- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At Bank of America, we are guided by a ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - GWIM Analytics Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- …Process Management The NFRR Enterprise Area of Coverage (NFRR EAC) Compliance & Operational Risk (C&OR) Specialist is an individual contributor member of ... EAC Compliance & Op Risk Specialist...EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within Home Lending Servicing ...and process deliverables, while leveraging solid understanding of the risk policies, procedures and compliance requirements +… more
- US Bank (Charlotte, NC)
- …is a second line of defense function and sits within the Risk Management & Compliance area of the bank. The RCSA Specialist partners with business line and ... Control Self-Assessment (RCSA) program is part of US Bank's Operational Risk Management framework and is designed...and oversee the RCSA program. Also partners with other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... are looking for a candidate with good understanding of risk management, operational risk and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to help establish, implement, and maintain risk standards and programs to drive ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part of Conduct Risk Allegation Independent Monitoring ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Compliance Monitoring and Adherence Business Accountability Specialist to support the Compliance … more
- Bank of America (Charlotte, NC)
- … Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Truist (Charlotte, NC)
- …lending or compliance risk management 3. Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS) or other ... risk analysis to the Premium Finance Senior Risk Management and Compliance Manager and the...specialized compliance education/professional designation 4. Operational and regulatory knowledge of financial institutions (eg banks,… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management... Specialist will engage with Global Financial Crimes Risk Managers, Financial Crimes Investigators, Compliance and… more
- Bank of America (Charlotte, NC)
- …systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with ... + Manage the Surveillance Technology Book-of-Work. **Global Surveillance Strategy Specialist - Role Description** + Assist in the execution...Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington,...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist (Quality Control) Charlotte, North Carolina;Chicago, Illinois; Pennington,...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …experience with brokerage complaints processes. + 2 years' experience in Quality Assurance, Operational Risk , or compliance roles + Strong analytical skills ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more