- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will provide essential guidance and… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations.… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (Jersey City, NJ)
- …Program Management **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $163,600.00 - ... territories. The breadth, depth, and strength of our underwriting, sales and trading , and distribution capabilities span asset classes and currencies, sectors and… more
- Principal Financial Group (New York, NY)
- …authorization or permanent work authorization) now or in the future to work in the United States . This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, ... authorization needs please use the following links. **Nonimmigrant Workers (https://www.uscis.gov/working-in-the- united - states /temporary-nonimmigrant-workers) and Green Card for Employment-Based Immigrants… more
- Bank of America (New York, NY)
- …and/or CFA, preferred + Series 7 and 66 (or equivalents) required **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... the lifecycle of a trade idea from generation through execution + Liaising with trading , structing, sales, control partners, and other stakeholders + Price cross… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Trading Supervision Standard + Required to demonstrate governance, control and risk management behaviors in alignment with TD… more
- TD Bank (Charlotte, NC)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...depth technical leadership and expertise in the oversight of non- trading market risk across US ALM +… more
- TD Bank (Charlotte, NC)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $95,264 - $155,376 USD TD is committed to providing fair and ... used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (Charlotte, NC)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $122,304 - $199,680 USD TD is committed to providing fair ... to validate Financial Crime Risk Management (FCRM) models for Trading Surveillance and Insider Risk Management + Work with...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Bank of America (Jacksonville, FL)
- …knowledge of the operational aspects of transactions and products **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/Jacksonville/Transaction-Management-Ops-Analyst Alternative-Investments- Trading Operations\_25045194) **Job Description:** At Bank… more
- JPMorgan Chase (New York, NY)
- The Global Commodities business is part of the Markets Trading organization within the Commercial & Investment Bank. This business unit offers risk management ... strategy and priorities, managing business risks, addressing regulatory and control initiatives, optimizing business performance, and coordinating other business… more
- JPMorgan Chase (Chicago, IL)
- …securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide ... capital, manage risk and extend liquidity in markets around the world. As a Trading Services Associate within the Futures & Derivatives Clearing Team, you will be… more
- Bank of America (Dallas, TX)
- …in the Main Street location until the move to Addison occurs._ **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/Dallas/Private-Bank-Investment-Operations Equity -and-Fixed-Income-Trade-Support-Analyst\_25045204) **Job Description:** At Bank of… more
- Mizuho Corporate Bank (New York, NY)
- …Loans, Workflow Management + Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader ... Qualifications: + Experience: 10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading , Margin Loan, Real Time… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...data engineering, analytics, and front-office decision-making. You'll work with Equities Sales, Trading , Research, senior management, and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...in Aerospace & Defense and/or Technology to join our Equity Research team in New York. In this unique… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities , fixed income, FX, and… more