- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer ,...sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ensuring ... Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans. + Develops,… more
- Scotiabank (New York, NY)
- Associate Director ( Vice President ) Risk Solutions Group, Global...Origination team, which is a Private Side Group. A VP in DPG is a Coverage Officer ... to results, in an inclusive and high-performing culture. **Title: Associate Director ( Vice President ) Risk Solutions Group, Global Banking & Markets** **Global… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... compliance team and have regular interface with staff throughout.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- MUFG (Tempe, AZ)
- …provide more details. Regional Financial Crimes Office - Americas Planning and Operations - VP Reporting to the Managing Director, BSA Officer and Head of ... Regional Financial Crimes for the Americas (RFCO), the VP of RFCO Planning and Operations is responsible for...risk management or related field + Strong knowledge of BSA/ AML banking regulations and financial crimes compliance … more
- JPMorgan Chase (Tampa, FL)
- …issues **Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML , Compliance , Audit, Risk, Controls, or related fields + Familiarity ... of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating… more
- Enterprise Bank & Trust (Clayton, MO)
- …of supporting our communities.** **Together, there's no stopping you!** **Job Title:** VP , Deputy BSA Officer **Job Description:** **Summary:** Responsible for ... for compliance + Effectively work with Microsoft Office products, AML software, and other computer software programs + Exceptional interpersonal, writing,… more
- First National Bank of Omaha (Fort Collins, CO)
- …organization's success.** **Summary of the Job:** We are seeking a dynamic and experienced Vice President , Wealth Risk & Operations to lead Risk and Operations ... the Wealth division for future success. **Risk Governance and Compliance ** + Serve as a senior risk officer...laws, and FINRA / SEC regulations, and the bank's BSA/ AML Program, as applicable to your job duties. **Why… more
- Citigroup (New York, NY)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more
- Mizuho Corporate Bank (New York, NY)
- As Vice President of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models. Your primary ... documented and communicated to relevant stakeholders to maintain model integrity and compliance . + Partner with the Chief Information Officer (CIO) function… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Know Your Customer (KYC) Analyst is responsible… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more
- MUFG (Tempe, AZ)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and...review and monitoring of workflows of the Unit, assist VP in running daily operations and controls, and ensure… more
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