- Usaa (San Antonio, TX)
- …thorough model validation activities and ensuring adherence to written risk and compliance policies and procedures. The role requires strict independence from model ... models. Leverage expert technical approaches to develop and implement validation testing plans. Replicate model development and may develop challenger models through… more
- Usaa (Tampa, FL)
- …key decisions assessing risk and reward through effective challenge. Liaises with Compliance and CLO on legal & regulatory considerations that impact business ... , including component analysis, static and dynamic scanning (SAST/DAST), penetration testing , and comprehensive application security testing across build,… more
- sharkninja (Needham, MA)
- …and through distributors around the world . Overview The Chief Roadmap and Innovation Officer will lead the vision, strategy, and execution of our global product and ... global team with a "fail fast" approach, emphasizing rapid testing , and iteration as well as an insatiable impatience...capacity to execute the product strategy. Risk Management & Compliance : . Identify and mitigate risks associated with the… more
- Zions Bancorporation (Salt Lake City, UT)
- …the talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & ... divisions of Zions Bancorporation. A position as a MLW Risk and Compliance Testing Officer will provide unique opportunities to collaborate across divisions… more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory ... Compliance Risk Management function. This position executes a compliance testing program designed to meet heightening...& Trading business units with focus on the Markets Compliance program. The Compliance Officer … more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing , regulatory examination, audit, or risk management. + Exposure ... to regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- KeyBank (Brooklyn, OH)
- … compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements… more
- KeyBank (Brooklyn, OH)
- …(CAFP), Certified Fraud Examiner (CFE), etc.). . Prior financial services compliance testing experience leveraging risk-based auditing techniques. . Experience ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines...through the execution of compliance monitoring and testing across Key's lines of business, products, and functional… more
- Truist (Atlanta, GA)
- …style will be: In Office (5 days/week). Enterprise Scenario Planning and Testing Truist's Enterprise Incident Management (EIM) organization is seeking an experienced ... data, regulatory advisories, and strategic foresight. - Drive scenario analysis and testing efforts to assess impact to critical business services, estimate risk,… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... deficiencies to key stakeholders and exercise credible challenge. + Assist Compliance testing with test execution that contributes to the overall Compliance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of… more
- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- State of Colorado (Denver, CO)
- Privacy and Compliance Officer (Repost) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5170906) Apply Privacy and Compliance ... and federal privacy and security regulations, this position serves as the BHA's BHA Privacy & Compliance Officer . The BHA Privacy & Compliance Officer is… more
- KeyBank (Charlotte, NC)
- …lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are mitigated ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of...Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound… more
- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5156208) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...including completing the application process, interviewing, completing any pre-employment testing , participating in the employee selection process, and/or to… more
- City National Bank (Newark, DE)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,..., and Risk Assessment team with the evaluation of compliance testing program and processes. * Performs… more
- KeyBank (Denver, CO)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...Wealth Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
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