- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Dallas, TX)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- JPMorgan Chase (Plano, TX)
- …control designers and operators. + Conduct Testing and Monitoring and identify operational risk control gaps. + Develop and/or challenge KPIs / KRIs related ... also participate in efforts to develop data-driven and automated testing approaches to risk identification and control...+ Knowledge of second line risk management ( operational risk and compliance ) practices… more
- Citigroup (Irving, TX)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... contributor position accountable for end-to-end call listening controls monitoring & testing design - ie, operational controls performance assurance/ testing… more
- Citigroup (Irving, TX)
- …and regional MCA teams. The position requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current ... of Citi's MCA Program by driving compliance to Policy, Procedures. The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth… more
- US Bank (Dallas, TX)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- US Bank (Dallas, TX)
- …risks/controls + In-depth knowledge of and experience in technology risks and controls testing + Thorough knowledge of Risk / Compliance /Audit competencies + ... the CDP "A" List for climate change action. **THE ROLE:** The Senior Manager, Operational Risk Review Technology partners with Senior to Executive Leaders in… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- Bank of America (Fort Worth, TX)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers...Rules, and Regulations + Quality Assurance Team Overview Global Risk Analytics (GRA) and Enterprise Independent Testing … more
- Bank of America (Fort Worth, TX)
- …and procedures. This role requires partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as various teams ... also assist in developing and updating routines, strategies and operational guidelines for overall use by Independent Testing...unique opportunity to shape how the Bank manages its operational risk . We are seeking candidates with… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- JPMorgan Chase (Plano, TX)
- …with internal and external technology audits (3rd Line of Defense), CCOR Operational Risk Management deep dives and testing (2nd Line of Defense), and the ... a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management....LOB, you will be responsible for identifying, and mitigating compliance and operational risks in line with… more
- Huron Consulting Group (Dallas, TX)
- …of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance . Within the Enterprise ... to clients: * Risk Governance Framework * Risk Organizational Design * Control taxonomy and testing...+ **Policy and Governance** : Design, review, and enhance risk policies and governance structures to ensure compliance… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Dallas, TX)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- Bank of America (Dallas, TX)
- …industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing ... the risk is within the bank's defined risk appetite, using knowledge of stress testing ...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- Citigroup (Irving, TX)
- …regulatory risk project management support (business requirements, analysis and testing ) for delivery of regulatory solutions. (ie CECL, Part 30 core ... credit and operational policies and procedures. + Demonstrate financial and risk reporting knowledge as well as experience from the business and/or technical… more