- Citigroup (New York, NY)
- Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for a function/business/product in line with… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a ** Compliance Director ** in Corporate Risk to manage a team of compliance professionals who provide ... areas and business divisions at wellsfargojobs.com . As the Compliance Director , you will lead coverage of...Lead and actively participate as a key member and compliance representative on various MPG-based governance committees… more
- SMBC (New York, NY)
- …define and develop key risk categories and risk identification in full compliance with relevant regulations. 3. Assist in the development of frameworks, policies, ... to ensure risk identification, aggregation, mitigation, and monitoring capabilities in compliance with the sound operation of both business and regulatory… more
- Capital One (New York, NY)
- …+ Partner with key stakeholders to ensure the business operates in compliance with second line governance , internal audit requirements and regulatory ... United States of America, New York, New York Managing Director , Interest Rate Derivatives At Capital One, we are...+ CPA, CFA, or MBA + Strong knowledge of Swap Dealer rules and regulations _At this time Capital… more