- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- CFO Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... Description:** This job is responsible for contributing to the Compliance and Operational Risk team...and across the company. **Role Overview:** The CFO COR Specialist is responsible for executing activities to provide independent… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's (AMRS)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... trading tools and market connections. + Partner with COO, Compliance , Legal, and Risk partners to understand...Work with the business and support teams to provide operational risk expertise and consulting for projects… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the company's Corporate ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the Consumer Credit Card...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Supports the development and execution ... Risk Management Sr Specialist Charlotte, North...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- Wells Fargo (Charlotte, NC)
- …challenge to Home Lending Servicing related areas. The Senior Compliance Specialist will work directly with business, independent risk management, enterprise ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to join the Home Lending...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Compliance Specialist in Corporate Risk , as part of the Auto Lending Business Aligned Compliance (BACO) ... following: work experience, training, military experience, education **Desired Qualifications:** * Compliance , Operational , or Enterprise Risk program… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to be a part of...Compliance Learning Program. + Establish, implement and maintain risk standards and programs to drive compliance … more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible ... relationship with their assigned Line of Business, Legal, and other Risk / Compliance /Audit professionals. + Collaborate with other stakeholders to identify,… more
- Bank of America (Charlotte, NC)
- …automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line ... Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- USAA (Charlotte, NC)
- …financial services, Fraud, AML, compliance , risk , audit, third party risk management or other related operational areas that support fraud risk ... standards. Partners and collaborates with the lines of business, Compliance and Risk Management, Audit Services, Legal,...risk requirements on business action plans, projects or operational requests based on regulatory guidance. + Applies a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist to support operational risk related work for the Payments ... Risk or a combination of both. + Knowledge and understanding of compliance or operational risk + Ability to communicate effectively, in both written and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... that support business strategies making decisions on matters with financial impact and risk + The Senior Securities Operations Specialist will own the End… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist (Quality Control) Charlotte, North Carolina;Tampa, Florida; Pennington,...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more