- TD Bank (New York, NY)
- …Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized… more
- Serco (Herndon, VA)
- …you make a difference with challenging and purposeful work. Serco Inc. is seeking a Senior Manager for Trade Compliance to join our team at Serco's corporate ... email to: careers@serco-na.com . Click here to apply now (https://careers-sercous.icims.com/jobs/71826/sr.- manager - trade - compliance herndon%2c-va/job?mode=apply&apply=yes&in\_iframe=1&hashed=-1834477830) **New to Serco?**… more
- TD Bank (New York, NY)
- …on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- Northrop Grumman (Redondo Beach, CA)
- …they're making history. **Northrop Grumman Aeronautics Systems has an opening for a Sr. Manager International Trade Compliance (M2 level) to join our team ... personnel on significant and sensitive matters . Maintains applicable trade compliance records and provides reports in...allow employees to share in company results. Employees in Vice President or Director positions may be… more
- TD Bank (New York, NY)
- …Options, Commodities, Fixed Income, and FX. **General Job Description** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $200,000 USD TD is...trading practices. **Job Details:** We are seeking an experienced VP -level Quantitative Analyst to focus on the development and… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- JPMorgan Chase (Jersey City, NJ)
- …impact by delivering high-quality products that resonate with clients. As a Product Manager in Trade and Working Capital- Structured Working Capital, you are ... with cross-functional teams to deliver high-quality products that exceed customer expectations. ** Trade & Working Capital (TWC)** is a division of Payments. For more… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- JPMorgan Chase (Boston, MA)
- …where possible + Work closely with portfolio managers, client service, operations, and compliance teams to ensure seamless trade workflows. + Develop process ... in assets (and counting) are using 55ip. As a Trade Implementation Strategist within 55ip, you will be responsible...and analytics with market dynamics and trading practices. The VP acts as a liaison between assets managers, traders,… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...will report into the North America CCOR Specialized Testing Manager . CCOR Testing is a risk-based, point-in-time evaluation of… more
- Five Star Breaktime Solutions (Savannah, GA)
- …is subject to change based on company needs.Department:Retail Operations - Micro MarketsHiring Manager :Regional Vice President About the Role Five Star ... Vice President of Retail Operations (GA,...with corporate and regional leadership to uphold service standards, compliance , and operational excellence. + Manage and develop operational… more
- JPMorgan Chase (Chicago, IL)
- …products and solutions to meet their generational wealth management needs. As a Vice President Supervisory Manager in JP Morgan Wealth Management, ... will ensure effective resolution of e-communication and transaction-related inquiries, manage trade correction reviews and approvals, and review and approve all… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain...57, Series 63, Series 24 + Basic understanding of trade -life cycle, equity & markets + Prior front office… more
- JPMorgan Chase (New York, NY)
- Global Custody Product Management is seeking a Vice President -level US Custody Product Manager to oversee all aspects of custody services in the US market. ... local regulators, and act as the lead advocate with market infrastructure and trade representative groups. + Contribute to the service documentation related to the… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets We are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading ... transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of...Expert. The salary will be USD $250,000.00 for the Vice President level or $275,000 for the… more
- TD Bank (New York, NY)
- …other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more
- BlackRock (Wilmington, DE)
- …clients, brokers, custodian banks, fund accountants, administrators and more. **Role Overview** Vice President - Client Order Management (COM) The Client Order ... **About BlackRock** Elevate your career by joining the world's largest asset manager ! Thrive in an environment that promotes positive relationships and recognizes… more
- Citigroup (New York, NY)
- …across functional groups. An Infrastructure Finance and Clean Energy Finance Associate Vice President in ICM-UW will cover various infrastructure assets across ... Global Structured Products, Financings, and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Infrastructure… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** SMBC Bank is seeking a highly skilled Vice President , Quantitative Credit Modeling to join our dynamic team in ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...and address feedback from examiners (eg, FRB, OCC) **Regulatory Compliance & Stress Testing** + Lead end-to-end execution of… more
- Sprinklr (NY)
- …consistent, trusted customer experiences worldwide. **Job Description** **What You'll Do** The Senior Vice President of Financial Planning and Analysis is a key ... and forecast. + Support all external financial reporting and compliance requirements. + Lead the development of financial models...standpoint. + Excellent leadership skills - a seasoned people manager able to lead, develop and motivate and manage… more
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