- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
- US Bank (Charlotte, NC)
- …and adhere to Generally Accepted Accounting Principles (GAAP) * Maintain and utilize broker dealer back office and settlement systems for financial management ... lead the Finance division of both a wealth management/retail broker dealer and a capital markets/institutional broker ...controls. * Experience with Phase 3 and NFS WealthScape systems is highly desirable * Excellent leadership and team… more
- AON (New York, NY)
- …Willingness to travel as necessary. + Check all data into the Client Information System (CIS), GRIP, and other various databases/ systems . + Maintain daily diary ... Account Executive/ Broker II - (Professional Liability) New York (hybrid)...necessary. + Check all data into the Client Information System (CIS), GRIP, and other various databases/ systems .… more
- CRC Insurance Services, Inc. (Franklin, TN)
- …**Please review the following job description:** Serves as a partner to Broker providing superior support regarding all policies and key accounts. Provides high ... flow of information from agents and underwriters. 11. Maintain suspense system and follow-up for receipt of policies, endorsements, inspections reports,… more
- AON (Chicago, IL)
- …ethical standards, professional environment, networking opportunities, learning internal systems , and honing interpersonal and team-building skills through ... limited to: a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at Aon's discretion;… more
- AutoZone, Inc. (Memphis, TN)
- …role over an Engineering team + Proficiency in CI/CD as well as version control systems + Any messaging broker such as Kafka, ActiveMQ, RabbitMQ + Experience in ... business initiatives for the Merchandising organization. As a Sr. Systems Engineer, you will be responsible for overseeing the...ensure quick alerting of any problems in the echo system + Advocate for top-notch design standards and lead… more
- Aflac (Farmington, CT)
- …professional job-related experience within the insurance industry. + Strong knowledge of the Broker market and Aflac products to include Absence & Disability. + LAD ... ensure customer experience expectations are met and exceeded. * Coordinates with Premier Broker team to solve escalations for brokers and/or clients that may arise;… more
- PNC (Strongsville, OH)
- …have an opportunity to contribute to the company's success. As a Business Systems Analyst within PNC's Technology Capital Markets / Broker Dealer organization, ... of cross-functional applications. + Participates in identifying, evaluating, and configuring systems that are cost effective and meet business requirements . +… more
- CRC Insurance Services, Inc. (Boulder, CO)
- …working from home. This role will be the overarching relation with assigned broker firms while continuously growing broker headcount by effectively presenting ... our value proposition. Benefits Sales Executives develop an intimate knowledge of their broker firms and broker books of business to leverage BenefitMall… more
- CRC Insurance Services, Inc. (Livingston, NJ)
- …/ New Jersey area. The Solutions Advisor is responsible for managing the broker experience throughout the new build and renewal process. This role involves ... time to time. * Collaborate with all pre- and post-sale/service groups to manage broker experience as a point of contact throughout new build and renewal processes… more
- CRC Insurance Services, Inc. (Chesapeake, VA)
- …assigned geography. This role will be the overarching relation with assigned broker firms while continuously growing broker headcount by effectively presenting ... our value proposition. Sales Executives develop an intimate knowledge of their broker firms and broker books of business to leverage BenefitMall capabilities to… more
- AON (Bannockburn, IL)
- …via Broker Desktop tools that require actions in a timely manner. + Ensure system of record (Bridge & Broker Desktop) is accurate and current to ensure ... a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at...that require actions in a timely manner. + Ensure system of record (Bridge & Broker Desktop)… more
- Palmer Food Services (Rochester, NY)
- …mix at the most competitive pricing to garner market share. + Develops broker /vendor relations to ensure the best products, pricing, and quality are available to ... pricing. Resolves any pricing discrepancies with the manufacturer or broker in a timely fashion. + Reviews inventory status...budget goals for assigned vendors. + Ensures service levels ( stock levels with subs) maintained at budgeted levels. +… more
- GMHC (New York, NY)
- …apartment showings, lease reviews, and payment processing. + Ascertain that all housing stock comply with GMHC and funder standards as well as NYC housing ... + Responsible for updating and maintaining all internal and external reporting systems with accurate property management information such as client and housing… more
- OTC Markets Group Inc (Washington, DC)
- …Venture Market and Pink(R) Open Market. Our OTC Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on ... and verify public company profile data published for investors, broker dealers, other market participants. + Provide guidance and...+ Paid Parental Leave Program + Annual Bonus and Stock Incentive Program + 401(K) Plan - Retirement +… more
- Atria Wealth Solutions (Sandusky, MI)
- …external network you develop. + Experience and aptitude with working with a broker -dealer technology, ie, electronic order entry systems , DocuSign, etc. to ... benefits package that includes medical, dental, vision, life, 401k, Employer Stock Ownership Plan (ESOP), and more. EOE/Vet/Disabled **Representatives are employed… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... knowledge of finance and knowledge of liquidity risk management at a broker dealer. * Regulatory financial reporting, and experience in treasury management and… more
- OTC Markets Group Inc (New York, NY)
- …Venture Market and Pink(R) Open Market. Our OTC Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on ... plans such as 401(k), equity compensation agents for restricted stock and awards, and collaborate with our account managers...decisions. HR Administration + Provide back-up support with BMS system for HVAC, lights and shades, adjust when needed,… more
- Charles Schwab (Phoenix, AZ)
- …environment. + Strong verbal and written communication skills. + Detailed knowledge of Schwab systems related to both the Broker Dealer and the Schwab Bank sides ... Visa debit card transactions for both the Bank and Broker Dealer products. **Responsibilities** The Senior Specialist is responsible...with respect to Visa debit card transactions is required ( System knowledge to include, but not limited to: Visa… more
- AON (Bannockburn, IL)
- …the data contained in received Wrap Up forms is reasonable and accurate + Ensure system of record (AonWrap, Bridge & Broker Desktop) is accurate and current to ... a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at...Wrap Up forms is reasonable and accurate + Ensure system of record (AonWrap, Bridge & Broker … more