- Raymond James Financial, Inc. (Memphis, TN)
- …(FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- Raymond James Financial, Inc. (Los Angeles, CA)
- …Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10 or Series 12_BM - Branch ... * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 9 & 10 if required by business unit. * Series … more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …(FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial ... provided that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8 ) required. + Series 63 & 65, or 66 as required by state. +… more
- Raymond James Financial, Inc. (The Villages, FL)
- …Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10 or Series 12_BM - Branch ... provided that an exemption or grandfathering cannot be applied. * Series 7 and 9 & 10 (or 8 ) required. * Series 63 & 65, or 66 as required by state. *… more
- Bank of America (Los Angeles, CA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) equivalent licenses + Series 3, 31 licenses, if warranted + Minimum 5+ ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Wayne, NJ)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses and Series 3, 31 licenses, if warranted + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Atlanta, GA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Citigroup (San Antonio, TX)
- …following): + Series 7 license; and + Series 63 and Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 ... **Education** **:** Bachelor's/University degree or equivalent experience; Masters degree a plus **Responsibilities:** + Ensure timely and appropriate escalation of issues and maintain relevant metrics for reporting purposes + Build partnerships with supported… more
- Bank of America (Los Angeles, CA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (Pepper Pike, OH)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses, and Series 3 or 31 license (If warranted). + ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Bank of America (New Orleans, LA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Citigroup (San Antonio, TX)
- …following): + Series 7 license; and + Series 63 and Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 ... **Education:** + Bachelor's/University degree or equivalent experience, potentially Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** **Primary Location:** San Antonio Texas United States **Primary… more
- Bank of America (San Diego, CA)
- … 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum ... . View the LA County Fair Chance Ordinance (https://dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final- 8 .30.2024.pdf) . Bank of America aims to create… more
- Raymond James Financial, Inc. (CA)
- … Series 7_GS (pre 5/77 - No Options) - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial ... years' experience in the financial services industry; with eight ( 8 ) years of management experience, and sales management experience...that an exemption or grandfathering cannot be applied. * Series 7 required. Series 24 or 9/10… more
- Bank of America (Washington, DC)
- …66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8 ) or equivalent licenses + SIE strongly preferred + If unlicensed, must pass ... is a self-motivated, client centric individual who has or is able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off) AND Series … more
- Raymond James Financial, Inc. (San Jose, CA)
- …Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10 or Series 12_BM - Branch ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- Raymond James Financial, Inc. (Memphis, TN)
- …(FINRA), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial ... or a related discipline with a minimum of eight ( 8 ) years of relevant experience in a financial services...that an exemption or grandfathering cannot be applied. + Series 7, 63 required (9/10 and/or 24 also required)… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …Specialists (ACAMS), Series 7_GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10 or Series 12_BM - Branch ... education, experience and/or training approved by Human Resources. Licenses/Certifications + Series 7, 9 and 10 Travel Required: Yes **Education** Bachelor's:… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(FINRA), Series 7_GS (pre 5/77 - No Options) - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10 or Series 12_BM - Branch ... Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority… more
- Charles Schwab (Tysons Corner, VA)
- …A valid and active Series 66 (63/65) license required + A valid and active Series 9/10 ( 8 ) license required (may be obtained within a 90 day condition of ... for you. **What you have** **Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required +… more
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