- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
- First Horizon Bank (Memphis, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred.… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- KeyBank (Amherst, NY)
- … compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements… more
- University of Michigan (Ann Arbor, MI)
- Chief Medical Officer of Revenue Cycle and Billing Compliance Apply Now **Job Summary** The **Chief Medical Officer of Revenue Cycle and Billing ... Compliance ** , in partnership with the Chief Revenue Officer (CRO), serves as the head of the University of Michigan Health (UMH) Revenue Cycle, and provides… more
- Metro Nashville Government (Nashville, TN)
- Court Bond Compliance Officer - Administrative Services Officer 3 - General Sessions Court Print ... (https://www.governmentjobs.com/careers/nashville/jobs/newprint/5066097) Apply Court Bond Compliance Officer - Administrative Services Officer 3 - General… more
- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056701) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...including completing the application process, interviewing, completing any pre-employment testing , participating in the employee selection process, and/or to… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of… more
- Veterans Affairs, Veterans Health Administration (Beckley, WV)
- …implementation of compliance initiatives within the Medical Center and CBOCs. The Compliance Officer will function as an independent and objective person who ... Summary The Compliance and Business Integrity (CBI) Officer ...All applicants tentatively selected for VA employment in a testing designated position are subject to urinalysis to screen… more
- KeyBank (Cleveland, OH)
- …lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are mitigated ... Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of...Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound… more
- State of Colorado (Denver, CO)
- Serve CO Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056747) Apply Serve CO Finance and Compliance ... to serve. Description of Job Position Title: Serve CO Finance and Compliance Officer Department: Internal Operations FLSA Status: Exempt Organizational… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...Wealth Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- Oregon State University (Corvallis, OR)
- …Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director Appointment Type ... Job Summary The College of Agricultrual Sciences is seeking a Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director. This is a full-time (1.00… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... this role, you're expected to:** + Developing, implementing, and executing compliance testing , continuous testing , and reporting programs in accordance with… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and CQS ... bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife General… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and CQS ... bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife General… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Fiduciary Compliance Officer works within the Compliance Risk Management organization, ... + Minimum of 2 years of experience as a compliance officer /internal auditor for a national bank...the fiduciary space + Experience using enterprise governance and compliance applications + Past experience with testing … more
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