- TD Bank (New York, NY)
- …organization and to work collaboratively on teams of varying size. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- TD Bank (New York, NY)
- …changes prior to production release. + Develop KPI's and management level reporting to define and measure service quality and provide transparency. + Execute ... Office suite. + Knowledge of Business Intelligence tools, data analysis and reporting . Manage a diverse portfolio of business management activities for complex or… more
- TD Bank (New York, NY)
- …Title:** Vice President , US Finance, Broker Dealer Regulatory Reporting **Hiring Contact:** Christine Jenkins, Directory Finance **Business Unit:** ... is looking for a highly skilled and technology savvy Vice President level to join its Broker... Regulatory production team responsible for the requisite regulatory reporting and calculations requirements (Customer Protection… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years ... Products, Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …collaborate with multiple stakeholder groups. **General Job Description** The Vice President / Director Trading Business Management TDS is responsible for ... who can provide you more specific details for this role. **Job Description:** Reporting to the MD, Business Management, Strategy & Surveillance, you will represent… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution. + ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of… more
Locations:
New York