- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage ... risk. Join us as a Senior Compliance Officer , Investments Compliance to play your part in that transformation. It's an opportunity to grow your skills… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...+ A track record of working with and advising senior business people on compliance matters +… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a ... correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically applicable to… more
- Honeywell (Phoenix, AZ)
- Role: Sr . Export Compliance Officer / Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our ... International Inc. is seeking candidates for an exciting opportunity as a Sr . Export Compliance Officer / Compliance Assurance Analyst reporting to the… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …and guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or ... , Director of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance … more
- Harvard University (Cambridge, MA)
- …Security Officer and HIPAA Privacy Officer . Serves as a compliance resource to senior leadership, managers, and employees of HUHS. Collaborates with ... OfficePre-Employment Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance… more
- Somatus (Mclean, VA)
- …As a member of the Company's senior management team, the VP, Corporate Compliance Officer (CCO) is a catalyst for this mission. The CCO is responsible ... the Company's culture and core values. This is a senior leadership role that requires a seasoned, sound, and...program to prevent illegal, unethical or improper conduct. The Compliance Officer reports to the Chief Executive… more
- Brink's (Coppell, TX)
- …& Compliance Program including supporting the Deputy Chief Ethics & Compliance Officer in the development and implementation of policies, procedures, ... Brink's Global Services. Assists the Deputy Chief Ethics & Compliance Officer on all aspects of enhancing...strong business relationships with all levels of organizations, including senior level executives + Demonstrated success in leading and… more
- Citigroup (O'Fallon, MO)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Customer and Client Protection Team with oversight ... responsibilities for, at a minimum, Flood activities horizontally and consumer compliance -related Third-Party activities. The officer is responsible for… more
- Citigroup (Tampa, FL)
- Serves as a senior Finance & Risk compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- City of New York (New York, NY)
- …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's...Recovery Plan and developing training and reporting to BAM's senior leadership team. - Evaluating ways to improve internal… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- General Dynamics Information Technology (Falls Church, VA)
- …**US Citizenship Required:** Yes **Job Description:** **Position Description -** **Cyber Compliance Officer ** **Program - Guard Enterprise Cyber Operations ... how agencies operate. Our work depends on a Cyber Compliance Officer joining our team to support...role. You will be interfacing with the client and senior staff. Therefore, you should be articulate in your… more
- AON (Chicago, IL)
- …obligations, and more broadly, to preserve and enhance our reputation for integrity. The Compliance Senior Manager's primary role is to assist the CCO (Chief ... Compliance Officer ) and Compliance Director...Compliance Officer ) and Compliance Director with the development...to preserve and enhance our reputation for integrity. The Compliance Senior Manager's primary role is to… more
- Sutter Health (Sacramento, CA)
- … issues within their market/network/system service line or team of ethics and compliance officer . Coordinates with ethics & compliance services leaders ... Administers and provides oversight of the Sutter Health (SH) ethics and compliance program at the market/network/system service line level. Functions as the team… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... and board reporting. + Participate in the effective challenge of compliance risk reporting. Engage with senior leaders in the development of Board and senior … more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. + Analyzing complex… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- Citigroup (Irving, TX)
- Serves as a functional Compliance Risk Officer for Independent Compliance Risk Management (ICRM) responsible for Compliance oversight of the Client ... coverage teams, in order to partner, develop and apply Compliance Risk Management program solutions that meet the function...data to identify thematic risks and trends, escalating to senior management as appropriate, helping to lead the build… more