- City National Bank (Charlotte, NC)
- ** CONTROL TESTING / REPORTING LEAD 1LOD** **WHAT IS THE OPPORTUNITY?** The 1LOD Control Testing / Reporting Lead is a key strategic and ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- City National Bank (Charlotte, NC)
- **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... gaps to appropriate stakeholders + Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... activities including, but not limited to, independent monitoring and testing of controls and risk management processes for the...Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...this role, you will:** + Serving in either a testing execution and/or lead capacity, participating in… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...other applicable policies + Resolve moderately complex issues and lead team to meet Independent Testing deliverables… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** As part of Governance and Control team perform control testing activities (including control ... (SME's) and BURM peers for guidance and input. In addition to Internal Control Testing , specific day-to-day responsibilities may include the following however… more
- Wells Fargo (Charlotte, NC)
- …to standards and other applicable policies + Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid ... this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing &...developing a team of talented and diverse professionals. + Lead or participate in moderate to high risk or… more
- Regions Bank (Charlotte, NC)
- …central repository for aggregating source data for Financed Emissions measurement, including quality control , testing and reporting of QC/ testing results ... external data required for research and analysis purposes + Collaborates with Risk Reporting to design dashboards to improve risk awareness throughout the firm +… more
- Bank of America (Charlotte, NC)
- …Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high quality regulatory reports ... execution of risk framework activities including independent monitoring and testing of controls and risk management processes for the...this role will work closely with the QA Team Lead and regulatory reporting Subject Matter Experts… more
- Huntington National Bank (Charlotte, NC)
- Description The qualified individual will lead the FR 2052a reporting team, part of the Controllership Team. FR 2052a is a key regulatory report focusing on ... the overall process. + Summary: The qualified individual will lead the FR 2052a reporting team, part...control / reconciliation environment is well documented + Lead projects of varying complexities, often involving various teams… more
- Bank of America (Charlotte, NC)
- …working with a team of 5 or more onshore/offshore resources as part of pre-submission testing . The Testing lead , in collaboration with Testing Shared ... and EIT drive innovation, process improvement and automation. Candidate will be a lead in the Enterprise Independent Testing organization responsible for driving… more
- Bank of America (Charlotte, NC)
- …contributes to the identification of themes and trends at the front line unit, control function and enterprise level. The Testing Manager IC proactively manages ... Testing Manager IC is accountable for quality testing execution, reporting and analysis of results....reporting and analysis of results. This role may lead , contribute and participate in multiple special projects as… more
- Bank of America (Charlotte, NC)
- … control processes within the LOB or ECF through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation, and ... Services and ensure adherence to enterprise-wide standards + Performs monitoring and testing of controls, identifying issues and control improvements for… more
- US Bank (Charlotte, NC)
- …and analyze stress results and prepare review documents for upper management. + Lead the consolidation, analysis and reporting of weekly sales data, ensuring ... an internal control process to ensure objectives related to operations, reporting and compliance are achieved within the finance organization. + Assess bank and… more
- Wells Fargo (Charlotte, NC)
- …the ability to influence effectively in a matrix environment + Audit / COSO / control testing experience + Ability to re-engineer accounting and reporting ... reporting requirements, as well as all related internal control activities. **In this role, you will:** + Act...areas of responsibility; maintain up to date / accurate control documentation + Lead implementation of the… more
- Bank of America (Charlotte, NC)
- …the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to drive process improvements and oversight. ... will lead a GCAOO QC/QA team responsible for executing testing that measures the adherence to AML/Financial Crimes Global Standard requirements. Responsible… more
- Bank of America (Charlotte, NC)
- …Adaptability + Business Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- City National Bank (Charlotte, NC)
- …+ Streamline processes for risk identification and assessment, control assessment, testing and issue management. + Lead continuous improvement activities and ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Must-Have + Bachelor's Degree… more
- Bank of America (Charlotte, NC)
- …monitoring and testing controls and implementing quality assurance and quality control processes within the LOB or ECF by evaluating data to help identify, ... Sr Business Control Specialist-Regulatory Management Team (RTK) Charlotte, North Carolina;Phoenix,...annual assessments and Exams + Supports the monitoring and testing of controls by evaluating data to identify issues… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Data Management** **Analyst** to support **Regulatory reporting ** and **Data Quality** within ... to them on all things Data. + Coordinate data testing by Regulators, Commercial Bank Data Testing ,...in a timely manner. This includes coordinating system, process, control , QC/QA and procedural changes. + Lead … more