more
- First Horizon Bank (Naples, FL)
- …COMPUTER AND OFFICE EQUIPMENT SKILLS Microsoft Office suite CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) None required Equal ... Opportunity Employer/Protected Veterans/Individuals with Disabilities The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of… more
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