- AON (Chicago, IL)
- …and relationships, and joining proposed consulting teams for presentations + Securities licenses Series 7 and 63 Preferred + CFA preferred How we support ... Aon is looking for a Non -profit Sales Director for the Investment...joining proposed consulting teams for presentations + Securities licenses Series 7 and 63 Preferred + CFA… more
- Nuveen Investments (New York, NY)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Career Level** 9PL **Position:** Head of Income ... + Demonstrated strength building client-focused relationships + Current FINRA Series 7 and Series 63...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Huntington National Bank (Columbia, SC)
- … 7 or more years of Large Government/Higher Education/ Non -Profit Lending experience + Series 52 or Series 7 license + Preferred Qualifications: + ... Description Summary: Huntington Bank's Institutional and Non -Profit Commercial Relationship III, Licensed serves as the...relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the… more
- Coast Guard Community Services Command (Milwaukee, WI)
- …salary and title, series and grade if experience was with a non -appropriated fund instrumentality of the Federal government. You should also include a copy of ... Date: 01/30/2025 Announcement #: 6225 Opening Date: 18 April 2025 Pay Plan/ Series /Pay Band: NF-2091-01 Closing Date: Until Filled Work Schedule: Intermittent (0-19… more
- Umpqua Bank (Tacoma, WA)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... Financial Service Sales Assistant Wealth Management Tacoma, Washington **Description** **About...investment direction from clients. Series 7 licensed employees provide limited decision-making… more
- Bank of America (Princeton, NJ)
- …Role is designed to allow employees to study and obtain all required registrations * Series 7 , 63/65 or 66 or equivalent; must obtain all state registrations in ... Wealth Management Specialist - Non -Registered Princeton, New Jersey **Job Description:** Merrill Wealth...support of Financial Advisor(s) and Advisor Team(s) If Series 7 , 63/65 or 66 or equivalent… more
- Lincoln Financial (St. Paul, MN)
- …distribution that aligns with the specific responsibilities for this position. + FINRA Series 7 and 63 License + Bachelor's degree or equivalent work ... **Requisition #:** 74592 **The Role at a Glance** The Alternative Investment Sales Specialist Account Executive will develop, direct, implement, and maintain a… more
- The Hartford (Wayne, PA)
- Retail Sales Consultant - 87SX5E We're determined to make a...(or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must ... assets within an assigned territory. Advisor Consultants drive Hartford Funds' sales through building deep and long-term relationships with financial advisors,… more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...use a service associate role to perform some specific non -client engagement activities. + Territory Management - We apply… more
- Vanguard (Scottsdale, AZ)
- …+ This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... for investment success. That starts with you. As a Sales Consultant, you'll be an advocate for our retail...based upon the uncovered client needs. + Identify investors' non -Vanguard assets, conduct advanced needs analysis of clients' financial… more
- Hoselton (East Rochester, NY)
- Nissan Sales Consultant - Automotive Summary **Title:** Nissan Sales Consultant - Automotive **ID:** 937 Description **Hoselton Nissan** **is looking for a ... Sales Consultant!** **Job Summary:** We are seeking a motivated...to ensure satisfaction and address any concerns or issues. 7 . **Market Analysis** : Stay informed about industry trends,… more
- Neuberger Berman (Chicago, IL)
- …CFA or MBA preferred + Strong academic credentials and achievement + Candidate must obtain Series 7 & 66 within six months of joining Compensation Details The ... We are seeking an experienced and proactive Research Analyst to join our Non -Investment Grade Credit platform. Our goal is to further deepen our research resources… more
- Santander US (New York, NY)
- …Outlook. + Sales oriented, energetic, and self-motivated with strong initiative to achieve sales goals. Certifications: + Series 7 , 63, 79, SIE It Would ... FX Product Specialist, Corporate Sales - Vice President Country: United States of...and represents the annualized salary range. For hourly positions ( non -exempt), the annual range is based on a 40-hour… more
- Santander US (New York, NY)
- …* Exceptional communication and interpersonal skills. * Exceptional organizational skills . * Series 7 and 63 licenses (or willingness to obtain promptly). * ... Emerging Markets Institutional Sales , Associate - New York Country: United States...and represents the annualized salary range. For hourly positions ( non -exempt), the annual range is based on a 40-hour… more
- Sacramento Municipal Utility District (Sacramento, CA)
- …**Nature and Scope** There are five (5) levels in this job classification series that have similar job content but with progressively more challenging degrees and ... based upon assessment of an individual's experience and performance) within the series :** + **Entry:** Incumbent acquires knowledge, skills and abilities to perform… more
- Sacramento Municipal Utility District (Sacramento, CA)
- …**Nature and Scope** There are five (5) levels in this job classification series that have similar job content but with progressively more challenging degrees and ... based upon assessment of an individual's experience and performance) within the series :** + **Entry:** Incumbent acquires knowledge, skills and abilities to perform… more
- Truist (Brentwood, TN)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to...the Series 7 or Series 66 will be considered… more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... with trails. RESPONSIBILITIES + Provide Columbia CU members with non -deposit investment and insurance products as registered and licensed...Variable Life & Health + State Insurance License + Series 63/65 + Series 7 … more
- Bank of America (Stuart, FL)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...Service Management + Process Simplification **Required Qualifications:** + **Either Series 7 and 66 licenses or … more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... initiating C-suite corporate access resources to institutional equity clients including non - deal roadshows, conferences, field trips, bus tours, and conference… more