- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Bloomberg (New York, NY)
- Cybersecurity Governance , Risk and Compliance Specialist **New York, NY** Posted Jun 12, 2024 - Requisition No. 125908 **Our Team:** We protect Bloomberg. ... professional who has a passion for cybersecurity? Bloomberg's Cybersecurity Governance , Risk , and Compliance (GRC) team works...it for you:** We are seeking a Cybersecurity GRC Specialist to join our team. This role will focus… more
- Morgan Stanley (New York, NY)
- …**Wealth Management* **Title:** *Vice President - Investment Management Financial Crimes Risk Governance and Program Management* **Location:** *New York-New ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and… more
- Citigroup (New York, NY)
- …globally with dedicated teams located in New York, Tampa, and London. The Basel Market risk and CCR RWA Senior Specialist will report to the Head of CIAT, a ... the daily management of the CIAT team and RWA governance process and as well as being the representative...prepared by RCPG for application by Citigroup firm-wide. + Specialist in Market Risk (FTRB),… more
- Bank of America (New York, NY)
- Senior Business Control Specialist - GCAOO QC/QA Governance Oversight Pennington, New Jersey;New York, New York; Fort Worth, Texas; Kennesaw, Georgia **Job ... AML monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate* **Location:** ... segments-Institutional Securities, Wealth Management, and Asset Management. As a market leader, the talent and passion of our people...to achieve and grow. *Department Profile: The Anti-Money Laundering Risk (AML Risk ) team is embedded within… more
- TD Bank (New York, NY)
- …certificate and/or + 10+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & ... to core functions + May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or Regulatory risks etc.) + May… more
- TD Bank (New York, NY)
- …with members of the business, Financial Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with ... Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all… more
- Federal Reserve System (New York, NY)
- …input to the governance and controls rating based on the financial risk management and control assessments conducted under the Capital Program **What we are ... an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Large Institution… more
- TD Bank (New York, NY)
- …certificate and/or + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & ... to core functions + May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or Regulatory risks etc.) + May… more
- Mizuho Corporate Bank (New York, NY)
- Summary Quantitative market risk analytics specialist responsible for developing methodologies and managing analytics for risk models including value-at- ... + Analysis and governance of historical time series data + Develop Market Risk Analytics platform + Identify risk not captured by analytics, develop and… more
- Bank of America (New York, NY)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes ... specified unlawful activities under the Bank Secrecy Act ("BSA"). The GFC Specialist will engage with Global Financial Crimes Risk Executives/Managers, Financial… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Bank of America (New York, NY)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes ... other specified unlawful activities under the Bank Secrecy Act ("BSA"). The GFC Specialist will engage with Global Financial Crimes Risk Managers, Financial… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Credit Sector Specialist is a Vice President level position responsible...of publicly available data for relevant markets to direct risk management decisions and client solutions + Primary focus… more
- Bank of America (New York, NY)
- Global Financial Crimes Specialist - Global Markets - US and Global Markets Operations - US New York, New York;Jersey City, New Jersey; Charlotte, North Carolina ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives… more
- Wells Fargo (New York, NY)
- …mathematical concepts and programming. The MMDC manages all quantitative modeling related to market and interest rate risk on the bank's mortgage products ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... The Wells Fargo job profile is **Lead Events Management Specialist ** . **In this role, you will:** + Collaborate...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more