- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business… more
- Raymond James Financial, Inc. (New York, NY)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- Citigroup (New York, NY)
- The Senior Executive Assistant provides support to members of the Wealth COO leadership team (Business Execution Leads) by handling correspondence, managing ... to three C16 level managers + Manages day to day calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings,… more
- KeyBank (Amherst, NY)
- …is actively pursuing relevant professional and/or industry sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's… more
- US Bank (Des Moines, IA)
- …at-all from Day One. **Job Description** Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts. ... May include Relationship Management responsibilities as well as product specialty knowledge and expertise (such as IRAs, Charitable/Philanthropic Accounts, ILITs, Estates, etc.). Will likely work as part of a team of experts administering accounts where tasks… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the ... Bank. This leader works with a team of experienced risk professionals and partners with senior leaders...Responsibilities: + Serve as a core advisor to the Wealth Management Business, providing expert guidance on risk… more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the delivery ... support. This colleague works with a team of experienced risk professionals and partners with senior leaders...assessments are conducted, to identify potential risks across the Wealth organization. + Works with other Business Risk… more
- Citigroup (Getzville, NY)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... Operational Risk Management (ORM) is an enterprise-level independent ...mandate covers all business lines (US Personal Banking, Global Wealth Management, Markets, Services, Banking, Global Functions & EO&T)… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... of analytics to identify issues, and assisting with implementations of changes to frameworks. Risk & Control Advisory Serves as a senior Business Control leader,… more
- First National Bank of Omaha (Fort Collins, CO)
- …success. ** Risk Governance and Compliance** + Serve as a senior risk officer across the Wealth division, ensuring compliance with all applicable ... We are seeking a dynamic and experienced Vice President, Wealth Risk & Operations to lead ...Measure success through data-driven KPIs. + Work closely with senior leaders to provide guidance on day-to-day processes and… more
- First Horizon Bank (Memphis, TN)
- …knowledge of banking products and services + Exercise discretion and judgment identifying risk /control gaps that may have an adverse impact; and the ability to ... timely completion of all assignments + Communicate as required with appropriate senior management and examiners concerning review findings and corrective action. +… more
- Citigroup (Paramus, NJ)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- Citigroup (Washington, DC)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience… more
- Thrivent Financial (Appleton, WI)
- …timely and risk -aware administration. Beyond day-to-day account management, the Senior Personal Trust Officer proactively anticipates client needs, resolves ... will help them live the life they want today-and tomorrow. Job Summary The Senior Personal Trust Officer is responsible for the comprehensive administration of a… more
- Citigroup (Boca Raton, FL)
- …to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire ... The Senior Wealth Advisor SAFE Act is...clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB… more
- Scotiabank (Dallas, TX)
- Senior Facilities Officer **Requisition ID:** 235382 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a guideline only. ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...overall success of the Office of the Chief Operating Officer in the United States ensuring specific individual goals,… more
- KeyBank (Cleveland, OH)
- **Location:** 127 Public Square - Cleveland, Ohio 44114 **JOB BRIEF (PURPOSE)** The Wealth Management Compliance Executive is a senior leader responsible for ... Key's reputation with regulators. Compliance is a functional unit within the Risk Management organization. The Compliance Executive - Wealth Management will… more
- M&T Bank (Wilmington, DE)
- …trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and ... procedures related to account administrative activities. Serve as key partner to wealth clients and developing and implementing trust solutions to meet wealth … more
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