- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Huntington National Bank (Columbia, SC)
- … 7 or more years of Large Government/Higher Education/ Non -Profit Lending experience + Series 52 or Series 7 license + Preferred Qualifications: + ... Description Summary: Huntington Bank's Institutional and Non -Profit Commercial Relationship III, Licensed serves as the...relationships within a targeted market segment by coordinating all sales and service efforts. + Required metrics for the… more
- Principal Financial Group (Des Moines, IA)
- …on a sales or service team marketing products and services + FINRA Series 7 , FINRA Series 63, or equivalent registrations required immediately upon ... employment + FINRA Series 65 or 66 Licenses or ability to obtain...Range Information** Salary ranges below reflect targeted base salaries. Non - sales positions have the opportunity to participate… more
- Coast Guard Community Services Command (Detroit, MI)
- …salary and title, series and grade if experience was with a non -appropriated fund instrumentality of the Federal government. You should also include a copy of ... Date: 01/30/2025 Announcement #: 6330 Opening Date: 25 June 2025 Pay Plan/ Series /Pay Band: NF-2091-01 Closing Date: Until Filled Work Schedule: Part-Time (20-29… more
- The Hartford (Wayne, PA)
- Retail Sales Consultant - 87SX5E We're determined to make a...(or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must ... assets within an assigned territory. Advisor Consultants drive Hartford Funds' sales through building deep and long-term relationships with financial advisors,… more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...use a service associate role to perform some specific non -client engagement activities. + Territory Management - We apply… more
- Vanguard (Scottsdale, AZ)
- …+ This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... for investment success. That starts with you. As a Sales Consultant, you'll be an advocate for our retail...based upon the uncovered client needs. + Identify investors' non -Vanguard assets, conduct advanced needs analysis of clients' financial… more
- Hoselton (East Rochester, NY)
- Nissan Sales Consultant - Automotive Summary **Title:** Nissan Sales Consultant - Automotive **ID:** 937 Description **Hoselton Nissan** **is looking for a ... Sales Consultant!** **Job Summary:** We are seeking a motivated...to ensure satisfaction and address any concerns or issues. 7 . **Market Analysis** : Stay informed about industry trends,… more
- Lincoln Financial (Radnor, PA)
- …or product management related fields + Bachelor's degree or equivalent work experience. + FINRA Series 7 & 63 preferred; Must obtain within 120 days of hire + ... teams. **What we're looking for** _Must-Haves_ + 5 - 7 + Years experience in alternative investments, alternative sales...as permitted by applicable law. Pay is based on non -discriminatory factors including but not limited to work experience,… more
- TIAA (Dallas, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... in wealth management or financial services + FINRA registrations: Series 7 and either Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Principal Financial Group (Des Moines, IA)
- …Bachelor's degree or equivalent work experience, MBA preferred + FINRA licensing required, including FINRA Series 7 & 63 + CFA preferred, but not required + At ... client needs. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non - sales positions have the opportunity to participate in a bonus… more
- Raymond James Financial, Inc. (Springfield, IL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 % of the Time ... steps in generating new assets and revenue. **Responsibilities:** + The Institutional Sales Specialist will be responsible for managing a significant portion of… more
- Santander US (New York, NY)
- …* Exceptional communication and interpersonal skills. * Exceptional organizational skills . * Series 7 and 63 licenses (or willingness to obtain promptly). * ... Emerging Markets Institutional Sales , Associate - New York Country: United States...and represents the annualized salary range. For hourly positions ( non -exempt), the annual range is based on a 40-hour… more
- Citigroup (New York, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... responsibilities, setting vision and productivity goals, overall market profitability, sales , operations, recruiting/salesforce growth, and adhering to all regulatory… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Nuveen Investments (MI)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... business development in the Alternative Investments space + FINRA Series 7 and Series 63...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Truist (Tampa, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to...the Series 7 or Series 66 will be considered… more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... with trails. RESPONSIBILITIES + Provide Columbia CU members with non -deposit investment and insurance products as registered and licensed...Variable Life & Health + State Insurance License + Series 63/65 + Series 7 … more
- Truist (Charlotte, NC)
- …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... related procedures, training and identification of potential harmful trends, sales practice patterns, conflicts of interest or issues that...in lieu of 53. Series 63&65 can be used in lieu of … more
- TIAA (KS)
- …client relationship management or consultative sales experience **Preferred Skills:** + FINRA registered, Series 6 or 7 and Series 63 required within 120 ... 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more