- Capital Community Bank (Pleasant Grove, UT)
- …bank management. For day-to-day operations and organizational alignment, the Vice President of Audit also reports to the Bank 's General Counsel. This ... As the Vice President of Audit, you will...of the risk leadership team, ensuring accountability, and policy compliance across the Bank 's operations. This position… more
- Deutsche Bank (Jacksonville, FL)
- …Job Title AFC Testing, Senior Officer Corporate Title Assistant Vice President Location Jacksonville, FL Overview Deutsche Bank ("DB") is committed to ... , AFC Testing and Quality Assurance ("QA") in order to assess and review compliance with legal , regulatory and internal firm policy requirements and work with… more
- Deutsche Bank (Jacksonville, FL)
- Job Description: Job Title Lead Engineer Corporate Title Vice President Location: New York,NY Overview As a Lead Engineer you role is to maintain and support the ... risk management framework. Along with ensuring compliance within regulatory requirements that align with global standards....You will also need an understanding and adherence with bank policy and standards related to security and production… more
- Houlihan Lokey, Inc. (Houston, TX)
- …our firm's real-world transaction experience and market knowledge. The open position is for a Vice President based in the Houston office who will be dedicated to ... Valuation Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital solutions,...is looking to add talented financial professionals at the Vice President level to focus on managing… more
- JPMorgan Chase & Co. (Newark, DE)
- …. Join us to advance AI/ML and data-centered initiatives while ensuring data protection and compliance . As a Vice President in the Chief Data Office within ... impact in the world of data governance? As a Vice President in the Chief Data Office,...lists, and presentations; coordinate cross-functional team requirements. Engage with Legal , Compliance , Privacy, Cyber, and Tech Controls… more
- MUFG Bank, Ltd. (Los Angeles, CA)
- …credit risk management function within GCIB (Global Corporate & Investment Bank ) and more specifically the Entertainment Finance Industry Vertical. Entertainment ... downgrades Either as the deal team leader or member, underwrite new bank debt transactions according to established policies and guidelines for non-investment grade… more
- Western Alliance Bancorporation (Las Vegas, NV)
- Job Title: Assistant Vice President , Portfolio Management Location: West Sahara What you'll do: As a Portfolio Managerl, you will be responsible for ... and services. Entry level to intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and… more
- Santander (Dallas, TX)
- CIB Loan Agency Servicing & Non-Agency Servicing Team Lead, Vice President - Dallas/Miami Country: United States of America Your Journey Starts Here: Santander ... point of contact for internal stakeholders including front office, credit risk, legal , compliance , and technology teams. *Escalate and resolve servicing issues,… more
- BNP Paribas (Jersey City, NJ)
- …Monitoring and Optimization, FIU/BLRA/QA, and Project Management. KYC is seeking a VP -level advisor to provide compliance coverage primarily for Financial ... leaders. Demonstrates the ability to influence stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility for personal actions and… more
- BNP Paribas (Jersey City, NJ)
- …Financial Security Department, there are six main areas: KYC Compliance , FIU/BLRA/QA, Sanctions, Transaction Monitoring and Optimization, Transaction Monitoring, and ... reporting, and escalating matters pertaining to Sanctions, AML, and KYC. The Sanctions Compliance Team manages the overall Sanctions Compliance Program at BNPP,… more
- State Street Corporation (Atlanta, GA)
- …including investment professionals, investors, auditors, lawyers and banking personnel. Ensure compliance with investment fund legal documents, ie partnership ... agreement. Assist accounting managers to ensure compliance with investment fund agreements and other legal documents. Special client projects. Manage internal… more
- Morgan Stanley (Purchase, NY)
- …a suite of risk reports and tools to be used by Bank Management and Bank Conduct & Compliance Risk. The Conduct Risk Manager will report to the Bank ... with colleagues in WM Client Segment Risk, second and third-line control functions ( Legal , Compliance , and Audit) on an ongoing basis. Partner with and… more
- JPMorgan Chase & Co. (Seattle, WA)
- …Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. ... with internal business stakeholders including sales, processing, closing, and legal . Gain a thorough understanding of relevant policies, standards, procedures,… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …loans within the portfolio Showcase strong control and risk management strategies to ensure compliance with GS Bank USA (the most regulated entity at GS) while ... regional lending managers, private lending underwriters, global client financing, credit, legal and other operations teams to perform critical control functions in… more
- JPMorgan Chase & Co. (New York, NY)
- …Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Poppy Bank (Roseville, CA)
- …Travel to branch offices is required occasionally. Remote working is not permitted. Ensures compliance within all Bank policies and procedures, as well as all ... the VP Training and Development Officer and VP Area Managers in identifying operational and compliance...and follows policies and procedures and operates within the Bank 's guidelines Responsible for development and maintenance of branch… more
- Citigroup, Inc. (New York, NY)
- Citi's US Commercial Bank (CCB) is a rapidly growing business, targeting emerging, mid- and larger-sized companies with annual revenue generally from $100 million to ... CLM represents a critical "first line of defense" control function for the bank , ensuring the CCB's credit process is conducted in accordance with all internal… more
- Larson Maddox (Plano, TX)
- …Los Angeles Metro Area or in Plano, TX Position Summary The Vice President , Assistant General Counsel will provide strategic legal counsel on matters related ... enterprise risk management by identifying and mitigating IP and technology-related legal risks. Collaborate with product, engineering, compliance , and data… more
- Citigroup, Inc. (Getzville, NY)
- Regulatory Operations Vice President ( VP ) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... trade reporting submission Liaise closely with internal stakeholders, including Business, Legal , Compliance , Risk/Control, Operations & Technology, at all levels… more
- Rabobank (New York, NY)
- Job Title VP , Portfolio Management Job Description Client-facing role in a growing business line that is very active in Energy Transition. Role provides for great ... and sharing." - MD You and Your Job As VP , Portfolio Management you will be successful by diligently...role for the success of the business line and bank overall. The role will be critical in the… more
