- Raymond James Financial, Inc. (Memphis, TN)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- PNC (Chicago, IL)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... with insurance **Job Description** + Responsible for a team sales professionals to drive sales activities and...Required Certification(s) **Licenses** Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days… more
- PNC (Pittsburgh, PA)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... in Pittsburgh, PA. **Job Description** + Partners with senior sales team members in supporting the sales ...Required Certification(s) **Licenses** Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days… more
- JPMorgan Chase (New York, NY)
- …base. **Required qualifications, capabilities, and skills:** + 6+ years of experience in sales , Series 7 & 63 required + Developed and established relationships ... As a Vice President in High Grade Credit Sales , you will be responsible for maintaining and...appropriate degree of urgency. **Job Responsibilities:** + Responsible for sales and execution for an established institutional clientele. +… more
- PNC (Austin, TX)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... and financial reporting. * Works strategically with bankers, underwriting syndicate, sales team, relationship managers, traders and other internal service partners… more
- PNC (Chicago, IL)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... client relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service partners to… more
- Siebert Williams Shank (New York, NY)
- …to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established book of ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that provides investment… more
- PNC (Irvine, CA)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... Communications, Financial Analysis, Financial Engineering, Financial Services Industry, Internal Sales and Marketing, Products and Services, Sales Function… more
- PNC (New York, NY)
- …11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ESOP ... based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of...a team of traders. + Works strategically with traders, sales team, relationship managers, and investment bankers to develop… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... accounts. + Develops and implements plans to meet office sales goals. + Facilitates sales promotion activities...that an exemption or grandfathering cannot be applied. + Series 7 and 9 & 10 (or 8) required.… more
- VaynerMedia (New York, NY)
- …email marketing programs at scale, including behavioral triggers, lifecycle series , sales promotions, customer engagement, retention, and transactional ... emails. + Crafts compelling and brand-aligned copy for CRM campaigns, including email and SMS promotional and transactional campaigns + Leverage past performance data to strategically craft and manage CRM content calendars, ensuring optimized timing,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Sec Rep - Financial Industry Regulatory Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory Authority ... that an exemption or grandfathering cannot be applied. + Series 7, 63 required (9/10 and/or 24 also required)...Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 24_TP - Sec Trader Principal - Financial Industry… more
- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants… more
- Bank of America (Hunt Valley, MD)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Hunt Valley, Maryland;Jacksonville, Florida; Fort Worth, Texas; Lincoln, Rhode Island; ... opportunities to deepen relationships by referring clients to specialized sales teams. The role acts as a central entry...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. + Wants… more
- Equitable (Milwaukee, WI)
- Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** : UNITED STATES-WI-Milwaukee **Organization** : Equitable ... including but not limited to: + Responsible for ensuring sales practices, account documentation, and books and records comply...+ 1 Years experience in Compliance roles + FINRA Series 7, 65 or 66 registrations + FINRA … more
- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) ( Series 7 Required) Charlotte, North Carolina **Job Description:** At Bank of America, we're creating real, ... first to meet their evolving needs. **Required skills** + Series 7, and 66 or equivalent (if not currently...obtained within 90 days) + Is comfortable in a sales role, finding ways to nurture strong client relationships.… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series 63, 65 and/or 66 ... Experience - 3 to 6 years **Certifications** s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority… more
- Manulife (Washington, DC)
- …success. **Required Qualifications:** + 5+ years of experience in insurance/financial services sales . + Series 6, 63, Life, Health, and Variable licenses ... and will play a crucial role in driving our sales strategies and expanding our customer base within Crump....to assure we grow market share and achieve regional sales targets. This role requires a strategic thinker with… more
- Manulife (FL)
- …success. **Required Qualifications:** + 5+ years of experience in insurance/financial services sales . + Series 6, 63, Life, Health, and Variable licenses ... and will play a crucial role in driving our sales strategies and expanding our customer base in the...to assure we grow market share and achieve regional sales targets. This role requires a strategic thinker with… more
- The Estee Lauder Companies (New York, NY)
- …and territories under brand names including: Estee Lauder, Aramis, Clinique, Lab Series , Origins, MAC, La Mer, Bobbi Brown Cosmetics, Aveda, Jo Malone London, ... : . Analyze key business metrics and performance indicators, including sales , conversion rates, customer behavior, and inventory performance. . Prepare regular… more
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