- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- American Express (New York, NY)
- …and effectiveness of CFR exam management processes. CFR is looking for a Vice President of Governance to lead a diverse team of high-performing professionals ... and delivering superior customer service. The objective of the CFR Control Management Exam Management team is to support CFR internal and external exams and audits,… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy team, you will ... the framework for and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead the development of … more
- JPMorgan Chase (Newark, DE)
- We are seeking a Vice President to join our Firmwide Regulatory Reporting & Analysis (FRRA) team. Our team is responsible for the design, implementation and ... target US Regulatory Reporting platform. As an External Reporting Controller - Vice President within the Firmwide Regulatory Reporting & Analysis team,… more
- MUFG (New York, NY)
- …team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group that's as committed to your ... trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management, including meeting scheduling, organization of… more
- RWJBarnabas Health (New Brunswick, NJ)
- Vice President of Ambulatory Operations, Jack & Sheryl Morris Cancer CenterReq #:0000198072 Category:Leadership Status:Full-Time Shift:Day Facility:RWJ New ... Morris Cancer Center, 165 Somerset Street, New Brunswick, NJ 08901 Job Title: Vice President of Ambulatory Operations Location: RWJ New Brunswick Department:… more
- Citigroup (New York, NY)
- …Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York… more
- BMO Financial Group (Chicago, IL)
- …your chance to make meaningful difference and growth with us!** **MANDATE** The Vice President will support Corporate Banking professionals in executing the ... first line of defense accountability for strong risk culture. Vice President provides thoughtful assessment and insights...on risk management strategy. KEY AREAS OF ACCOUNTABILITY + ** Regulatory Exam and Internal Audit Coordination: 50%**… more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Internet, to join its New York City office. The Internet team ... deal execution. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Citigroup (Tampa, FL)
- …degree a plus. **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary ... & Issues Management Officer will be part of Citi's Regulatory Engagement Standards team within Citibank, NA and NAM,...delivery to the regulators. + Track, monitor and report exam schedules, responses due, exam highlights/updates through… more
- MUFG (Irving, TX)
- …for responding to regulatory exams and information requests outside of an exam , manage sanctions team audits and testing and coordinate with issue owners and ... specifically focusing on financial crimes controls related to audit and testing, regulatory exams and issues management. The ideal candidate will apply practical… more
- Wells Fargo (Charlotte, NC)
- …auditors and examiners and assist with the preparation of internal and external exam processes. + Train and mentor junior talent. + Responsible for adherence to ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- MUFG (Irving, TX)
- …Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Regulatory Exam Management in furtherance of Issues Management policy, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Mizuho Corporate Bank (New York, NY)
- …compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory examinations, ... in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing… more
- Guthrie (Corning, NY)
- …activities of the Medical Staff Office and performs secretarial duties for the Vice President , Quality/Risk Management. Education, License & Cert: High school ... Members, Performs confidential, diversified secretarial and minor administrative duties for the Vice President Q/RM, Medical Staff Officers, Chiefs of Service,… more
- Cecil College (North East, MD)
- …other official College ceremonies, and meetings called by the Department Chair, Dean, Vice President for Academic Programs, or the President . * ... of Trustees appointed by the governor. The College's fifth president , Dr. Mary Way Bolt, reports directly to the...examination or culminating activity during the regularly scheduled final exam period. * Submit any Incomplete Grade Contracts to… more
- US Secret Service (Washington, DC)
- …support to Secret Service protective details to include high level protectees such as the President and Vice President of the United States of America. CAT ... employment. Phase I: National Crime Information Center (NCIC) Special Agent Entrance Exam (SAEE) Applicant Physical Abilities Test (APAT) Interview Phase II: Credit… more
- American Express (New York, NY)
- …with enterprise Operational Risk Management programs and reporting. GCS is looking for a Vice President of Governance to lead a diverse team of high-performing ... Management + Establish processes to ensure and monitor the integration of regulatory changes & updates into the Operational Risk framework and training materials… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. * Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. * Monitors… more