- Daisy Co. (Burke, VA)
- …candidate brings deep experience in the custom integration field, can build professional trade partner relations and is driven to always meet or exceed their sales ... will be very familiar with the residential construction industry and trade partners such as architects, interior designers, builders, electricians and others,… more
- Daisy Co. (San Carlos, CA)
- …candidate brings deep experience in the custom integration field, can build professional trade partner relations, and is driven to always meet or exceed their sales ... will be very familiar with the residential construction industry and trade partners such as architects, interior designers, builders, electricians, and others,… more
- MAKITA (Chicago, IL)
- …based on information from business directories and publications, industry ads, trade shows, Internet Websites, and other prospecting sources, including job site ... surveillance . Travel throughout assigned territory to conduct Makita business,...Present, execute, and administer Corporate Sales Programs, including co-op, trade agreements, rebates, strategic initiatives, and promotions, along with… more
- Crossroads Trading Co., Inc. (New York, NY)
- …is preferred. You are: Experienced . You're a pro at providing un-armed surveillance . Team-oriented You're a people-person who loves working as a team. Compassionate ... since 1991. We have brick and mortar locations nationwide where we buy, sell and trade on-trend used clothing to the public. Our Values Our goal is make our… more
- TD Bank (New York, NY)
- …for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory ... in a complex regulatory environment. This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset classes.… more
- TD Bank (New York, NY)
- …compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, ... specialized function responsible for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- JPMorgan Chase (Jersey City, NJ)
- …for diverse stakeholder audiences + Should be subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Should advocate and ... stakeholder audiences + Candidate must have strong knowledge in Regulatory, Trade surveillance platforms and capital markets + Candidate must have worked to… more
- TD Bank (New York, NY)
- …ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... development and implementation of a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- Citigroup (Jersey City, NJ)
- …The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and ... voice surveillance , employee trading, outside activities surveillance , and information barrier controls/ surveillance . This Vice President (VP) role sits… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Global Spread Products business, but ... financial services that enable growth and economic progress. **Team/Role Overview** This GSP Trade Monitoring role sits in the First Line of Defense and focuses on… more
- Phillips 66 (Houston, TX)
- …compliance with internal policies and external regulatory requirements; and conducting trade surveillance and monitoring activities. The CTC Compliance Analyst ... compliance obligations and responsibilities to the exchanges and applicable regulators. . Trade Surveillance - Conduct risk-based trade surveillance of… more
- HSBC (New York, NY)
- …repo, custody and clearing, as well as the supporting functions (eg, Market Operation, Trade Surveillance , Traded Risk and Product Control). The team also covers ... domestic payments and providing cash management and liquidity management solutions -Global Trade Solutions, specializing in trade finance, supply chain and… more
- TD Bank (Greenville, SC)
- …Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring functions. This ... organization. **Depth & Scope:** + Performs various monitoring activities including trade and electronic communication reviews on a day-to-day basis, adhering to… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
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