- Citigroup (Getzville, NY)
- The Surveillance Intermediate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team ... . The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and voice… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- … with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who ... and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD… more
- Citigroup (Getzville, NY)
- The Electronic Communications Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk ... The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance ( Trade Surveillance ) team is responsible for ... matter The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications, and… more
- Insight Global (Salt Lake City, UT)
- …and potentially lead working groups that focus on enhancing controls/quality of the trade surveillance program We are a company committed to creating inclusive ... Job Description Insight Global is looking for a mid-level analyst candidate to sit in the market surveillance...of ours. This group sits within the Financial Crime Compliance Group, a centralized surveillance function within… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- …deep compliance skills, this is the opportunity for you! As a Sr International Trade Compliance Analyst , you'll be using your skills and expertise to ... support our comprehensive import compliance program, ensuring conformity with US trade ...US Foreign Corrupt Practices Act (FCPA). The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area… more
- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role ... annual supervisory controls testing, review and approve advertising, sales literature, trade corrections, and other compliance matters, while investigating… more
- Citigroup (Tampa, FL)
- …/Project Management Specialist is the department's knowledge lead with focus on Pre Trade Regulatory and Compliance business controls. The incumbent works both ... SMaRT ( Surveillance , Monitoring and Regulatory Tool) is the Strategic...Book of Work as it pertains to the Pre Trade workflow in Front Office, building preventative booking controls.… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... team to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst , you will play a crucial role in executing our data… more
- TD Bank (Marlton, NJ)
- …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates… more
- SMBC (Jersey City, NJ)
- …will also be expected to have a functional understanding in the areas of compliance surveillance , transactional data sets, and bank related reference data. They ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...This exciting opportunity to drive the transformation of the Compliance department by supporting strategic Compliance processes,… more
- Sandia National Laboratories (Albuquerque, NM)
- …Systems Organization (5373) is seeking a motivated radio frequency (RF) signal processing analyst to join their team. This position focuses on design, analysis, and ... systems. Key Responsibilities: + Perform analysis, high-level systems design, trade -off studies, and requirements definition for radar, communications and… more
- City of New York (New York, NY)
- …employees who are permanent in the civil service title of Administrative Staff Analyst due to the active promotional civil service list of Administrative Staff ... Analyst . Established in 1805, the New York City Department...organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and… more
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