- Bank of America (New York, NY)
- …performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - ... Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures * Identify and… more
- Microsoft Corporation (New York, NY)
- …with a focus on financial services customers and regulators. + Partner with enterprise compliance engineering Corporate, External and Legal Affairs (CELA) teams ... Platform compliance engineering team, which drives legal and regulatory compliance programs, initiatives, and requirements across the enterprise products and… more
- Cengage Group (Newark, NJ)
- …and self-sustaining data mapping program. + Negotiate commercial terms related to data privacy . + Conduct ongoing privacy compliance monitoring and provide ... We are seeking a highly motivated, pragmatic and business-oriented privacy attorney with an operational mindset and...of potential data breach incidents, act as the primary privacy contact for such incidents, and ensure compliance… more
- Gilead Sciences, Inc. (Parsippany, NJ)
- …key resource for legal department colleagues in the understanding of changing privacy regulations and enterprise compliance obligations. **Minimum ... privacy program as well as leading the US privacy compliance strategy. **About the Role** The...Gilead's contracting functions to ensure successful negotiation of data privacy -related contract terms in its operational agreements… more
- Insight Global (New York, NY)
- …the credit & counterparty risk associated with trading activities, and ensuring compliance to the regulators. 50% of their day will consist of participating ... (market risk, credit risk, counterparty risk) and non-financial risk management ( operational risk) including planning and scoping, fieldwork and audit test plans,… more
- Neuberger Berman (New York, NY)
- … Risk matters and 2) a key person responsible for the execution of the operational / enterprise risk and resilience frameworks in accordance with best practice ... broad platform to accommodate the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York office of a US headquartered asset management… more
- American Express (New York, NY)
- …Audit, Internal Independent Compliance Testing team, General Counsel's Office, Operational Excellence, and Privacy Office. + Assist in development and ... Review partners. + Ensure appropriate coordination with the global compliance program, enterprise -wide policies and programs, and regulatory requirements.… more
- American Express (New York, NY)
- …(eg other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy , Internal Audit ... Services Line of Business Compliance Organization leading a team of compliance professionals to effectively support the Enterprise Digital & Data Solutions… more
- Coinbase (New York, NY)
- … Training and Policy Governance Team (PTG) executes and oversees the enterprise -wide document governance function and the compliance training and awareness ... Compliance Training and Policy Governance, you will manage all operational /administrative tasks and processes related to the Compliance Training program,… more
- Bloomberg (New York, NY)
- …with the Company's licenses or license exemptions, financial crimes compliance , employee compliance , data privacy compliance , and sets compliance ... Financial Specialist - Legal & Compliance - Finance & Administration **New York, NY**...unique opportunity to deliver a blend of financial and operational analysis, financial modeling, reporting and senior management support… more
- American Express (New York, NY)
- … Compliance Testing team, Operational Risk, Internal Audit, Financial Crimes Compliance , and Privacy Office. + Evaluating third-party compliance risk ... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting Small Business Card products. The successful… more
- Capital One (New York, NY)
- …data analytics tools in support of internal audit + 1+ years of experience with privacy compliance in the financial services industry **At this time, Capital One ... to perform professional internal auditing work that involves conducting operational , financial, and compliance audit projects and...+ Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of… more
- TD Bank (New York, NY)
- …CDIC, AML, Privacy , IDA, CBA, SOX, Basel etc.) + Supports enterprise -wide operational risk escalation, review and approval processes, data management, ... details for this role. **Line of Business:** Risk Management **Job Description:** **The Operational Risk Management (ORM) - Enterprise Technology team works in… more
- NBC Universal (New York, NY)
- …The Senior Director, Data Governance will have cross-functional responsibility to lead operational data privacy and data compliance initiatives across ... and testing, as well as incident triage relating to privacy . The role will also direct operational ...and non-technical leadership, and teams, to develop and deploy privacy compliance mechanisms. + Consults on issues… more
- Bank of America (Jersey City, NJ)
- …highly skilled subject matter expert in test script design and test execution for Compliance and Operational Risk. The Testing Manager IC, in collaboration with ... of testing activities in alignment with the Independent Testing- Enterprise Policy & Standard in a timely manner. The...a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute… more
- TD Bank (New York, NY)
- …CDIC, AML, Privacy , IDA, CBA, SOX, Basel etc.) + Supports enterprise -wide operational risk escalation, review and approval processes, data management, ... and governs requirements for own work + Integrates knowledge of the enterprise function's or business segment's strategy in leading program design, policy… more
- Bank of America (Jersey City, NJ)
- …escalating defects, preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) ... at the Front Line Unit (FLU), control function and Enterprise level. **Responsibilities:** + Conducts independent testing on a...a team in support of coverage needs identified by Compliance and Operational Risk officers and/or Front… more
- American Express (New York, NY)
- …commerce and experiences converge in a more modern, digital and connected world. Enterprise Data Governance & Platforms (EDGP) is part of the larger Enterprise ... improves the customer experience and drives business growth through robust enterprise -wide data policies and governance and enabling a data-driven culture, while… more
- American Express (New York, NY)
- …and define your own path. Find your place in risk and analytics on #TeamAmex. Enterprise Data Sharing Solutions (EDSS) is part of the Enterprise Data Governance, ... Digital & Data Platforms (EDGP) organization, which sits within Enterprise Digital and Data Solutions (EDDS). EDSS improves Amex data privacy & data sharing… more
- Federal Reserve System (New York, NY)
- …and should live within a commutable distance. **What we do:** The Enterprise Support (ES) function consolidates accountability for all technology support services ... Service Support division within the function is responsible for aligning operational processes to drive consistency, quality, scalability, resulting in improved… more