- BMO Financial Group (New York, NY)
- …+ Recognized compliance certificate or equivalent preferred.Proficient knowledge of consumer protection and related marketing and advertising guidelines. + ... Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and… more
- City of New York (New York, NY)
- …licenses more than 45,000 businesses in more than 40 industries and enforces key consumer protection , licensing, and workplace laws that apply to countless more. ... AND EMPLOYEE IDENTIFICATION NUMBER (EIN). The NYC Department of Consumer and Worker Protection (DCWP) protects and...predatory practices and strives to create a culture of compliance . Through its community outreach and the work of… more
- PNC (Ridgewood, NJ)
- …opportunity to contribute to the company's success. The Regional Supervision Risk Officer (RSO) reports into PNC Investments, which is a broker-dealer subsidiary of ... PNC Bank. This role works with Compliance , Central Review Desk and Regional Sales Managers to...63/65), 24 (or equivalent 9/10). As a Regional Supervisory Officer (RSO), within PNC Investments, you will be based… more
- PNC (Westfield, NJ)
- …position will be subject to additional background checks as required by Consumer Financial Protection Bureau regulations. **Benefits** PNC offers a comprehensive ... have an opportunity to contribute to the company's success. As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in New Jersey. This… more
- Ankura (New York, NY)
- …as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection ; + Interact with clients and prospects including business development and ... procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E,… more
- Wells Fargo (Yonkers, NY)
- …this position. Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with ... (SAFE) for National Branch Network as part of the Consumer , Small and Business Banking division. Branch Managers are...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Middletown, NJ)
- …this position. Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with ... (SAFE) for National Branch Network as part of the Consumer , Small and Business Banking division. You will be...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (New York, NY)
- …this position. Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with ... for our National Branch Network as part of the Consumer , Small & Business Banking division. Learn more about...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Guttenberg, NJ)
- …this position. Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with ... for our National Branch Network as part of the Consumer , Small & Business Banking division. Learn more about...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Hackensack, NJ)
- …this position. Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with ... for our National Branch Network as part of the Consumer , Small & Business Banking division. Learn more about...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- JPMorgan Chase (New York, NY)
- As a Data Governance Director, reporting to the Chief Data and Analytics Officer for HR and Employee Experience, will be responsible for overseeing and enhancing the ... data governance strategy, coordinating with the Product leaders, Risk, Control, Compliance , and Audit functions, and the Firmwide data organization, ensuring that… more