- Scotiabank (New York, NY)
- …Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on market abuse detection and prevention. ... their expertise to lead compliance audits for trade surveillance to identify potential market abuse and work collaboratively with various departments to… more
- ManpowerGroup (New York, NY)
- …5 years of hands-on Trade Surveillance experience specifically focused on Market Abuse Risks + Strong understanding of market manipulation behaviors, ... Consultant** . Partner with team in identifying and **mitigating market abuse risks** across a range of... Surveillance Platforms: Actimize, OneTick, TradingHub, Protegent + Market Data & Trade Systems: Bloomberg, Reuters,… more
- TD Bank (New York, NY)
- …of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies + Experience leading a ... will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at...fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation… more
- TD Bank (New York, NY)
- … trade and communications surveillance tools and vendors, for detecting market abuse and manipulation. + Product knowledge of FX, exchange traded products ... for trade and communications surveillance programs, and deep understanding of market abuse behaviors surveillance that surveillance is intended… more
- TD Bank (New York, NY)
- …of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies + Proficiency in SQL, ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
Locations:
New York