- TSR Consulting (New Castle, DE)
- …required. Liaise with other CRIU units, ACRM, the Business, CSIS, AML Legal, Trade Surveillance , and Law Enforcement, where applicable. Required Skills: 1-5+ ... and manual cases for activity conducted by clients. The Senior Compliance Analyst is responsible for managing a caseload of investigations, performing analysis and… more
- JPMorgan Chase (Jersey City, NJ)
- …for diverse stakeholder audiences + Should be subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Should advocate and ... analytics and technical program delivery. As a Lead Solutions Analyst in Corporate Oversight & Governance Tech team, you...audiences + Candidate must have strong knowledge in Regulatory, Trade surveillance platforms and capital markets +… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- TD Bank (New York, NY)
- …compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, ... specialized function responsible for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent… more
- Citigroup (Getzville, NY)
- …The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and ... The Electronic Communications Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management… more
- TD Bank (Vienna, VA)
- …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- …deep compliance skills, this is the opportunity for you! As a Sr International Trade Compliance Analyst , you'll be using your skills and expertise to support ... our comprehensive import compliance program, ensuring conformity with US trade regulations, managing import authorizations, and contributing to technology release… more
- Insight Global (Miami, FL)
- …It involves contributing to broader compliance initiatives like market soundings and trade surveillance . We are a company committed to creating inclusive ... in the investment banking space is looking for an analyst to support the firm's compliance function. This person...legal operations . Familiarity with market soundings policy and trade surveillance - Exposure to investment banking… more
- MetLife (Whippany, NJ)
- … Analyst will work closely with our derivatives traders to provide market surveillance , pre- trade analysis, trade entry and position reporting. Key ... risk analysis and project work * Monitoring risk, positions and P&L * Trade entry into our risk systems * Composing weekly market commentary Essential Business… more
- Northrop Grumman (Baltimore, MD)
- …Grumman Mission Systems has an opening for a Sr. Staff Lead EW Systems Analyst to join our team of qualified, diverse individuals at our Linthicum/Baltimore, MD ... programs (such as B-1B), airborne / maritime / ground-based surveillance missions (E-3 AWACS, E-7 MESA, TPS-80 G/ATOR, SEWIP...(AMS) organization has a need for a Lead Systems Analyst supporting the integration and verification of the most… more
- Bank of America (Charlotte, NC)
- Operations Analyst - GWIM Credit-Charlotte Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Operations- Analyst GWIM-Credit-Charlotte\_25029668) **Job Description:** At Bank of America, we… more
- SimIS Inc. (Suffolk, VA)
- …engineering and test and evaluation (T&E) support. SimIS seeks a Data Collector/ Analyst responsible for collecting, validating, and analyzing test data from border ... equivalent) + Data visualization and reporting tools expertise + Understanding of surveillance system data types and formats + Knowledge of data collection… more
- Community Health Systems (Franklin, TN)
- **Job Summary** The Senior Applications Systems Analyst contributes to a collaborative environment where usable, viable, and feasible solutions are developed to meet ... decisions on product enhancements and updates. As a Senior Applications Systems Analyst , at Community Health Systems (CHS) - Shared Business Operations, you'll play… more
- T. Rowe Price (Baltimore, MD)
- …consumer and property market fundamentals, security level cash flows, ongoing security surveillance , the assignment of credit ratings, and trade recommendations ... that benefit T. Rowe Price portfolios. The analyst will be an integral part of the Securitized...Advanced business degree is a plus + Chartered Financial Analyst designation preferred + Experience with data querying languages… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Bronx Neighborhood Health seeks to hire a Strategic Planning Analyst . The Strategic Planning Analyst will support...not limited to: college transcript, experience verification or professional trade licenses. If after your interview you are the… more
- Robert Half Finance & Accounting (Boston, MA)
- …Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role focuses on ensuring ... include conducting remote and onsite branch reviews and performing daily trade blotter reviews with an emphasis on exception reports, requiring strong… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- …support concept of operations (CONOPS) evaluation, requirements definition, customer engagements, trade analyses, and proof of concept exercises. This unique at SNC ... National Security by shaping future technologies employment. The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst , you will play a crucial role in executing our data strategy to design… more
- NANA Regional Corporation (Suffolk, VA)
- …and lab analysis results per assigned availabilities. + Conduct breathing air surveillance inspections. + Able to calibrate, use, and operate Air Sampling ... experience. + Bachelor's Degree may be substituted with a completed Maritime Trade School/Apprenticeship with 5 years waterfront Maritime Safety Industry OR 4 years… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …FL._** **Job Summary** This role is specific to the in-house Case Manager build for Trade , Surveillance and Account reviews. In this role you are required to act ... as a partner with the business to facilitate and implement the most optimal technology solutions, and ensuring they meet the business and organizational needs. You will be responsible for writing system requirements that guarantee the technology solution… more
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