- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Wells Fargo (New York, NY)
- …this role, you will:** + Provide model and End User Computing Tool (EUCT) risk governance support to CSBB businesses by partnering with stakeholders to monitor ... with policies and provide support to the broader CSBB Risk Transformation & Governance team to ensure...company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational,… more
- Bloomberg (New York, NY)
- Cybersecurity Governance , Risk and Compliance Specialist **New York, NY** Posted Jun 12, 2024 - Requisition No. 125908 **Our Team:** We protect Bloomberg. ... professional who has a passion for cybersecurity? Bloomberg's Cybersecurity Governance , Risk , and Compliance (GRC) team works...it for you:** We are seeking a Cybersecurity GRC Specialist to join our team. This role will focus… more
- Amazon (New York, NY)
- …the AWS Technical Field Community (TFC) on AWS services and design principles for governance , risk management, and compliance. They will also coordinate with AWS ... Description AWS Specialist Solutions Architects (SSAs) are technologists with deep...and production deployments. Consult with customers to understand their governance , risk , compliance, and audit requirements, and… more
- Citigroup (New York, NY)
- …globally with dedicated teams located in New York, Tampa, and London. The Basel Market risk and CCR RWA Senior Specialist will report to the Head of CIAT, a ... the daily management of the CIAT team and RWA governance process and as well as being the representative...prepared by RCPG for application by Citigroup firm-wide. + Specialist in Market Risk (FTRB),… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate* **Location:** ... segments-Institutional Securities, Wealth Management, and Asset Management. As a market leader, the talent and passion of our people...to achieve and grow. *Department Profile: The Anti-Money Laundering Risk (AML Risk ) team is embedded within… more
- Amazon (New York, NY)
- …regulated workloads and data into the cloud by addressing their specific governance , risk , controls (GRC), compliance, security, and regulatory, requirements. ... This candidate should be an experienced and innovative security/ risk /compliance/ governance professional who has the ability to handle a wide range of GRC… more
- TD Bank (New York, NY)
- …with members of the business, Financial Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with ... Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all… more
- Federal Reserve System (New York, NY)
- …clients. + Supervisory or industry experience with financial and non-financial risks, such as market risk , credit risk , operational risk , compliance ... input to the Governance and Controls rating based on the financial risk management and control assessments conducted under the Capital Program + Contribute to… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Business Accountability Specialist to join the Technology Policy Governance Office (TPGO) within the ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Business Accountability Specialist to join the Governance , Risk Strategy, and Execution (GRSE) team ... financial crimes, operational risk , audit, legal, credit risk , market risk , IT, systems...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Mizuho Corporate Bank (New York, NY)
- Summary Quantitative market risk analytics specialist responsible for developing methodologies and managing analytics for risk models including value-at- ... + Analysis and governance of historical time series data + Develop Market Risk Analytics platform + Identify risk not captured by analytics, develop and… more
- Bank of America (New York, NY)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes ... specified unlawful activities under the Bank Secrecy Act ("BSA"). The GFC Specialist will engage with Global Financial Crimes Risk Executives/Managers, Financial… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Bank of America (New York, NY)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes ... other specified unlawful activities under the Bank Secrecy Act ("BSA"). The GFC Specialist will engage with Global Financial Crimes Risk Managers, Financial… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Credit Sector Specialist is a Vice President level position responsible...of publicly available data for relevant markets to direct risk management decisions and client solutions + Primary focus… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Control Management Specialist in Wealth & Investment Management as part of...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more